F1SCHEDULE 2SECTIONS A AND C OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND RELATED COMMUNITY SUBORDINATE LEGISLATION
Annotations:
Amendments (Textual)
PART 3SECTION A OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE
“Investment services and activities
1
Reception and transmission of orders in relation to one or more financial instruments.
2
Execution of orders on behalf of clients.
3
Dealing on own account.
4
Portfolio management.
5
Investment advice.
6
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
7
Placing of financial instruments without a firm commitment basis.
8
Operation of Multilateral Trading Facilities.”
Sch. 2 substituted (1.4.2007 for specified purposes) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006 (S.I. 2006/3384), arts. 1(2), 29