http://www.legislation.gov.uk/uksi/2001/996/article/2/made
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
Capital and financial markets
King's Printer of Acts of Parliament
2014-09-26
FINANCIAL SERVICES AND MARKETS
Section 123 of the Financial Services and Markets Act 2000 (c. 8) (“the Act”) gives the Financial Services Authority power to impose penalties or publish statements in cases of market abuse. Section 118 of the Act defines market abuse as behaviour, meeting conditions set out in section 118(1) and (2), which occurs in relation to a qualifying investment traded on a market to which section 118 applies. This Order prescribes (in article 4) the markets to which section 118 applies, and (in article 5) the investments which are qualifying investments in relation to those markets.
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
art. 4(3)-(5)
The Recognised Auction Platforms Regulations 2011
reg. 10(3)(b)
reg. 1(2)(b)
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
art. 5(1)
The Recognised Auction Platforms Regulations 2011
reg. 10(4)(a)
reg. 1(2)(b)
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
art. 5(1)
The Recognised Auction Platforms Regulations 2011
reg. 10(4)(b)
reg. 1(2)(b)
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
art. 5(2)
(3)
The Recognised Auction Platforms Regulations 2011
reg. 10(4)(c)
reg. 1(2)(b)
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
art 4A
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) (Amendment) Order 2001
art 2
The Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
Order
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 17
reg. 1
Commencement2
This Order comes into force on the day on which section 123 of the Act (power to impose penalties in cases of market abuse) comes into force.