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PART IE+W+S INTRODUCTION

Citation and commencementE+W+S

1.  These Regulations may be cited as the Packaging, Labelling and Carriage of Radioactive Material by Rail Regulations 2002 and shall come into force on 2nd September 2002.

InterpretationE+W+S

2.—(1) In these Regulations, unless the context otherwise requires—

(2) For the purposes of these Regulations—

(a)where a design—

(i)is one which requires unilateral approval in accordance with RID, and

(ii)originates in a COTIF Member State,

that design shall be granted unilateral approval when it is approved by the competent authority of that COTIF Member State;

(b)where a design of a package is one which requires unilateral approval in accordance with RID but does not originate in a COTIF Member State, the package may be carried in Great Britain without the design of that package having been granted unilateral approval if—

(i)a certificate is provided by the country in which the design originated confirming that the design in question satisfies the technical provisions of RID, and

(ii)that certificate is countersigned by the Secretary of State or the competent authority of a COTIF Member State;

(c)where a design of a package is one which requires unilateral approval in accordance with RID and that design—

(i)originates in a COTIF Member State and no unilateral approval has been granted in respect of that design, or

(ii)originates in a country which is not a COTIF Member State and that country has not provided a certificate confirming that that design satisfies the technical provisions of RID,

the package in question may be carried in Great Britain if the design is approved by the Secretary of State or the competent authority of a COTIF Member State.

(3) For the purposes of these Regulations, the members of the crew of a train shall include the driver, guard and any other person on board the train in question who has responsibilities related to the carriage of radioactive material on that train.

(4) For the purposes of these Regulations, a package shall be deemed to be engaged in the carriage of radioactive material from the applicable time until the time when the package—

(a)is removed from the railway; or

(b)has been unloaded and, where necessary, cleaned and decontaminated so that any of the radioactive material which remains in the package is not sufficient to create a risk to the health and safety of any person.

(5) In paragraph (4), “the applicable time” means—

(a)in the case where the wagon, container, tank container, portable tank or tank wagon in question has been loaded with radioactive material before being brought onto the railway, the time when the wagon, container, tank container, portable tank or tank wagon, as the case may be, is brought onto the railway for the purpose of carrying the radioactive material; or

(b)in the case where the wagon, container, tank container, portable tank or tank wagon in question has been brought onto the railway for the purpose of carrying radioactive material before the commencement of loading, the time when the loading of the wagon, container, tank container, portable tank or tank wagon, as the case may be, with radioactive material commences.

(6) For the purposes of these Regulations, a multilateral approval may be demonstrated by the validation by a competent authority, other than the competent authority of the State of origin of the design or shipment in question, of the original certificate of approval relating to such design or shipment.

(7) A validation referred to in paragraph (6) may be effected by means of—

(a)an endorsement on the original certificate of approval; or

(b)the issue of a separate endorsement, annex or supplement.

(8) A reference in these Regulations to—

(a)a numbered regulation or Schedule is a reference to the regulation or Schedule in these Regulations so numbered;

(b)a numbered paragraph is a reference to the paragraph so numbered in the regulation or Schedule in which the reference appears; and

(c)the letters “RID” followed by a numbered Part, Chapter, Section, paragraph or sub-paragraph is a reference to the Part, Chapter, Section, paragraph or sub-paragraph in RID so numbered.

Marginal Citations

M1Cmnd 5897.

M21993 c. 43; section 17(6) of the Railways Act 1993 was amended by section 233(1) of the Transport Act 2000 (c. 38).

M31961 c. 34; subsection (2)(n) of section 175 of the Factories Act 1961 was amended by regulation 3(1) of, and Schedule 1 to, the Factories Act 1961 etc. (Metrication) Regulations S.I. 1983/978.

M4S.I. 1987/37, to which there are amendments not relevant to these Regulations.

M7OJ No. L 235, 17.9.96, p. 25. Relevant amending directives are Directive 2000/62/EC of the European Parliament and the Council (OJ L 279, 1.11.2000, p. 44) and Commission Directive 2001/6/EC (OJ L 30, 1.2.2001, p. 42). A copy of RID, whose ISBN is 0 11 5522654, may be obtained from The Stationary Office Bookshops, the Stationery Office's Accredited Agents and all good booksellers.

M101996 Revised Edition (ISBN 92 0 100500 8) published by the International Atomic Energy Agency Wagramar Strasse 5, P.O. Box 100, A-1400 Vienna Austria.

Meaning of “operator”E+W+S

3.—(1) For the purposes of these Regulations, the operator of a wagon, a container, a tank container, a portable tank or a tank wagon used for the carriage of radioactive material shall be—

(a)the person who—

(i)has a place of business in Great Britain, and

(ii)owns the wagon, the container, the tank container, the portable tank or the tank wagon in question; or

(b)if there is no such person as described in sub-paragraph (a) above, the person who—

(i)has a place of business in Great Britain, and

(ii)acts as agent for the owner of the wagon, the container, the tank container, the portable tank or the tank wagon in question; or

(c)if there is no such person as described in either sub-paragraph (a) or sub-paragraph (b) above, the operator of the train—

(i)on which the container, the tank container or the portable tank in question is carried, or

(ii)of which the wagon or the tank wagon in question forms part.

(2) Subject to paragraph (3), for the purposes of paragraph (1), a person to whom a wagon, a container, a tank container, a portable tank or tank wagon is leased or hired shall be deemed to be the owner of that wagon, container, tank container, portable tank or tank wagon, as the case may be.

(3) Paragraph (2) shall not apply where the lessor, or as the case may be, the hirer of the wagon, the container, the tank container, the portable tank or the tank wagon has made a written agreement with the person to whom he has leased or hired the wagon, the container, the tank container, the portable tank or the tank wagon to the effect that the lessor or the hirer shall assume the responsibilities of the owner imposed by or under these Regulations.

ApplicationE+W+S

4.—(1) Subject to the following paragraphs of this regulation, these Regulations apply to, and in relation to, the carriage of radioactive material by rail.

(2) Regulations 6 to 19 shall not apply to, or in relation to, the carriage of radioactive material where—

(a)the carriage forms part of an international transport operation which is subject to a bilateral or a multilateral special agreement made under the terms of article 4.3 of ADR to which the United Kingdom is a signatory and conforms with any conditions attached to the agreement concerned;

(b)the carriage forms part of an international transport operation within the meaning of COTIF and conforms in every respect with the provisions of RID; or

(c)the carriage forms part of an international transport operation which is subject to a bilateral or a multilateral special agreement made under the terms of COTIF to which the United Kingdom is a signatory and conforms with any conditions attached to the agreement concerned.

(3) The provisions specified in paragraph (4) shall not apply to, or in relation to, the carriage of radioactive material where the carriage forms part of a transport operation which includes transport by road in Great Britain.

(4) The provisions referred to in paragraph (3) are—

(a)regulations 6 to 9;

(b)regulations 14 to 18;

(c)paragraphs (1)(a) and (3) of regulation 19; and

(d)paragraphs (2) and (4) of regulation 19, so far as those paragraphs apply to a person referred to in regulation 19(1)(a).

(5) These Regulations shall not apply to, or in relation to, the carriage of radioactive material where the radioactive material in question is—

(a)an integral part of the means of transport;

(b)incorporated into an individual or a live animal for the purposes of diagnosis or treatment;

(c)radioactive material in consumer products which have received regulatory approval, following their sale to the end user; or

(d)moved only within an establishment in compliance with such regulations relating to safety as apply to that establishment and where such movement is not on a road or a railway.

(6) These Regulations shall not apply to, or in relation to, the carriage of any natural material or ore which contains a naturally occurring radionuclide where—

(a)the natural material or ore will not be processed to enable the radionuclide to be used; and

(b)the activity concentration of the naturally occurring radionuclide does not exceed 10 times the values specified in RID sub-paragraph 2.2.7.7.2.

(7) These Regulations shall not apply to, or in relation to, the carriage of radioactive material where—

(a)the carriage is by a person whose main activity is not the carriage of dangerous goods; and

(b)the carriage is—

(i)within the maximum total quantity per wagon or large container for Class 7 articles or substances specified in the table in RID paragraph 1.1.3.1, or

(ii)in respect of empty uncleaned packagings which have contained radioactive material except for Class 7 articles or substances classified in transport category O referred to in that table.

(8) These Regulations shall not apply to, or in relation to, the carriage of radioactive material—

(a)by, or under the supervision of, the emergency services;

(b)as a result of an emergency, with the intention of saving human life or protecting the environment, provided that all measures are taken to ensure that such carriage is conducted safely.

(9) These regulations shall not apply to the carriage of radioactive material—

(a)which is, or forms part of, an instrument of war; or

(b)which is required for research into, or the development or production of, any such instrument or part of any such instrument; or

(c)which is produced in the course of, or in connection with, such research, development or production,

when the carriage is undertaken on behalf of a Department of the Government of the United Kingdom or when the carriage is undertaken in connection with the execution of a contract with any such Department.

(10) These Regulations do not apply to, or in relation to—

(a)the carriage of a luminous device intended to be worn by a person;

(b)the carriage in any one railway vehicle of no more than 500 smoke detectors for domestic use with an individual activity not exceeding 40kBq; or

(c)the carriage in any one railway vehicle of no more than five gaseous tritium light devices with an individual activity not exceeding 10 GBq.

(11) In this regulation—

(a)“ADR” means the European Agreement concerning the International Carriage of Dangerous Goods by Road signed at Geneva on 30th September 1957 M11, as revised or re-issued from time to time; and

(b)“railway vehicle” means a conveyance which is used to carry radioactive material on a railway.

Marginal Citations

M11Current edition (2001): ISBN 92 1 139069 9.

RevocationsE+W+S

5.  Schedule 2 shall have effect.

PART IIE+W+S GENERAL

Determination of radioactive materialE+W+S

6.—(1) Before a consignor of radioactive material consigns the radioactive material for carriage, he shall determine whether the radioactive material is either—

(a)LSA-I;

(b)LSA-II;

(c)LSA-III, applying the test specified in RID paragraph 2.2.7.3;

(d)special form radioactive material, using the criteria contained in, and applying the tests and assessments specified in, RID paragraph 2.2.7.4;

(e)SCO-I; or

(f)SCO-II,

and, if it is, the consignor shall then determine which type of package shall be used in accordance with the provisions of RID Section 2.2.7 for the carriage of that radioactive material.

(2) If a consignor of radioactive material determines that the radioactive material for carriage—

(a)is neither LSA-I, LSA-II nor LSA-III;

(b)is not special form radioactive material; and

(c)is neither SCO-I nor SCO-II,

then he shall ascertain the activity level of the radioactive material in accordance with the table, and other requirements specified, in RID sub-paragraph 2.2.7.7.2 in order to determine which type of package described in RID sub-paragraph 2.2.7.7.1 shall be used for the carriage of that radioactive material.

Determination of the transport indexE+W+S

7.—(1) Before a consignor of radioactive material consigns—

(a)radioactive material contained in an overpack, a container, a wagon or a tank;

(b)a package;

(c)unpackaged LSA-I; or

(d)unpackaged SCO-I,

he shall determine the transport index for the overpack, the container, the wagon, the tank, the package, the unpackaged LSA-I or the unpackaged SCO-I, as the case may be, in accordance with the procedure contained in RID sub-paragraph 2.2.7.6.1.

(2) In this regulation, “transport index” means a number which is—

(a)used to provide control over radiation exposure; and

(b)assigned to a package, an overpack, a wagon, a tank or a container, or unpackaged LSA-I or SCO-I.

Determination of the criticality safety indexE+W+S

8.  Before a consignor of radioactive material consigns a consignment containing fissile material, he shall determine the criticality safety index for that consignment in accordance with RID sub-paragraph 2.2.7.6.2.

Duties of a consignor of radioactive materialE+W+S

9.—(1) A consignor shall ensure that the radioactive material is prepared for carriage in accordance with RID.

(2) A consignor shall ensure that the operator of the train which is used for the carriage of the radioactive material and the operator of any wagon, container, tank container, portable tank or tank wagon which is used for such carriage are furnished with—

(a)information and data; and

(b)the consignment notes and accompanying documents,

relating to the carriage and consignment in question, taking into account the requirements contained in RID Chapter 5.4 and the tables contained in RID Part 3.

(3) A consignor shall ensure that, in relation to the consignment in question, there are used only packagings—

(a)the design of which have been approved in accordance with these Regulations and RID; and

(b)which bear the appropriate markings in accordance with RID.

(4) A consignor shall ensure that, in relation to the consignment in question, the requirements specified in RID concerning—

(a)the means of despatch; and

(b)the restrictions on forwarding,

are complied with.

(5) A consignor shall ensure that a tank which is empty and uncleaned—

(a)shall be closed; and

(b)shall be as leakproof as it would be if the tank were full.

(6) A consignor shall ensure that—

(a)no radioactive material is handed over for carriage unless that radioactive material is authorised for such carriage in accordance with the requirements of RID;

(b)no package, nor empty packaging, which is not leakproof or otherwise damaged is handed over for carriage;

(c)when the radioactive material is loaded in a wagon or a large container, the requirements of RID relating to loading and handling are complied with;

(d)when radioactive material contained in a wagon or large container is handed over for carriage, the requirements of RID relating to—

(i)the placarding of, or

(ii)the affixing of orange plates to,

that wagon or large container are complied with;

(e)when packages are loaded, the mixed packing requirements of RID relating to the radioactive material are complied with.

(7) A consignor shall ensure that the requirements specified in RID relating to—

(a)the packing of the radioactive material; and

(b)the marking and labelling of the package in question,

are complied with.

(8) A consignor shall ensure that—

(a)prior to the filling of a tank with radioactive material, that tank and its equipment are in a condition fit for carrying the radioactive material in question;

(b)the amount of radioactive material which may be carried in the tank in question does not exceed the limits specified in RID;

(c)once a tank has been filled with the radioactive material, the closing devices on that tank are leakproof;

(d)no dangerous residues adhere to the outside of a tank after that tank has been filled with the radioactive material.

(9) Prior to handing over a package for carriage, a consignor shall ensure that the requirements specified in RID paragraph 4.1.9.1.2 relating to the permissible levels of non-fixed contamination on the external surfaces of a package are complied with.

(10) Without prejudice to the generality of paragraphs (1) to (8), a consignor shall ensure that the requirements contained in—

(a)RID Section 1.7.5;

(b)RID paragraph 2.1.3.5;

(c)RID paragraphs 2.2.7.7 to 2.2.7.9;

(d)RID Part 3;

(e)RID Section 4.1.9; and

(f)RID Chapters 5.1, 5.2 and 5.4,

so far as they relate to the radioactive material and the consignment in question, are complied with.

(11) In this regulation—

(a)“consignor” means a consignor of radioactive material; and

(b)“empty packaging” means a packaging which contained radioactive material but which—

(i)is empty, and

(ii)has not been cleaned in accordance with the requirements specified in RID since it contained radioactive material.

Duties of a train operatorE+W+S

10.—(1) A train operator shall not carry a consignment until he has ensured that—

(a)the radioactive material has been accepted for carriage in accordance with RID;

(b)the documentation prescribed in accordance with RID is attached to the consignment note;

(c)the containers and wagons, which carry the radioactive material, have been inspected to ascertain that they have no obvious defects, leakages, cracks, missing equipment or other faults;

(d)the containers and wagons, which carry the radioactive material, are not overloaded; and

(e)the placards and markings prescribed in RID have been affixed to the containers and wagons.

(2) If, during the carriage of radioactive material, a train operator is of the opinion that there has been a breach of any of the provisions of these Regulations or RID such that the safety of the carriage has been, is or could be at risk, the train operator shall stop the carriage as soon as possible, taking account of—

(a)the requirements of railway safety;

(b)the safe immobilisation of the consignment; and

(c)public safety.

(3) Where a train operator has stopped the carriage of radioactive material in accordance with paragraph (2), the train operator may continue the carriage—

(a)only when he is satisfied that the provisions of RID and these Regulations relating to the consignment have been complied with; or

(b)where the Secretary of State authorises that the carriage may continue.

(4) A train operator shall ensure that—

(a)the consignee of radioactive material; and

(b)the infrastructure controller on whose railway the radioactive material is to be carried,

are furnished prior to carriage with the information and data and consignment notes and accompanying documents relating to the carriage and consignment in question which are furnished to that train operator by the consignor of radioactive material in accordance with regulation 9(2).

(5) A train operator shall ensure that—

(a)empty tanks;

(b)empty wagons; and

(c)empty large and small containers,

which have not been cleaned are marked and placarded in accordance with the requirements specified in RID Chapter 5.3.

(6) Without prejudice to the generality of paragraphs (1) to (4), the operator of a train which carries radioactive material shall ensure that the requirements specified in RID paragraph 2.2.7.9 and RID Chapters 7.5 and 7.6 relating to the carriage in question are complied with.

Duties of a consigneeE+W+S

11.—(1) A consignee of radioactive material shall ensure that—

(a)subject to paragraph (2), the acceptance of the radioactive material is not refused;

(b)the wagons and containers, in which the radioactive material in question was carried, are—

(i)cleaned and decontaminated in accordance with the requirements specified in paragraph (5.4) of entry CW33 in RID Section 7.5.11, and

(ii)not returned or re-used until such cleaning and decontamination have been carried out;

(c)such wagons and containers do not bear placards, markings or orange plates after they have been cleaned and decontaminated.

(2) A person may refuse to accept a consignment if acceptance—

(a)would create a danger to the health and safety of any person; or

(b)would be likely to harm the environment.

Duties of the operator of a wagon, a container, a tank container, a portable tank and a tank wagonE+W+S

12.—(1) The operator of a wagon, a container, a tank container, a portable tank or a tank wagon which is used for the carriage of radioactive material shall ensure that—

(a)the wagon, the container, the tank container, the portable tank or the tank wagon, as the case may be, is maintained so that, under normal operating conditions, it satisfies the requirements of RID; and

(b)an inspection is carried out on the wagon, the container, the tank container, the portable tank or the tank wagon, as the case may be, if its integrity could have been impaired by reason of a repair, an alteration or an accident.

(2) Without prejudice to the generality of paragraph (1), the operator of a wagon which is used for the carriage of radioactive material shall ensure that the requirements contained in the RID provisions relating to that wagon are complied with.

(3) Without prejudice to the generality of paragraph (1), the operator of a container which is used for the carriage of radioactive material shall ensure that the requirements contained in the RID provisions relating to that container are complied with.

(4) Without prejudice to the generality of paragraph (1), the operator of a tank container which is used for the carriage of radioactive material shall ensure that the requirements contained in the RID provisions relating to that tank container are complied with.

(5) Without prejudice to the generality of paragraph (1), the operator of a portable tank which is used for the carriage of radioactive material shall ensure that the requirements contained in the RID provisions relating to that portable tank are complied with.

(6) Without prejudice to the generality of paragraph (1), the operator of a tank wagon which is used for the carriage of radioactive material shall ensure that the requirements contained in the RID provisions relating to that tank wagon are complied with.

(7) The operator of a wagon, a container, a tank container, a portable tank or a tank wagon shall ensure that orange plates, labels and placards are affixed on the wagon, the container, the tank container, the portable tank or the tank wagon, as the case may be, in accordance with RID Chapter 5.3.

(8) During the carriage of the radioactive material in question, the operator of the wagon, the container, the tank container, the portable tank or the tank wagon, as the case may be, which is used for the carriage of the radioactive material shall ensure that the requirements specified in RID sub-paragraph 4.1.9.1.2 and RID sub-paragraph 4.1.9.1.4 are complied with.

(9) In this regulation, “the RID provisions” means RID Sections 4.2.1, 4.2.4, 4.3.1, 4.3.2, 4.3.4 and 4.3.5 and RID Part 7, except RID Chapter 7.7.

Duties of the designers of packages and manufacturers of packagingsE+W+S

13.  The designer of a package and the manufacturer of a packaging to be used in the carriage of radioactive material shall ensure that the requirements contained in RID Sections 6.4.2 to 6.4.21 relating to the design of the package, or, as the case may be, the manufacture of the packaging, are complied with.

PART IIIE+W+S APPROVALS AND NOTIFICATIONS

Approval of package designsE+W+S

14.—(1) No person shall cause or permit the carriage of—

(a)a package designed to contain 0.1 kilogram or more of uranium hexafluoride;

(b)a package designed to contain fissile material;

(c)a Type B(M) package;

(d)a Type B(U) package;

(e)a Type C package,

unless the design of the package in question has been approved in accordance with the requirements of RID Section 6.4.22 which relate to that package.

(2) Where an application for the approval of a design of a package referred to in paragraph (1) is made to the Secretary of State, the application shall be in writing and—

(a)in the case of a package referred to in paragraph (1)(a), shall include the information referred to in RID paragraph 6.4.23.6;

(b)in the case of a package referred to in paragraph (1)(b), shall include the information referred to in RID paragraph 6.4.23.7;

(c)in the case of a package referred to in paragraph (1)(c), shall include the information referred to in RID paragraphs 6.4.23.4 and 6.4.23.5; and

(d)in the case of a package referred to in paragraph (1)(d) or (1)(e), shall include the information referred to in RID paragraph 6.4.23.4.

(3) When granting an approval in respect of an application made pursuant to paragraph (2), the Secretary of State shall—

(a)assign an identification mark which meets the requirements of RID paragraphs 6.4.23.9 and 6.4.23.10; and

(b)include in the approval the information referred to in RID paragraph 6.4.23.14.

Approval of design for special form radioactive material and for low dispersible radioactive materialE+W+S

15.—(1) No person shall cause or permit the carriage of special form radioactive material unless the design for that special form radioactive material has been granted unilateral approval.

(2) No person shall cause or permit the carriage of low dispersible radioactive material unless the design for that low dispersible radioactive material has been granted multilateral approval.

(3) Where an application for the approval of a design for special form radioactive material or for low dispersible radioactive material is made to the Secretary of State, the application—

(a)shall be in writing; and

(b)shall include the information referred to in RID paragraph 6.4.23.8.

(4) When granting an approval in respect of an application made pursuant to paragraph (3), the Secretary of State shall—

(a)assign an identification mark which meets the requirements of RID paragraphs 6.4.23.9 and 6.4.23.10; and

(b)include in the approval the information referred to in RID paragraph 6.4.23.11.

Shipment approvals other than approvals for shipments under special arrangementE+W+S

16.—(1) Subject to paragraph (3), no person shall cause or permit to be made a shipment of any of the packages specified in paragraph (2) without multilateral approval for the shipment.

(2) The packages referred to in paragraph (1) are—

(a)a Type B(M) package which does not conform to the requirements of RID paragraph 6.4.7.5;

(b)a Type B(M) package which is designed to allow controlled intermittent venting;

(c)a Type B(M) package which contains radioactive material with an activity level greater than either—

(i)3000 A¹ or 3000 A², as appropriate, or

(ii)1000 TBq,

which ever is the lower;

(d)a package containing fissile material if the sum of the criticality safety indices of the package exceeds 50.

(3) Paragraph (1) shall not apply as regards carriage in Great Britain where the Secretary of State has authorised in the design approval for the package in question that the package may be carried in Great Britain without an approval for its shipment.

(4) Where an application for a shipment approval referred to in paragraph (1) is made to the Secretary of State under this regulation, the application—

(a)shall be in writing; and

(b)shall include the information referred to in RID paragraph 6.4.23.2.

(5) When granting an approval in respect of an application made pursuant to paragraph (4), the Secretary of State shall—

(a)assign an identification mark which meets the requirements of RID paragraphs 6.4.23.9 and 6.4.23.10; and

(b)include in the approval the information referred to in RID paragraph 6.4.23.13.

(6) An approval granted by the Secretary of State under regulation 14 and this regulation may be combined into a single approval.

Approval of shipments under special arrangementE+W+S

17.—(1) This regulation shall apply where it is impracticable for a consignment to comply with the requirements of RID and these Regulations which apply to that consignment.

(2) No person shall cause or permit a shipment in the circumstances referred to in paragraph (1) except under special arrangement with the approval of the Secretary of State.

(3) The Secretary of State shall not approve a shipment under special arrangement unless he is satisfied that—

(a)it is impracticable for the shipment to comply with the requirements of RID and these Regulations which apply to that shipment; and

(b)the provisions for the shipment are such that the overall level of safety during the shipment is at least equivalent to that which would have been achieved if all the requirements of RID and these Regulations which apply to the shipment had been complied with.

(4) An application for the approval by the Secretary of State of a shipment under special arrangement—

(a)shall be in writing; and

(b)shall include the information referred to in RID paragraph 6.4.23.3.

(5) When granting an approval in respect of an application made pursuant to paragraph (4), the Secretary of State shall—

(a)assign an identification mark which meets the requirements of RID paragraphs 6.4.23.9 and 6.4.23.10; and

(b)include in the approval the information referred to in RID paragraph 6.4.23.12.

Notification and registration of serial numbersE+W+S

18.—(1) The manufacturer of a packaging manufactured to a design approved by the Secretary of State pursuant to these Regulations shall—

(a)obtain from the Secretary of State a serial number which the Secretary of State has not previously issued;

(b)allocate that serial number to that packaging; and

(c)promptly notify the Secretary of State in writing of the serial number so allocated.

(2) The Secretary of State shall maintain a register of the serial numbers of which he is notified pursuant to paragraph (1).

PART IVE+W+S QUALITY ASSURANCE AND TRAINING

Quality assuranceE+W+S

19.—(1) Insofar as they are matters within his control, it shall be the duty of—

(a)the designer, manufacturer and consignor of a package, packaging or relevant material, as the case may be;

(b)the operator of a wagon, a container, a tank container, a tank wagon or a portable tank which is used for the carriage of a package, packaging or relevant material;

(c)a train operator on whose train is carried a package, packaging or relevant material;

(d)an infrastructure controller on whose railway is carried a package, packaging or relevant material,

to comply with the requirements contained in paragraph (2).

(2) The requirements referred to in paragraph (1) are to establish and maintain an adequate quality assurance programme in order to ensure that the provisions of these Regulations and RID relating to the design, manufacture, testing, documentation, use, maintenance, inspection and carriage of packages, packagings and relevant material are complied with.

(3) Where the Secretary of State is required to approve—

(a)the design of a package;

(b)the design for relevant material; or

(c)a shipment,

under these Regulations, the Secretary of State shall not give his approval unless he is satisfied that the quality assurance programme for the design or the shipment is adequate.

(4) In relation to an approved package, and in so far as they are matters within his control, it shall be the duty of a person referred to in paragraph (1), when so requested to do so by the Secretary of State—

(a)to provide the Secretary of State with facilities to inspect the packaging during its construction and use;

(b)to demonstrate to the Secretary of State that the construction methods and materials used for the construction of the packaging are in accordance with the approved design specifications;

(c)to demonstrate to the Secretary of State that all packagings and special form radioactive material built to an approved design are—

(i)periodically inspected, and

(ii)when necessary, repaired and maintained in good condition,

so that they continue to comply with all the requirements of these Regulations and RID, even after repeated use; and

(d)where a design specification has been fully implemented, to produce to the Secretary of State a certificate to that effect.

(5) In this regulation—

(a)“approved package” means a package the design of which must be approved in accordance with these Regulations and RID; and

(b)“relevant material” means special form radioactive material or low dispersible radioactive material.

Training of persons involved in the carriage of radioactive materialE+W+S

20.—(1) A relevant employer shall ensure that each of his employees who has responsibilities relating to the carriage of radioactive material has received the information, instruction and training appropriate to those responsibilities to enable him to understand—

(a)the nature of the dangers to which radioactive material being carried may give rise;

(b)the precautions the employee should take to ensure that—

(i)his exposure to radiation, and

(ii)the exposure to radiation of other people who may be affected by the actions of the employee,

are restricted;

(c)the action the employee should take in an emergency involving radioactive material;

(d)the requirements of these Regulations and RID relating to the carriage of radioactive material; and

(e)the duties of the employee under these Regulations and sections 7 and 8 of the 1974 Act.

(2) A relevant employer and each employee of that employer who has responsibilities relating to the carriage of radioactive material shall keep a record of the training received by that employee pursuant to paragraph (1) whilst in the employment of the relevant employer.

(3) Where a person has been employed by a relevant employer and that person is employed by another relevant employer, that other relevant employer—

(a)at the commencement of the employment of that person, shall request that person to furnish him with a copy of the record of training maintained by that person in accordance with this regulation; and

(b)shall verify the contents of that record.

(4) An employee who is requested, pursuant to paragraph (3), to provide a copy of the record of training maintained by him, shall provide such a copy within seven days of the day on which the request was made.

(5) In this regulation, “relevant employer” means—

(a)the operator of a train used for the carriage of radioactive material;

(b)a facility owner;

(c)a consignor of radioactive material;

(d)a consignee of radioactive material;

(e)the operator of a wagon, a container, a tank container, a portable tank or a tank wagon used in the carriage of radioactive material;

(f)an infrastructure controller whose railway is used in connection with the carriage of radioactive material;

(g)any other person who, in the course of trade, business or other undertaking, carries out work relating to the carriage of radioactive material.

PART VE+W+S SECURITY MEASURES AND EMERGENCY ARRANGEMENTS

SecurityE+W+S

21.  Every person engaged in the carriage of radioactive material shall take all reasonable steps to ensure that unauthorised access to the radioactive material is prevented.

EmergenciesE+W+S

22.—(1) Subject to paragraph (2), where there is an immediate risk of injury to an individual arising out of the carriage of radioactive material, it shall be the duty of every person involved in the carriage of that radioactive material—

(a)immediately to notify the emergency services; and

(b)to provide the emergency services with such information as the emergency services may require.

(2) A person shall not be under the duty referred to in paragraph (1) where that person knows that the emergency services have been notified of the immediate risk in question.

Emergency plansE+W+S

23.—(1) Every train operator whose train is used for the carriage of radioactive material shall draw up and, where appropriate, give effect to such safety systems and procedures as will adequately deal with any emergency involving radioactive material carried on that train.

(2) Every facility owner at whose railway facility is present radioactive material shall draw up and, where appropriate, give effect to such safety systems and procedures as will adequately deal with any emergency involving radioactive material present at that railway facility.

(3) Every infrastructure controller on whose railway track is carried radioactive material shall draw up and, where appropriate, give effect to such safety systems and procedures as will adequately deal with any emergency involving radioactive material carried on that railway track.

(4) Every person referred to in paragraphs (1), (2) and (3) shall co-operate with each other in order to ensure effective co-ordination of their respective safety systems and procedures.

Marshalling and formation of trainsE+W+S

24.  The operator of a train which is being used for the carriage of radioactive material shall ensure that all necessary precautions are taken during the marshalling or formation of that train to prevent the creation of a significant risk or the significant increase of any existing risk to the health or safety of any person.

Prevention of fire, explosion and leakageE+W+S

25.  No person shall cause or permit anything to be done which is liable to create a significant risk or significantly increase any existing risk of a fire, an explosion or a leakage whilst radioactive material is being carried by rail.

PART VIE+W+S MISCELLANEOUS

Keeping of informationE+W+S

26.—(1) For a period of two years from the date of the commencement of the carriage in question, a consignor of radioactive material shall retain any information in his possession derived from measurements of contamination taken to ensure that he complies with the duty imposed on him by virtue of regulation 9(9).

(2) For a period of two years from the date of the commencement of the carriage in question, an operator of a wagon, a container, a tank container, a portable tank or a tank wagon which is used to carry the radioactive material shall retain any information in his possession derived from measurements of contamination taken to ensure that he complies with the duty imposed on him by virtue of regulation 12(8).

(3) For a period of two years from the date of the commencement of the carriage in question—

(a)a consignor of radioactive material;

(b)the infrastructure controller on whose railway is carried the radioactive material;

(c)the operator of the train which carries the radioactive material; and

(d)the operator of any wagon, container, tank container, portable tank or tank wagon which is used for such carriage,

shall each keep a record of the relevant information relating to the carriage and the consignment.

(4) The designer, manufacturer and consignor of—

(a)a packaging;

(b)a package; or

(c)special form radioactive material,

as the case may be, shall retain all information in their possession relating to the design, manufacture, testing and maintenance of the package, packaging or special form radioactive material in question, including (without prejudice to the generality of the foregoing) specifications, calculations, test results, quality assurance programmes and manufacturing records, for so long as the package, packaging or special form radioactive material in question is in use for the carriage of radioactive material.

(5) In this regulation, “relevant information” means—

(a)the information and data; and

(b)the consignment notes and accompanying documents,

referred to in regulation 9(2).

Exemption certificatesE+W+S

27.—(1) Subject to paragraph (2), the Executive may, by a certificate in writing, exempt—

(a)any person or class of persons;

(b)any radioactive material; or

(c)any package, packaging, overpack, wagon, container, tank container, portable tank or tank wagon,

from all or any of the requirements or prohibitions imposed by these Regulations.

(2) The Executive shall not grant an exemption pursuant to paragraph (1) unless, having regard to the circumstances of the case, and in particular to—

(a)any conditions which it proposes to attach to the exemption; and

(b)any other requirements imposed by or under enactments which apply to the case,

it is satisfied that neither the health and safety of persons who are likely to be affected by the exemption nor the environment will be prejudiced in consequence of it.

(3) In the interests of national security, the Secretary of State for Defence may, by a certificate in writing, exempt any person from all or any of the requirements or prohibitions imposed by these Regulations.

(4) An exemption granted pursuant to paragraph (1) or paragraph (3) may be granted subject to conditions and to a limit of time.

(5) An exemption granted pursuant to—

(a)paragraph (1) may be revoked by the Executive; and

(b)paragraph (3) may be revoked by the Secretary of State for Defence,

at any time by a certificate in writing.

DefenceE+W+S

28.—(1) In any proceedings for an offence for a contravention of any of the provisions of these Regulations, it shall be a defence, subject to paragraphs (2) and (3), for the person charged to prove—

(a)that the commission of the offence was due to the act or default of another person not being one of his employees (hereafter in this regulation called “the other person”); and

(b)that he took all reasonable precautions and exercised all due diligence to avoid the commission of the offence.

(2) The person charged shall not be entitled, without leave of the court, to rely on the defence referred to in paragraph (1) unless, at least seven clear days—

(a)before the hearing to determine the mode of trial, where the proceedings are in England or Wales;

(b)before the intermediate diet, where the proceedings are summary proceedings in Scotland; or

(c)before the first diet, where the proceedings are solemn proceedings in Scotland,

he has served on the prosecutor a notice in writing giving such information identifying, or assisting in the identification of, the other person as was then in his possession.

(3) Where a contravention of any of the provisions of these Regulations by any person is due to the act or default of the other person, the other person shall be guilty of the offence which would, but for any defence under this regulation available to the first-mentioned person, be constituted by the act or default.

International provisionsE+W+S

29.—(1) This regulation applies to the carriage of radioactive material prior to or following maritime carriage or air carriage.

(2) Subject to paragraph (3), where any provision of regulation 6–19 applies to a matter to which the ICAO Technical Instructions or, as the case may be, the IMDG Code apply, the provisions of the regulation in question shall be deemed to be sufficiently complied with in relation to that matter, if—

(a)the provisions of the ICAO Technical Instructions or, as the case may be, of the IMDG Code; and

(b)such of the conditions specified in paragraph (4) as are relevant to the matter,

are satisfied in relation to that matter.

(3) Paragraph (2) shall not apply where the radioactive material in question is not considered to be dangerous goods in accordance with the provisions of the ICAO Technical Instructions or, as the case may be, of the IMDG Code.

(4) The conditions referred to in paragraph (2) are—

(a)if packages are not marked, placarded and labelled in accordance with RID, then they shall bear markings and danger labels in accordance with the ICAO Technical Instructions or, as the case may be, the IMDG Code;

(b)the ICAO Technical Instructions or, as the case may be, the IMDG Code shall apply to mixed packing within a package;

(c)containers, portable tanks or tank containers and wagons containing a full load of packages shall be marked, placarded and labelled in accordance with Chapter 5.3 of the IMDG Code, unless they are marked, placarded and labelled in accordance with RID Chapter 5.3; and

(d)portable tanks and tank containers which are empty and uncleaned shall be marked, placarded and labelled in accordance with Chapter 5.3 of the IMDG Code, unless they are marked, placarded and labelled in accordance with RID Chapter 5.3.

(5) In this regulation—

(a)“the ICAO Technical Instructions” means the Technical Instructions for the Safe Transport of Dangerous Goods by Air, as revised or re-issued from time to time by the International Civil Aviation Organisation M12; and

(b)“the IMDG Code” means the International Maritime Dangerous Goods Code for the Carriage of Dangerous Goods, as revised or re-issued from time to time by the International Maritime Organisation M13.

Marginal Citations

M12ICAO -Doc 9284. Copies may be purchased from Westward Documedia, 37 Windsor Street, Cheltenham, Gloucestershire GL52 2DG.

M13Current edition: ISBN 92 801 50901; supplement ISBN 92 801 50936.

Transitional provisionsE+W+S

30.—(1) Schedule 3 shall have effect.

(2) The Secretary of State shall continue to maintain a register of the serial numbers assigned to packagings notified to him before the date on which these Regulations come into force.

Amendments to the Transport of Dangerous Goods (Safety Advisers) Regulations 1999E+W+S

31.  Paragraph 2(b) of Schedule 1 to the Transport of Dangerous Goods (Safety Advisers) Regulations 1999 M14 shall be omitted and replaced by—

(b)excepted packages, and in this sub-paragraph—

(i)“excepted package” means a package which satisfies the provisions of paragraph 2.2.7.9 of RID, and

(ii)“package” and “RID” have the meanings assigned to them in regulation 2(1) of the Packaging, Labelling and Carriage of Radioactive Material by Rail Regulations 2002;.

Marginal Citations

M14S.I. 1999/257, to which there are amendments not relevant to these Regulations.

Amendments to the Radiation (Emergency Preparedness and Public Information) Regulations 2001E+W+S

32.  Schedule 4 shall have effect.

Signed by authority of the Secretary of State

John Spellar

Minister of State,

Department for Transport

6th August 2002