F1PART VUNAUTHORISED PERSONS CARRYING ON INSURANCE MEDIATION ACTIVITIES
Annotations:
Amendments (Textual)
Exclusion from the record where F2FCA has exercised its powers under Part XX of the Act96
1
2
A person falls within this paragraph if, by virtue of a direction given by F3the FCA under section 328(1) of the Act (directions in relation to the general prohibition), section 327(1) of the Act does not apply in relation to the carrying on by him of any insurance mediation activity.
3
A person falls within this paragraph if F3the FCA has made an order under section 329(2) of the Act (orders in relation to the general prohibition) disapplying section 327(1) of the Act in relation to the carrying on by him of any insurance mediation activity.
Pt. 5 inserted (31.10.2004 for specified purposes, 14.1.2005 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (S.I. 2003/1476), arts. 1(3), 13