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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
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Changes over time for: Section 93
Version Superseded: 14/01/2005
Alternative versions:
- 31/10/2004- Amendment
- 14/01/2005- Amendment
- 30/04/2011
Point in time - 01/04/2013- Amendment
- 01/10/2018- Amendment
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Point in time view as at 30/04/2011. This version of this provision has been superseded.
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[F1Duty to maintain a record of unauthorised persons carrying on insurance mediation activitiesU.K.
93.—(1) Subject to articles 95 and 96, the Authority must include in the record every person who—
(a)as a result of information obtained by virtue of its rules or by virtue of a direction given, or requirement imposed, under section 51(3) of the Act (procedure for applications under Part IV), appears to the Authority to fall within paragraph (2); or
(b)as a result of information obtained by virtue of article 94, appears to the Authority to fall within paragraph (3).
(2) A person falls within this paragraph if he is, or has entered into a contract by virtue of which he will be, an appointed representative who carries on any insurance mediation activity.
(3) A person falls within this paragraph if—
(a)he is a relevant member of a designated professional body who carries on, or is proposing to carry on, any insurance mediation activity; and
(b)the general prohibition does not (or will not) apply to the carrying on of those activities by virtue of section 327 of the Act (exemption from the general prohibition).
(4) In this Part, “recorded insurance intermediary” means a person who is included in the record by virtue of paragraph (1).
(5) The record must include—
(a)in the case of any recorded insurance intermediary, its address; and
(b)in the case of a recorded insurance intermediary which is not an individual, the name of the individuals who are responsible for the management of the business carried on by the intermediary, so far as it relates to insurance mediation activities.]
Textual Amendments
F1Pt. 5 inserted (31.10.2004 for specified purposes, 14.1.2005 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (S.I. 2003/1476), arts. 1(3), 13
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