http://www.legislation.gov.uk/id/uksi/2001/544

http://www.legislation.gov.uk/uksi/2001/544/article/63A/2015-04-20

The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

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Statute Law Database

FINANCIAL SERVICES AND MARKETS

2024-05-16

Expert Participation

2015-04-20

This Order specifies kinds of activities and investments for the purposes of the Financial Services and Markets Act 2000 (“the Act"). When an activity of a specified kind is carried on by way of business in relation to an investment of a specified kind, it is a “regulated activity" for the purposes of the Act. The Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001 (S.I. 2001/1177) makes provision as to the circumstances in which a person is, or is not, to be regarded as carrying on a regulated activity by way of business. Section 19 of the Act prohibits person who are not authorised or exempt from carrying on any regulated activity in the United Kingdom. Contravention of that prohibition is a criminal offence.

The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

Sch. 3 Pt. 1

para. 2(c)

The Financial Services and Markets Act 2000 (Commodity Derivatives and Emission Allowances) Order 2023

art. 2(5)

art. 1(2)

PART II SPECIFIED ACTIVITIES

Chapter XVRegulated Mortgage Contracts

Exclusions

F1Other exclusions63A

Article 61 is also subject to the exclusions in articles 66 (trustees etc.), 72 (overseas persons) F2, 72A (information society services)F3, 72AA (managers of UCITS and AIFs) ~~F4and 72G (local authorities)~~F4, 72G (local authorities) and 72I (registered consumer buy-to-let mortgage firms).

Annotations:

Amendments (Textual)

Art. 63A substituted (31.10.2004) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003 (S.I. 2003/1475), arts. 1(3), 17

Words in art. 63A substituted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 1(6)

Words in art. 63A substituted (14.2.2014 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2014 (S.I. 2014/366), art. 1(3)(4), 2(38)

Words in art. 63A substituted (20.4.2015 for specified purposes) by The Mortgage Credit Directive Order 2015 (S.I. 2015/910), art. 1(5), Sch. 1 para. 4(23) (with Pt. 4)