SCHEDULE

PART IRecognition requirements for investment exchanges

F1Specific requirements for multilateral trading facilities: execution of orders

9B.

(1)

An exchange must have non-discretionary rules for the execution of orders on a multilateral trading facility operated by it.

(2)

An exchange must not on a multilateral trading facility operated by it—

(a)

execute any client orders against its proprietary capital; or

(b)

engage in matched principal trading.