F1SCHEDULE 2SECTIONS A AND C OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE AND RELATED EU SUBORDINATE LEGISLATION
PART 3SECTION A OF ANNEX I TO THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE
“Investment services and activities
1.
Reception and transmission of orders in relation to one or more financial instruments.
2.
Execution of orders on behalf of clients.
3.
Dealing on own account.
4.
Portfolio management.
5.
Investment advice.
6.
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis.
7.
Placing of financial instruments without a firm commitment basis.
8.
Operation of F2an MTF.”
F39.
Operation of an OTF.