F1SCHEDULE 2SECTIONS A AND C OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND RELATED COMMUNITY SUBORDINATE LEGISLATION

Annotations:

PART 3SECTION A OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE

“Investment services and activities

1

Reception and transmission of orders in relation to one or more financial instruments.

2

Execution of orders on behalf of clients.

3

Dealing on own account.

4

Portfolio management.

5

Investment advice.

6

Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.

7

Placing of financial instruments without a firm commitment basis.

8

Operation of Multilateral Trading Facilities.”