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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
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- UK Statutory Instruments
- 2001 No. 544
- PART II
- Chapter VI
- The activities
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Changes over time for: Cross Heading: The activities
Version Superseded: 31/10/2004
Alternative versions:
- 01/12/2001- Amendment
- 27/04/2002
Point in time - 31/10/2004- Amendment
- 14/01/2005- Amendment
- 06/11/2006- Amendment
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- 06/04/2007- Amendment
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- 30/01/2024- Amendment
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Point in time view as at 27/04/2002.
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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, Cross Heading: The activities is up to date with all changes known to be in force on or before 05 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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The activitiesU.K.
Arranging deals in investmentsU.K.
25.—(1) Making arrangements for another person (whether as principal or agent) to buy, sell, subscribe for or underwrite a particular investment which is—
(a)a security,
(b)a contractually based investment, or
(c)an investment of the kind specified by article 86, or article 89 so far as relevant to that article,
is a specified kind of activity.
(2) Making arrangements with a view to a person who participates in the arrangements buying, selling, subscribing for or underwriting investments falling within paragraph (1)(a), (b) or (c) (whether as principal or agent) is also a specified kind of activity.
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