PART II SPECIFIED ACTIVITIES

Chapter XIIAdvising on Investments

Exclusions

Other exclusions55

F21

Article 53 is also subject to the exclusions in articles 66 (trustees etc.), 67, (profession or non-investment business), 68 (sale of goods and supply of services), 69 (groups and joint enterprises), 70 (sale of body corporate) F1, 72 (overseas persons)F4F14... 72B (activities carried on by a provider of relevant goods or services) F8, 72AA (managers of F13UK UCITS and AIFs) F10, 72D (large risks contracts where risk situated F16outside the United Kingdom), 72G (local authorities) and 72H (insolvency practitioners).

F32

F5Articles 53A, 53B F6, F1153C, 53D and 53DA are also subject to the exclusions in articles 66 (trustees etc.), 67 (profession or non-investment business) F7F15...F9, 72AA (managers of F13UK UCITS and AIFs) F12, 72G (local authorities) and 72I (registered consumer buy-to-let mortgage firms).