2002 No. 254
HEALTH CARE AND ASSOCIATED PROFESSIONS
HEALTH PROFESSIONS

F1Health Professions Order 2001

Made
Coming into force
articles 1 and 48(4)
remainder in accordance with article 1(2)

At the Court at Buckingham Palace, the 12th day of February 2002

Present,

The Queen’s Most Excellent Majesty in Council

Whereas a draft of this Order in Council has been approved by a resolution of each House of Parliament in accordance with section 62(9) of the Health Act 19991;
Now, therefore, Her Majesty, in exercise of the powers conferred upon Her by sections 60 and 62(4)2 of that Act, and of all other powers enabling Her in that behalf, is pleased, by and with the advice of Her Privy Council, to order, and it is hereby ordered, as follows:

PART IGENERAL

Citation and commencement1.

(1)

This Order may be cited as F2the Health Professions Order 2001.

(2)

This article and article 48(4) come into force on the day on which this Order is made and the other provisions of this Order shall come into force on such day as the Secretary of State may specify.

(3)

Different days may be specified under paragraph (2) for different purposes and any day so specified shall be caused to be notified in the London, Edinburgh and Belfast Gazettes published not later than one week before that date.

Interpretation2.

This Order is to be interpreted in accordance with Schedule 3.

Annotations:
Commencement Information

I2Art. 2 not in force at made date, see art. 1(2)

I3Art. 2 in force at 1.4.2002 for specified purposes as notified in the London Gazette dated 25.3.2002, see art. 1(3)

I4Art. 2 in force at 22.1.2003 for specified purposes as notified in the London Gazette dated 10.1.2003, see art. 1(3)

I5Art. 2 in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

I6Art. 2 in force at 9.7.2003 for specified purposes as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

PART IITHE COUNCIL AND ITS COMMITTEES

F3The Health and Care Professions Council and its Committees3.

F4(1)

The Health and Care Professions Council is referred to in this Order as “the Council”.

(2)

The principal functions of the Council shall be to establish from time to time standards of education, training, conduct and performance for members of the relevant professions and to ensure the maintenance of those standards.

(3)

The Council shall have such other functions as are conferred on it by this Order or as may be provided by the Privy Council by order F5F6(and see also section 114ZA of the Mental Health Act 1983 (approval of courses for approved mental health professionals)).

F7(4)

The over-arching objective of the Council in exercising its functions is the protection of the public.

(4A)

The pursuit by the Council of its over-arching objective involves the pursuit of the following objectives—

(a)

to protect, promote and maintain the health, safety and well-being of the public;

(b)

to promote and maintain public confidence in the professions regulated under this Order; and

(c)

to promote and maintain proper professional standards and conduct for members of those professions.

F8(5)

In exercising its functions, the Council shall—

(a)

have proper regard for—

(i)

the interests of persons using or needing the services of registrants in the United Kingdom, and

(ii)

any differing interests of different categories of registrants;

(b)

co-operate, in so far as is appropriate and reasonably practicable, with public bodies or other persons concerned with—

(i)

the employment (whether or not under a contract of service) of registrants,

(ii)

the education or training of registrants or F9other health care professionals,

(iii)

the regulation of, or the co-ordination of the regulation of, other health or social care professionals,

(iv)

the regulation of health services, F10and

(v)

the provision, supervision or management of health or education services F11,

F12(vi)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F12(vii)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F13(5ZA)

In the application of paragraph (5) to the functions of the Council that relate to persons who are, or wish to become, approved mental health professionals in England, references to registrants are to be read as including a reference to such approved mental health professionals in England as are not registrants.

(5A)

In carrying out its duty to co-operate under paragraph (5)(b), the Council shall have regard to any differing considerations relating to practising as a registrant which apply in England, Scotland, Wales or Northern Ireland.

F14(5AA)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5B)

In paragraph (5), “other health care professionals” means persons regulated by a body mentioned in section 25(3) of the National Health Service Reform and Health Care Professions Act 2002 (which relates to the Council for Healthcare Regulatory Excellence), other than the Council.

(6)

Before making any order under paragraph (3), the Privy Council shall consult the Council.

F15(7)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F16(7A)

The Council shall be constituted as provided for by order of the Privy Council, subject to Part 1 of Schedule 1.

(8)

Part I of Schedule 1 shall have effect with respect to the constitution of the Council F17and orders of the Privy Council under paragraph (7A).

(9)

There shall be four committees of the Council, to be known as—

(a)

the Education and Training Committee;

(b)

the Investigating Committee;

(c)

the Conduct and Competence Committee; and

(d)

the Health Committee.

(10)

The four committees are referred to in this Order as “the statutory committees”.

(11)

Each of the statutory committees shall have the functions conferred on it by this Order.

(12)

The Council—

(a)

may establish such other committees as it considers appropriate in connection with the discharge of its functions; and

(b)

may, in particular, establish professional advisory committees whose function is to advise the Council and its statutory committees (whether on the request of the Council or otherwise) on matters affecting any relevant profession, and

may delegate any of its functions to them, other than any power to make rules.

(13)

The Council shall inform and educate registrants, and shall inform the public, about its work.

(14)

Before establishing any standards or giving any guidance under this Order the Council shall consult representatives of any group of persons it considers appropriate including, as it sees fit, representatives of—

(a)

registrants or classes of registrant;

(b)

employers of registrants;

(c)

users of the services of registrants; and

(d)

persons providing, assessing or funding education or training for registrants or prospective registrants.

(15)

The Council shall publish any standards it establishes and any guidance it gives.

(16)

Paragraphs (14) and (15) do not apply to guidance given to an individual which is particular to him.

(17)

The Council may—

(a)

make recommendations to the Secretary of State F18and the Scottish Ministers concerning any profession which in its opinion should be regulated pursuant to section 60(1)(b) of the Health Act 1999; and

(b)

give such guidance as it sees fit, to such persons as seem to it to have an interest in such regulation, on the criteria to be taken into account in determining whether a profession should be so regulated.

F19(17A)

The Council may—

(a)

make recommendations to the Secretary of State concerning social care workers in England who in its opinion should be regulated pursuant to section 60(1)(bc) of the Health Act 1999; and

(b)

give such guidance as it sees fit, to such persons as seem to it to have an interest in such regulation, on the criteria to be taken into account in determining whether social care workers in England should be so regulated.

(18)

Part II of Schedule 1 shall have effect with respect to the statutory committees.

(19)

Nothing in this Order shall require or permit any disclosure of information which is prohibited by or under any other enactment.

PART IIIREGISTRATION

Registrar4.

(1)

The Council shall appoint a Registrar who shall hold office for such period and on such terms as the Council may determine.

(2)

The Registrar shall have such functions as the Council may direct.

(3)

The terms on which the Registrar holds office may, in addition to providing for his remuneration, include provision for the payment of such pensions, allowances or gratuities to or in respect of him, or such contributions or payments towards provision for such pensions, allowances or gratuities, as may be determined by the Council.

(4)

Where the terms on which the Registrar holds office include provision for the payment to him of any allowances or expenses, the rate at which those allowances or expenses are paid shall be determined by the Council.

(5)

If the Council appoints a deputy or assistant Registrar and that deputy or assistant Registrar is authorised by the Registrar to act for him in any matter, any reference in this Order to “the Registrar” shall include a reference to that deputy or assistant Registrar.

Annotations:
Commencement Information

I13Art. 4 not in force at made date, see art. 1(2)

I14Art. 4 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

Establishment and maintenance of register5.

(1)

In accordance with the provisions of this Order the Council shall establish and maintain a register of members of the relevant professions.

(2)

The Council shall from time to time—

(a)

establish the standards of proficiency necessary to be admitted to the different parts of the register being the standards it considers necessary for safe and effective practice under that part of the register; and

(b)

prescribe the requirements to be met as to the evidence of good health and good character in order to satisfy the Education and Training Committee that an applicant is capable of safe and effective practice under that part of the register.

(3)

The Council shall—

(a)

before prescribing the requirements mentioned in paragraph (2)(b), consult F20... the persons referred to in article 3(14); and

(b)

publish those requirements.

(4)

The register shall show, in relation to each registrant, such address and other details as the Council may prescribe.

(5)

In any enactment or instrument (past or future and including this Order), except where the context otherwise provides, “registered” in relation to any of the relevant professions means registered in the register maintained under this article by virtue of qualifications in that profession.

Register6.

(1)

The register shall be divided into such parts as the Privy Council may by order determine, on a proposal by the Council or otherwise, and in this Order, references to parts of the register are to the parts so determined.

(2)

There shall be one or more designated titles for each part of the register indicative of different qualifications and different kinds of education or training and a registrant is entitled to use whichever of those titles, corresponding to the part of the register in which he is registered, as is appropriate in his case.

(3)

Subject to article 7, the Privy Council may by order, on a proposal by the Council or otherwise, make such other provision in connection with the register as it considers appropriate and in particular may provide for—

(a)

the register to include entries indicating the possession of qualifications (whether or not they are approved qualifications) or competence in a particular field or at a particular level of practice, or for the use of a particular category of entry to be discontinued;

F21(aa)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)

persons to be registered in one or more parts of the register by virtue of having been included in the register maintained under the 1960 Act;

(c)

the recording of additional entries by virtue of their having been in the register maintained under the 1960 Act;

(d)

a specified part of the register to be closed, as from a date specified in the order, so that on or after that date no further person may become registered in that part;

(e)

a specified part of the register to be sub-divided into two or more parts, or for two or more parts to be combined into one;

(f)

persons to be registered in one or more parts of the register by virtue of having been registered in a part or parts of the register which have been closed, sub-divided or combined;

(g)

the recording in Welsh of titles, qualifications and other entries referred to in this paragraph in respect of those members of the professions regulated by this Order whose registered address is in Wales.

(4)

The Privy Council, except where acting in accordance with a proposal made by the Council, shall consult the Council before making, varying or revoking any order under this article.

(5)

Before making any proposal referred to in paragraph (1) or (3), the Council shall consult representatives of any group of persons who appear likely to be affected by the proposed order.

The register: supplemental provisions7.

(1)

Having consulted the Education and Training Committee the Council shall make rules in connection with registration and the register, and as to the payment of fees.

(2)

F22Subject to article 7A, the rules shall, in particular, make provision as to—

(a)

the form and keeping of the register;

(b)

the procedure for the making, alteration and deletion of entries in the register;

(c)

the form and manner in which applications are to be made and the fee to be charged—

(i)

for registration, renewal of registration and readmission to the register,

(ii)

for the making of any additional entry in the register, and

(iii)

for registration to lapse;

(d)

the documentary and other evidence which is to accompany applications of the kind mentioned in sub-paragraph (c).

(3)

Before determining or varying any fees mentioned in paragraph (2)(c) the Council shall consult the Education and Training Committee and such of those persons mentioned in article 3(14) as it considers appropriate.

F23(4)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F24The register: specified state professionals - supplemental provisions7A.

(1)

Where a specified state professional makes an application for registration—

(a)

for the purposes of article 7(2)(c)(i) any fee charged must be—

(i)

reasonable and proportionate to the cost of the applicant’s application;

(ii)

transparent and made public in advance; and

(iii)

payable by electronic means through the Council’s website;

(b)

the documentary and other evidence required pursuant to rules made under article 7(2)(d) must be no more than is necessary to demonstrate to the Council that the applicant satisfies the conditions in article 9(2); and

(c)

for the purposes of article 7(2)(d) the Council must accept certified copies of documents in place of original documents, unless it requires original documents to protect the integrity of the application process.

(2)

For the purposes of paragraph (1)(c), a certified copy of a document is one which is certified to be a true copy of the original by a solicitor practising in any part of the United Kingdom.

Access to register etc.8.

(1)

The Council shall make the register available for inspection by members of the public at all reasonable times.

(2)

The Council shall publish the register maintained by it in such manner, and at such times, as it considers appropriate.

(3)

Any copy of, or extract from, the published register shall be evidence (and in Scotland sufficient evidence) of the matters mentioned in it.

(4)

A certificate purporting to be signed by the Registrar, certifying that a person—

(a)

is registered in a specified category;

(b)

is not registered;

(c)

was registered in a specified category at a specified date or during a specified period;

(d)

was not registered in a specified category, or in any category, at a specified date or during a specified period; or

(e)

has never been registered,

shall be evidence (and in Scotland sufficient evidence) of the matters certified.

F25(5)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Registration9.

(1)

F26F27A person seeking admission to a part of the register must apply to the Council and, subject to the provisions of this Order, and in particular paragraph (4), F28he shall be entitled to be registered in that part provided that the conditions mentioned in paragraph (2) are satisfied.

(2)

F29Subject to paragraphs (3) and (3A), the conditions are that the application is made in the prescribed form and manner and that F30...—

F31(a)

the applicant satisfies the Education and Training Committee that they—

(i)

hold an approved qualification awarded—

(aa)

within such period, not exceeding five years ending with the date of the application, as may be prescribed, or

(bb)

before the prescribed period mentioned in head (aa), and they have met such requirements as to additional education, training and experience as the Council may specify under article 19(3) and which apply to them; or

(ii)

have passed an aptitude test or successfully completed an adaptation period pursuant to article 12A;

(b)

F32the applicant satisfies the Education and Training Committee in accordance with the Council’s requirements mentioned in article 5(2) that he is capable of safe and effective practice under the part of the register concerned;

F33(ba)

the Registrar informs the Education and Training Committee that the applicant has satisfied him that there is in force in relation to the applicant, or there will be as necessary for the purpose of complying with article 11A, appropriate cover under an indemnity arrangement; and

(c)

F34the applicant has paid the prescribed fee.

(3)

Where the applicant is already registered in the register and wishes to be registered in an additional part of the register or to have additional entries recorded, paragraph (2)(a) shall apply only to the qualifications on which his application is based.

F35(3A)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)

Where a person who—

(a)

is not registered on the date of coming into force of an order made under article 6(1) which relates to his profession; but

(b)

has been on a register under the 1960 Act in the 5 years immediately preceding the date mentioned in sub-paragraph (a),

applies for admission to the register in the relevant period, the Education and Training Committee shall, if it is satisfied as to his good character, grant the application.

F36(4A)

Where a specified state professional makes an application for registration under paragraph (1), the Education and Training Committee must—

(a)

within the period of one month beginning with the date of receipt of the application—

(i)

acknowledge receipt of the application; and

(ii)

inform the applicant of any missing document required for the purposes of the application;

(b)

give the applicant adequate time to complete the requirements and procedures of the application process; and

(c)

deal promptly with the applicant’s application.

(5)

The Education and Training Committee shall give its decision on an application under paragraph (1) as soon as reasonably practicable and in any event F37

(a)

where the person holds a specified state qualification, within the period of four months beginning with the day on which the application is received;

(b)

in any other case, within the period of three months beginning with that day.

(6)

The Education and Training Committee shall notify the applicant in writing of its decision, and, where that decision is unfavourable to the applicant, of its reasons for reaching that decision and, of the applicant’s right of appeal F38....

(7)

Failure to notify the applicant of the Committee’s decision within the time specified in paragraph (5) shall be treated as a decision from which the applicant may appeal under article 37.

F39(8)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F40Temporary registration in emergencies involving loss of human life or human illness etc9A

(1)

The Registrar may register a person as a member of a relevant profession, or the persons comprising a specified group of persons as members of a relevant profession, if—

(a)

the Secretary of State has advised the Registrar that an emergency has occurred, is occurring or is about to occur and that the Registrar should consider acting under this article, and

(b)

the Registrar considers that the emergency registration requirement is met in relation to the person or group of persons.

(2)

For the purposes of paragraph (1)(b) the emergency registration requirement is met—

(a)

in relation to a person, if the Registrar considers that the person is a fit, proper and suitably experienced person to be registered as a member of the profession in question with regard to the emergency;

(b)

in relation to a group of persons, if the Registrar considers that the group is comprised of persons who are of a type who may reasonably be considered fit, proper and suitably experienced persons to be registered as members of the profession in question with regard to the emergency.

(3)

The Registrar may register all of the persons comprising a specified group of persons without first identifying each person in the group.

(4)

The Registrar may include an annotation in the register denoting that a person has been registered under this regulation.

(5)

The registration of a person under this article has effect subject to any conditions imposed by the Registrar; and the Registrar may at any time vary or revoke such a condition or add new conditions.

(6)

Where a person is registered under this article as a member of a specified group, the person's registration may (but need not) be subject to the same conditions as the registration of other members of the group.

(7)

A person's registration under this article ceases to have effect if revoked by the Registrar; and the Registrar—

(a)

must revoke the registration if the Secretary of State advises the Registrar that the circumstances that led the Secretary of State to give the advice referred to in paragraph (1)(a) no longer exist;

(b)

may at any time revoke the registration for any other reason, including where the Registrar suspects that the person's fitness to practise may be impaired.

(8)

A person's registration as a member of a specified group may be revoked—

(a)

without the registration of the other members of the group being revoked, or

(b)

as a result of a decision to revoke the registration of all the members of the group.

(9)

Rules under article 7 may not provide for fees to be charged in respect of a person's registration under this article.

(10)

The following provisions of this Order do not apply to persons registered under this article—

  • articles 9, 10, 11 and 12 (provisions relating to registration);

  • articles 15 to 19 (provisions relating to education and training);

  • Part 5 (fitness to practise), other than articles 21, 22(10) and 25(1) and (3) to (5).

(11)

If a person breaches a condition to which the person's registration under this article is subject, anything done by the person in breach of the condition is to be treated as not done by a person registered as a member of the relevant profession in question.

(12)

In this article “emergency” means an emergency of the kind described in section 19(1)(a) of the Civil Contingencies Act 2004, read with subsection (2)(a) and (b) of that section.

Renewal of registration and readmission10.

(1)

F41F42Where a person is registered and wishes to renew his registration at the end of a prescribed period, he shall make an application for renewal to the Education and Training Committee in accordance with rules made by the Council.

(2)

The Education and Training Committee shall grant the application for renewal if F43...—

(a)

F44the applicant meets the conditions set out in article 9(2)(b) and (c);

F45(aa)

the Registrar informs the Education and Training Committee that the applicant has satisfied him that there is in force in relation to the applicant, or there will be as necessary for the purpose of complying with article 11A, appropriate cover under an indemnity arrangement;

(b)

F46the applicant satisfies the Education and Training Committee that he has met any prescribed requirements for continuing professional development within the prescribed time; and

(c)

where he has not practised, or has practised for less than the prescribed period, since his first registration or, as the case may be, his latest renewal, F47the applicant has met such requirements as to additional education, training or experience as the Council may specify under article 19(3) and which apply to him.

(3)

Where an applicant does not satisfy the Education and Training Committee that he has met the requirements mentioned in paragraph (2)(b) or (c), the Committee may renew the applicant’s registration on condition that he satisfy those requirements within a specified time and if the person fails to comply with the condition, subject to article 11(3) and 37(3), his registration shall lapse and, in accordance with prescribed procedure, his name shall be removed from the register.

(4)

Where a person’s registration has lapsed, he may apply to the Education and Training Committee to be readmitted and the Committee shall grant the application if—

(a)

the applicant meets the conditions set out in article 9(2)(b) and (c);

F48(aa)

the Registrar informs the Education and Training Committee that the applicant has satisfied him that there is in force in relation to the applicant, or there will be as necessary for the purpose of complying with article 11A, appropriate cover under an indemnity arrangement; and

(b)

he satisfies the Education and Training Committee that he has met such requirements as to additional education, training or experience as the Council may specify under article 19(3) and which apply to him.

(5)

F49Article 9(5) to (7) shall apply to applications made under this article.

F50(6)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F51(7)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Lapse of registration11.

(1)

The Council may make rules providing for the procedure by which and the circumstances in which a registrant’s name may be removed from the register on his own application or after the expiry of a specified period.

(2)

Where a person’s name is removed in accordance with this article or article 10(3), his registration shall be referred to as lapsed.

(3)

Any rules made under paragraph (1) shall provide that a person’s registration shall not lapse under this article or under article 10(3)—

(a)

where the person concerned is the subject of an allegation, or is treated under article 22(6) as if he were the subject of an allegation, or is the subject of any investigations or proceedings under Part V or VI of this Order, on the grounds only that he has not paid the prescribed fee or has failed to apply for renewal in the prescribed form or within the prescribed time; or

(b)

if the person concerned is the subject of a suspension order, a conditions of practice order, an interim suspension order or an interim conditions of practice order.

Annotations:
Commencement Information

I31Art. 11 not in force at made date, see art. 1(2)

I32Art. 11 in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

I33Art. 11 in force at 9.7.2003 in so far as not already in force as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

F52Indemnity arrangements11A.

(1)

Each practising registrant must have in force in relation to that registrant an indemnity arrangement which provides appropriate cover for practising as a member of the relevant profession in question.

(2)

For the purposes of this article, an “indemnity arrangement” may comprise—

(a)

a policy of insurance;

(b)

an arrangement made for the purposes of indemnifying a person;

(c)

a combination of the two.

(3)

For the purposes of this article, “appropriate cover”, in relation to practice as a registered member of a relevant professions, means cover against liabilities that may be incurred in practising as such which is appropriate, having regard to the nature and extent of the risks of practising as such.

(4)

The Council may make rules in connection with the information to be provided to the Registrar—

(a)

by or in respect of a person applying for registration (including an application for restoration or readmission) for the purpose of determining whether or not the Registrar is satisfied that if the person is registered, there will be in force in relation to that person by the time that person begins to practise, an indemnity arrangement which provides appropriate cover for practising as a member of the relevant profession in question;

(b)

by or in respect of a person applying for renewal of their registration for the purpose of determining whether or not the Registrar is satisfied that if the person's registration is renewed, there will be in force in relation to that person, by the time that person resumes practice an indemnity arrangement which provides appropriate cover for practising as a member of the relevant profession in question; and

(c)

by or in respect of a registrant for the purposes of determining whether, at any time, there is in force in relation to the registrant an indemnity arrangement which provides appropriate cover for practising as a member of the relevant profession in question.

(5)

Rules made under paragraph (4) may require the information to be provided—

(a)

at the request of the Registrar; or

(b)

on such dates or at such intervals as the Registrar may determine, either generally or in relation to individual registrants or registrants of a particular description.

(6)

The Council may also make rules requiring a registrant to inform the Registrar if there ceases to be in force in relation to the registrant an indemnity arrangement which provides appropriate cover for practising as a member of the relevant profession in question.

(7)

The Council may also make rules requiring a registrant to inform the Registrar if there is in force in relation to the registrant appropriate cover for practising as a member of the relevant profession in question provided under an indemnity arrangement by an employer.

(8)

If a registrant is in breach of paragraph (1)—

(a)

the Education and Training Committee may remove that person from the register; or

(b)

the person's fitness to practise may be treated for the purposes of article 22(1)(a)(i) as being impaired by reason of misconduct, and the Council may accordingly refer the matter to, persons appointed by it under article 22(5)(b)(i) (where rules under article 23 provide) or to a Practice Committee under article 22(5)(b)(ii).

(9)

If an applicant breaches rules under paragraph (4)(a), or there is a breach in respect of the applicant of rules under paragraph (4)(a)—

(a)

the Education and Training Committee may refuse the applicant's application for admission (or readmission) to the register; or

(b)

in the case of restoration to the register, the Registrar may refuse to register the applicant in the register in accordance with article 33(7).

(10)

If a registrant breaches rules under paragraph (4)(b) or (c), that person's fitness to practise may be treated for the purposes of article 22(1)(a)(i) as being impaired by reason of misconduct, and the Council may accordingly refer the matter to persons appointed by it under article 22(5)(b)(i) (where rules under article 23 provide) or to a Practice Committee under article 22(5)(b)(ii).

F53(11)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F54(12)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Approved qualifications12.

(1)

For the purposes of this Order a person is to be regarded as having an approved qualification if—

(a)

he has a qualification awarded in the United Kingdom which has been approved by the Council as attesting to the standard of proficiency it requires for admission to the part of the register in respect of which he is applying; F55or

F56(b)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F57(ba)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(c)

he has, elsewhere than in the United Kingdom, undergone training in one of the relevant professions and either—

(i)

holds a qualification which the Council is satisfied attests to a standard of proficiency comparable to that attested to by a qualification referred to in sub-paragraph (a), or

(ii)

the Council is not so satisfied, but the applicant has undergone in the United Kingdom or elsewhere such additional training or experience as satisfies the Council, following any test of competence as it may require him to take, that he has the requisite standard of proficiency for admission to the part of the register in respect of which he is applying; and, in either case,

F58(iii)

F59... he satisfies prescribed requirements as to knowledge of English; F60...

F60(d)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F61(1ZA)

The Council may determine that a specified state qualification is not evidence of having reached a standard of proficiency comparable to that evidenced by a qualification approved under paragraph (1)(a) only where one or more of Conditions 1 to 3 are met.

(1ZB)

Condition 1 is met where there exists a substantial difference between the standard of proficiency evidenced by the specified state qualification and the standard of proficiency it is necessary for a person to achieve for admission to the part of the register in respect of which the person is applying.

(1ZC)

Condition 2 is met where the professional activities to which a qualification mentioned in paragraph (1)(a) relates include one or more professional activities that cover substantially different matters from those covered by the specified state qualification.

(1ZD)

Condition 3 is met where requiring a person who holds a specified state qualification to pass an aptitude test or to successfully complete an adaptation period, or to do both, would amount to requiring the person to acquire a qualification approved under paragraph (1)(a).

F62(1A)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)

The Education and Training Committee shall determine procedures to—

(a)

assess whether a qualification awarded outside the United Kingdom is of a comparable standard to a qualification mentioned in paragraph (1)(a) and it shall, where it sees fit, keep a list of qualifications which are of a comparable standard which it shall publish and keep under review; F63and

(b)

assess other training or professional experience acquired outside the United Kingdom and to compare it, together with qualifications mentioned in sub-paragraph (a) where appropriate, with the standard of proficiency required for admission to any part of the register; F64...

F64(c)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F65Article 12: further provision relating to specified state professionals12A.

(1)

This article applies where a person—

(a)

holds a specified state qualification which the Council has determined does not meet the standard in article 12(1)(c)(i) because Condition 1 or 2 in article 12 is met; and

(b)

wishes to be registered under article 9.

(2)

Where this article applies, the Council must specify what aptitude test or adaptation period, or aptitude test and adaptation period, must be passed or successfully completed by the person.

(3)

An aptitude test or adaptation period specified under this article, or an aptitude test and adaptation period together specified under this article, must be proportionate to the difference sought to be addressed.

(4)

The Council must give a person its reasons for specifying in relation to the person an aptitude test or adaptation period, or both, if the person makes a written request for them.

(5)

Where the Council specifies an aptitude test under this article, the Council must ensure that such aptitude tests are scheduled with reasonable frequency and at least once a year.

Transitional provisions relating to admission to the register13.

F66(1)

F67This paragraph applies to a person who is not a person specified in paragraph (1A) F68...—

(a)

who applies for admission to the register under article 9(1);

(b)

who is not registered on the date of coming into force of an order made under article 6(1) which relates to the profession in respect of which he is applying to be registered;

F69(c)

who has never been registered in respect of that profession—

(i)

under the 1960 Act or this Order,

(ii)

in the case of an operating department practitioner, in the AODP register, or

(iii)

in the case of a practitioner psychologist, in the BPS register or the AEP register; and

(d)

who applies for admission to the register in respect of that profession within the period of two years F70, or in the case of practitioner psychologists three years, beginning with the date mentioned in sub-paragraph (b) (“the relevant period”).

F71(1A)

This paragraph applies to a person who applies for admission to the register as a hearing aid dispenser on or after 1st April 2010.

F72(1B)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)

A person to whom F73paragraph (1) applies shall be treated as satisfying the requirements of article 9(2)(a) if he satisfies the Education and Training Committee, following any test of competence as it may require him to take—

(a)

that for a period of at least three out of the five years immediately preceding the date mentioned in paragraph (1)(a), or its equivalent on a part-time basis, he has been wholly or mainly engaged in the lawful, safe and effective practice of the profession in respect of which he wishes to be registered; or

(b)

that he has not so practised but he has undergone in the United Kingdom or elsewhere such additional training and experience as satisfies the Council that he has the requisite standard of proficiency for admission to the part of the register in respect of which he is applying.

(3)

The Council shall, having consulted such of those persons mentioned in article 3(14) as it considers appropriate, establish from time to time the criteria to which the Education and Training Committee shall have regard in reaching a decision under paragraph (2) and it shall publish those criteria.

Visiting health professionals from relevant European States F7413A.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Requirement for social workers in England to be registeredF7513B.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART IVEDUCATION AND TRAINING

Education and Training Committee14.

The Education and Training Committee shall advise the Council (whether on the request of the Council or otherwise) on the performance of the Council’s functions in relation to—

(a)

the establishing of standards of proficiency under article 5 and its other functions under that article;

F76(b)

the establishing of standards and requirements in respect of education and training or continuing professional development, as the case may be, under articles 15(1) and 19(4) and (6);

F77(b)

the establishing of standards and requirements in respect of education and training or continuing professional development, as the case may be, under articles 15(1) and 19(4) and (6);

F78(ba)

F79the setting of criteria under article 15B;

(c)

the giving of guidance under article 21(2).

Education and Training15.

(1)

The Council shall from time to time establish—

(a)

the standards of education and training necessary to achieve the standards of proficiency it has established under article 5(2); and

(b)

the requirements to be satisfied for admission to, and continued participation in, such education and training which may include requirements as to good health and good character.

(2)

The standards mentioned in paragraph (1)(a) shall include such matters as the outcomes to be achieved by that education and training.

(3)

Before establishing the standards or requirements referred to in paragraph (1) the Council shall consult such of those persons mentioned in article 3(14) as it considers appropriate and the Education and Training Committee.

(4)

The Education and Training Committee shall—

(a)

ensure that universities and other bodies in the United Kingdom concerned with such education and training are notified of the standards and requirements established under paragraph (1); and

(b)

take appropriate steps to satisfy itself that those standards and requirements are met.

(5)

In performing the function mentioned in paragraph (4)(b) the Committee may in particular, approve, or arrange with others to approve—

(a)

a course of education or training which the Committee is satisfied confers or would confer on persons completing it successfully the standards of proficiency mentioned in paragraph (1);

(b)

qualifications which are granted following success in an examination, or some other appropriate assessment, taken as part of an approved course of education or training;

(c)

institutions which the Committee considers to be properly organised and equipped for conducting the whole or part of an approved course of education or training;

(d)

such tests of competence or knowledge of English as it may require.

F80(5A)

If the Council requires a specified state professional to undergo a test of competence or knowledge of English, the test must be proportionate to the level required to satisfy the standards under this article.

(6)

In connection with paragraph (5), the Committee may approve or arrange with others to approve a course of education or training run outside the United Kingdom by an institution to which paragraph 5(c) applies.

(7)

The Council shall from time to time publish a statement of the criteria which will be taken into account in deciding whether to give approval under paragraph (5).

(8)

The Council shall maintain and publish a list of the courses of education or training, qualifications and institutions—

(a)

which are for the time being approved under this Order; or

(b)

which have been approved under this Order but which are no longer so approved, together with a record of the periods in respect of which they were approved.

(9)

In this article a reference to education or training includes any course of education or training or test referred to in paragraph (5).

F81F82Exercise of function of approving courses for approved mental health professionals15A

(1)

The function under section 114ZA(1) of the Mental Health Act 1983 (approval of courses for approved mental health professionals in England) is exercisable by the Education and Training Committee.

(2)

In relation to AMHP courses run outside the United Kingdom, section 114ZA(1) of that Act applies only in relation to courses run by institutions which are approved in accordance with article 15B(3).

(3)

In this article and articles 15B to 18, “AMHP course” means a course of the kind referred to in section 114ZA(1) of the Mental Health Act 1983.

F83Criteria for approving courses for approved mental health professionals15B

(1)

The Council must set the criteria to be applied in exercising the function under section 114ZA(1) of the Mental Health Act 1983.

(2)

The Education and Training Committee must—

(a)

ensure that universities and other bodies in the United Kingdom concerned with the provision of AMHP courses are notified of the criteria set under paragraph (1); and

(b)

take appropriate steps to satisfy itself that the AMHP courses provided by such bodies meet those criteria.

(3)

In performing the function under paragraph (2)(b), the Committee may, in particular, approve or arrange with others to approve institutions which the Committee considers to be properly organised and equipped for conducting AMHP courses.

(4)

The Council must from time to time publish a statement of the criteria set under paragraph (1).

(5)

An AMHP course is to be treated for the purposes of articles 16 to 18 as a relevant course of education or training.

Visitors16.

(1)

The Council may, at the request of the Education and Training Committee or otherwise, appoint persons (“visitors”) to visit any place at which or institution by which or under whose direction—

(a)

any relevant course of education or training is, or is proposed to be, given;

(b)

any examination or other assessment is, or is proposed to be, held in connection with any such course;

(c)

any test of competence is, or is proposed to be, conducted in connection with any such course or for any other purposes connected with this Order.

(2)

For the purposes of this article and article 18, the words “any test of competence” includes an assessment to establish the level of a person’s knowledge of written or spoken English.

(3)

In this article, “relevant course of education or training” means any course of education or training which forms, or is intended to form, part of an approved course of education or training or any course which a registrant may be required to undergo after registration in accordance with rules made by the Council.

(4)

No visitor may exercise his functions under this Order in relation to—

(a)

any place at which he regularly gives instruction in any subject; or

(b)

any institution with which he has a significant connection.

(5)

A person shall not be prevented from being a visitor merely because he is—

(a)

a member of the Council or any of its committees; or

(b)

a Screener,

but no person may be a visitor if he is employed by the Council.

(6)

Visitors shall be selected with due regard to the profession with which the education and training they are to report on is concerned and at least one of the visitors shall be registered in that part of the register which relates to that profession F84F85; but that does not apply to AMHP courses.

(7)

Where a visitor visits any place or institution in the exercise of his functions under this article, he shall report to the Committee—

(a)

on the nature and quality of the instruction given, or to be given, and the facilities provided or to be provided, at that place or by that institution; and

(b)

on such other matters (if any) as it requires.

(8)

Requirements of the kind mentioned in paragraph (7)(b) may be imposed by the Committee—

(a)

generally in relation to all visits made to a specified kind of place or institution or in respect of a specified type of course; or

(b)

specifically in relation to a particular visit.

(9)

Where a visitor reports to the Committee in accordance with paragraph (7), the Committee shall on receipt of the report—

(a)

send a copy of it to the institution concerned; and

(b)

notify that institution of the period within which it may make observations on the report.

(10)

The period specified by the Committee in a notice given under sub-paragraph (b) of paragraph (9) shall be not less than one month beginning with the date on which a copy of the report is sent to the institution concerned under sub-paragraph (a) of paragraph (9).

(11)

The Committee shall not take any steps in the light of any report made under paragraph (7) before the end of the specified period mentioned in paragraph (10).

(12)

The Council shall publish such reports together with, on the request of the institution concerned, the response of that institution to the report.

(13)

The Council may make such provision in respect of visitors as it may determine—

(a)

for the payment of fees and allowances, including the payment of allowances to employers of visitors for the purposes of enabling visitors to perform functions under this article;

(b)

for the reimbursement of such expenses as visitors may reasonably have incurred in the course of carrying out their functions under this article.

Information to be given by institutions17.

(1)

This article applies to any institution in the United Kingdom by which, or under whose direction, whether inside or outside the United Kingdom—

(a)

any relevant course of education or training is, or is proposed to be, given; or

(b)

any test of competence is, or is proposed to be, conducted in connection with any such course or for any other purpose connected with this Order.

(2)

In paragraph (1) “relevant course of education or training” has the same meaning as in article 16(3).

(3)

Whenever required to do so by the Education and Training Committee or the Council, any such institution shall give to the Committee such information and assistance as the Committee may reasonably require in connection with the exercise of its functions under this Order.

F86F87(3A)

The reference in paragraph (3) to the functions of the Committee under this Order includes a reference to the function under section 114ZA(1) of the Mental Health Act 1983 (approval of courses for approved mental health professionals) in so far as that function is exercisable by the Committee.

(4)

Where an institution refuses any reasonable request for information made by the Committee or the Council under this article, the Committee with the approval of the Council may in accordance with article 18 refuse to approve, or withdraw approval from, as the case may be, any education, training, qualification or institution to which the information relates.

(5)

In this article a reference to education or training includes any course of education or training or test referred to in article 15(5).

Refusal or withdrawal of approval of courses, qualifications and institutions18.

(1)

Where as a result of any visitor’s report or other information acquired by the Education and Training Committee or the Council and taking account of the observations received from the institution under article 16(9), the Committee is of the opinion that the standards established under article 15(1) are not, or will not be, met by particular education or training or that an institution is not observing the requirements referred to in article 15(1) it may refuse to approve, or withdraw approval from, as the case may be, any education, training, qualification or institution to which that opinion relates.

F88F89(1A)

Where as a result of any visitor's report or other information acquired by the Committee or the Council, and taking account of the observations received from the institution under article 16(9), the Committee is of the opinion that an AMHP course does not meet the criteria set under article 15B(1), it may refuse to approve, or withdraw approval from, the course.

(2)

In this article a reference to education or training includes any course of education or training or test referred to in article 15(5).

(3)

In making any decision under paragraph (1) F90F91or (1A) to refuse or to withdraw approval the Committee shall act in accordance with this article.

(4)

The Committee shall—

(a)

notify the institution concerned, setting out its reasons; and

(b)

inform the institution of the period within which it may make observations on the matters raised, which shall be not less than one month beginning with the date on which the reasons are sent to the institution under sub-paragraph (a).

(5)

The Committee shall take no further steps before the period specified in sub-paragraph (b) of paragraph (4) has expired.

(6)

If, taking account of the matters referred to in paragraph (1) F92F93or, as the case may be, (1A) and any observations submitted by the institution under paragraph (4), the Committee decides that it is appropriate to refuse or withdraw approval under paragraph (1) F92F93or, as the case may be, (1A) it shall notify the institution accordingly.

(7)

A decision under paragraph (6) shall have effect from the date of the decision or from such later date as may be specified in the decision.

(8)

Where approval is withdrawn under this article, the Committee shall use its best endeavours to secure that any person who is undertaking the education or training concerned or is studying for the qualification concerned or is studying at the institution concerned at the time when recognition is withdrawn is given the opportunity to follow approved education or training or to study for an approved qualification or at an approved institution.

(9)

The withdrawal under this article of approval from any education or training, qualification or institution shall not affect the entitlement of any person to be registered on the basis of an award to him, before the date on which the decision withdrawing approval had effect, of—

(a)

the qualification concerned; or

(b)

any qualification awarded—

(i)

in connection with any education or training, or

(ii)

by an institution

from which approval has been withdrawn.

Post-registration training19.

(1)

The Council may make rules requiring registrants to undertake such continuing professional development as it shall specify in standards.

(2)

The rules may, in particular, make provision with respect to registrants who fail to comply with any requirements of the rules, including making provision for their registration to cease to have effect.

F94(2A)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F94(2B)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F94(2C)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F94(2D)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3)

The Council may by rules require persons who have not practised or who have not practised for or during a prescribed period, to undertake such education or training or to gain such experience as it shall specify in standards.

(4)

If the Council makes rules under paragraph (1) or (3), it shall establish the standards to be met in relation to—

(a)

continuing professional development; or

(b)

the education or training mentioned in paragraph (3),

and article 15(3) to (8) and articles 16 to 18 of this Order shall apply in respect of those standards as if they were standards established under article 15(1)(a).

(5)

In the articles mentioned in paragraph (4), references to “education and training” shall, for the purposes of that paragraph, be treated as being to education, training or experience.

(6)

In respect of additional qualifications which may be recorded on the register the Council may establish standards of education and training and article 15(3) to (8) and articles 16 to 18 shall apply in respect of those standards as if they were standards established under article 15(1)(a).

Wales20.

The National Assembly for Wales may create or designate a body with which the Council may enter into any such arrangements as are referred to in article 15(5) of this Order in order to perform its function under article 15(4)(b) in respect of the standards established under article 15(1) or 19(4) or (6) F95....

PART VFITNESS TO PRACTISE

Council’s functions in respect of fitness to practise, ethics and other matters21.

(1)

The Council shall—

(a)

establish and keep under review the standards of conduct, performance and ethics expected of registrants and prospective registrants F96(including registrants or prospective registrants carrying out the functions of an approved mental health professional) and give them such guidance on these matters as it sees fit; and

(b)

establish and keep under review effective arrangements to protect the public from persons whose fitness to practise is impaired.

(2)

The Council may also from time to time give guidance to registrants, employers and such other persons as it thinks appropriate in respect of standards for the education and training, supervision and performance of persons who provide services in connection with those provided by registrants.

(3)

The Council shall—

(a)

before establishing any F97... arrangements mentioned in paragraph (1), consult F97... the persons mentioned in article 3(14); and

(b)

before giving guidance under paragraph (1) or (2) consult the Education and Training Committee in addition to the persons mentioned in article 3(14).

F98Information for specified state professionals21A.

(1)

The Council must make information about the following matters available to specified state professionals—

(a)

the relevant laws to be applied regarding disciplinary action, financial responsibility or liability and other relevant matters;

(b)

the principles of discipline and enforcement of professional standards, including disciplinary jurisdiction and consequential effects on practising professional activities;

(c)

the processes and procedures for the ongoing verification of competence;

(d)

the criteria for, and procedures relating to, removal from the register;

(e)

the documentation required of specified state professionals and the form in which it should be presented; and

(f)

the documents and certificates issued in relation to professional qualifications or other conditions that apply to the practice of registrants that are acceptable to the Council.

(2)

The Council must deal promptly with enquiries from specified state professionals about conditions that apply to the practice of registrants.

Allegations22.

(1)

This article applies where any allegation is made against a registrant to the effect that—

(a)

his fitness to practise is impaired by reason of—

(i)

misconduct,

(ii)

lack of competence,

(iii)

a conviction or caution in the United Kingdom for a criminal offence, or a conviction elsewhere for an offence which, if committed in England and Wales, would constitute a criminal offence,

(iv)

his physical or mental health, F99or

(v)

a determination by a body in the United Kingdom responsible under any enactment for the regulation of a health or social care profession to the effect that his fitness to practise is impaired, or a determination by a licensing body elsewhere to the same effect;

F100(vi)

the Independent Barring Board including the person in a barred list (within the meaning of the Safeguarding Vulnerable Groups Act 2006 or the Safeguarding Vulnerable Groups (Northern Ireland) Order 2007), or

(vii)

the Scottish Ministers including the person in the children’s list or the adults’ list (within the meaning of the Protection of Vulnerable Groups (Scotland) Act 2007);

(b)

an entry in the register relating to him has been fraudulently procured or incorrectly made.

(2)

For the purposes of this article references to a conviction include a conviction by a Court Martial.

(3)

This article is not prevented from applying because the allegation is based on a matter alleged to have occurred outside the United Kingdom or at a time when the person against whom the allegation is made was not registered.

(4)

Rules may provide that where a Practice Committee finds that a person has failed to comply with the standards mentioned in article 21(1), such failure shall not be taken of itself to establish that his fitness to practise is impaired, but may be taken into account in any proceedings under this Order.

(5)

When an allegation is made to the Council or any of its committees, as soon as reasonably practicable after receipt of the allegation in the form required by the Council, the Council shall refer it—

(a)

where it is an allegation of the kind mentioned in paragraph (1)(b), to the Investigating Committee; and

(b)

in any other case—

(i)

to persons appointed by the Council in accordance with any rules made under article 23, or

(ii)

to a Practice Committee.

(6)

If an allegation is not made under paragraph (1) but it appears to the Council that there should be an investigation into the fitness to practise of a registrant or into his entry in the register it may refer the matter in accordance with paragraph (5) and this Order shall apply as if it were an allegation made under paragraph (1).

(7)

Hearings and preliminary meetings of Practice Committees at which the person concerned is entitled to be present or to be represented are to be held in—

(a)

the United Kingdom country in which the registered address of the person concerned is situated; or

(b)

if he is not registered and resides in the United Kingdom, in the country in which he resides; and

(c)

in any other case, in England.

(8)

While the registration of a registrant is suspended by virtue of a suspension order or an interim suspension order he shall be treated as not being registered notwithstanding that his name still appears in the register but this does not prevent action being taken in respect of such a person as appropriate under articles 22 to 32 of this Order.

(9)

The Council shall publish as soon as reasonably practicable particulars of any orders and decisions made by a Practice Committee under article 26(7) or (12), 29(5), 30(1), (2), (4), (6), (7) or (8) or 33 and of its reasons for them and of any decision given on appeal.

(10)

The Council may disclose to any person any information relating to a person’s fitness to practise which it considers it to be in the public interest to disclose.

(11)

In this Part “the person concerned” means the person against whom an allegation has been made.

Screeners23.

(1)

The Council may by rules provide for the appointment of persons, to be known as Screeners, to whom allegations may be referred in accordance with this Order or rules made under it.

(2)

A person shall not be prevented from being a Screener merely because he is—

(a)

a member of the Council or any of its committees, other than a Practice Committee; or

(b)

a visitor.

(3)

No person may be a Screener if he is—

(a)

a member of a Practice Committee;

(b)

a legal, medical or registrant assessor; or

(c)

employed by the Council.

(4)

No person may act as a Screener in respect of a particular case if he has been involved in that case in any other capacity.

Annotations:
Commencement Information

I61Art. 23 not in force at made date, see art. 1(2)

I62Art. 23 in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

I63Art. 23 in force at 9.7.2003 in so far as not already in force as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

Screeners: supplementary provisions24.

(1)

Any rules made under article 23 shall contain the provisions mentioned in paragraphs (2) and (3).

(2)

The rules made under article 23(1) shall provide that—

(a)

any matter referred to the Screeners shall be considered by a panel of at least two Screeners;

(b)

the panel shall include at least one lay person and one registrant selected with due regard to the professional field of the person concerned and to the matter under consideration;

(c)

the number of registrants on any panel may not exceed the number of lay persons.

(3)

Any such rules shall give Screeners the functions—

(a)

of considering the allegation and establishing whether, in their opinion, power is given by this Order to deal with it if it proves to be well founded;

(b)

if in their opinion such power is given, of referring the matter together with a report of the result of their consideration to such Practice Committee as they see fit;

(c)

if in their opinion such power is not given, of closing the case, provided that—

(i)

if there are two Screeners, the lay person agrees, or

(ii)

if there are more than two Screeners, it is the decision of the majority,

and if head (i) or (ii), as the case may be, is not satisfied, of referring the matter in accordance with sub-paragraph (b).

(d)

where requested to do so by any Practice Committee, of mediating in any case with the aim of dealing with the allegation without it being necessary for the case to reach the stage at which the Health Committee or Conduct and Competence Committee, as the case may be, would arrange a hearing in accordance with article 32(2)(f);

(e)

in the event that mediation fails, of referring the matter back to the Practice Committee which referred it to the Screeners.

(4)

The Council may make such provision in respect of Screeners as it may determine—

(a)

for the payment of fees and allowances, including the payment of allowances to employers of Screeners for the purpose of enabling Screeners to perform their functions under this Order; and

(b)

for the reimbursement of such expenses as the Screeners may reasonably have incurred in the course of carrying out their functions under this Order.

(5)

If the Screeners decide that power is not given by this Order to deal with the allegation the Registrar shall inform the person making the allegation giving reasons.

Annotations:
Commencement Information

I64Art. 24 not in force at made date, see art. 1(2)

I65Art. 24 in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

I66Art. 24 in force at 9.7.2003 in so far as not already in force as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

Council’s power to require disclosure of information25.

(1)

For the purpose of assisting F101the Council or any of its Practice Committees in carrying out functions in respect of fitness to practise, a person authorised by F102the Council may require any person (other than the person concerned) who in his opinion is able to supply information or produce any document which appears relevant to the discharge of any such function, to supply such information or produce such a document.

(2)

As soon as is reasonably practicable after a decision has been made under article 22(5) or (6) to refer an allegation or other matter to a Practice Committee, the Council shall require, from the person concerned, details of—

(a)

any person—

(i)

by whom he is employed to provide services in, or in relation to, the profession in respect of which he is registered, or

(ii)

with whom he has an arrangement to provide such services; and

(b)

any body by which he is authorised to practise, in the United Kingdom or elsewhere, a health or social care profession which is regulated under any enactment.

(3)

Nothing in this article shall require or permit any disclosure of information which is prohibited by or under any other enactment.

(4)

But where information is held in a form in which the prohibition operates because the information is capable of identifying an individual, the person referred to in paragraph (1) may, in exercising his functions under that paragraph, require that the information be put into a form which is not capable of identifying that individual.

(5)

Paragraph (1) shall not apply in relation to the supplying of information or the production of any document which a person could not be compelled to supply or produce in civil proceedings in any court to which an appeal would lie from a decision of F103a Practice Committee with regard to the person concerned.

F104(6)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

The Investigating Committee26.

(1)

The Investigating Committee shall investigate any allegation which is referred to it in accordance with article 22 or 24.

(2)

Where an allegation is referred to the Investigating Committee, it shall—

(a)

notify without delay the person concerned of the allegation and invite him to submit written representations within a prescribed period;

(b)

where it sees fit, notify the person making the allegation of the representations mentioned in sub-paragraph (a) and invite him to deal within a specified period with any points raised by the Committee in respect of those representations;

(c)

take such other steps as are reasonably practicable to obtain as much information as possible about the case;

(d)

consider, in the light of the information which it has been able to obtain and any representations or other observations made to it under sub-paragraph (a) or (b), whether in its opinion—

(i)

in respect of an allegation of the kind mentioned in article 22(1)(a), there is a case to answer, and

(ii)

in respect of an allegation of the kind mentioned in article 22(1)(b), whether the entry concerned has been fraudulently procured or incorrectly made.

(3)

The Council shall by rules make provision as to the procedure to be followed by the Investigating Committee in any investigation carried out by it under this article.

(4)

In the case of an allegation of the kind mentioned in article 22(1)(b) the rules shall, in particular, make similar provision to that made by virtue of article 32(2)(b), (f), (g), (h), (i), (j), (m), (n), (o) and (p) and may provide for the Registrar to be made a party to the proceedings.

(5)

When the Investigating Committee reaches a decision under paragraph (2) as to whether—

(a)

there is a case to answer; or

(b)

an entry in the register has been fraudulently procured or incorrectly made,

it shall notify in writing both the person concerned and the person making the allegation, if any, of its decision, giving its reasons.

(6)

Where the Investigating Committee concludes that there is a case to answer under paragraph (2)(d)(i), it shall—

(a)

undertake mediation; or

(b)

refer the case—

(i)

to Screeners for them to undertake mediation,

(ii)

to the Health Committee in the case of an allegation of a kind mentioned in article 22(1)(a)(iv), or

(iii)

to the Conduct and Competence Committee, in the case of any other allegation.

F105(6A)

In deciding whether to act under paragraph (6)(a) or (b)(i), the Investigating Committee (or any panel by which a function under that paragraph is exercisable as mentioned in paragraph 18(2) of Schedule 1) must have regard to the over-arching objective of the Council under article 3(4) (read with article 3(4A)).

(7)

In the case of an allegation of a kind mentioned in article 22(1)(b), if the Investigating Committee is satisfied that an entry in the register has been fraudulently procured or incorrectly made, it may make an order that the Registrar remove or amend the entry and shall notify the person concerned of his right of appeal under article 38.

(8)

If the Investigating Committee concludes that there is no case to answer or that the relevant entry was not fraudulently procured or incorrectly made—

(a)

where requested to do so by the person concerned, it shall make a declaration to that effect, giving its reasons; and

(b)

in any other case and with the consent of the person concerned, may make such a declaration.

(9)

For the purposes of paragraph (8), the publication of the decision mentioned in paragraph (5) together with the reasons for it may constitute such a declaration.

(10)

No order made under paragraph (7) shall have effect—

(a)

before the expiry of the period within which an appeal against the order may be made; or

(b)

where an appeal against the order has been made, before the appeal is withdrawn or otherwise finally disposed of.

(11)

The Investigating Committee may make an interim order in accordance with article 31 at the same time as making an order under paragraph (7) or at any time before referring a case to the Health Committee or the Conduct and Competence Committee under paragraph (6).

(12)

The Investigating Committee may review an order made under paragraph (7) if new evidence relevant to the order becomes available after the order has been made and may revoke that order if it considers that it should not have been made.

(13)

Where the Investigating Committee makes an order under paragraph (7), or decides not to review such an order under paragraph (12), the person concerned may appeal to the appropriate Court and the provisions of article 38 shall apply to the appeal.

(14)

Any such appeal must be brought before the end of the period of 28 days beginning with the date on which notice of the order or decision appealed against is served on the person concerned.

(15)

On an appeal under this article, the Council shall be the respondent.

(16)

An entry which has been restored to the register on an application for readmission or restoration being granted may be treated for the purposes of this article as having been fraudulently procured or incorrectly made if any previous entry from which the restored entry is derived was fraudulently procured or incorrectly made.

The Conduct and Competence Committee27.

The Conduct and Competence Committee shall—

F106(a)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)

consider—

(i)

any allegation referred to it by the Council, Screeners, the Investigating Committee or the Health Committee, and

(ii)

any application for restoration referred to it by the Registrar.

The Health Committee28.

The Health Committee shall consider—

(a)

any allegation referred to it by the Council, Screeners, the Investigating Committee or the Conduct and Competence Committee; and

(b)

any application for restoration referred to it by the Registrar.

Annotations:
Commencement Information

I74Art. 28 not in force at made date, see art. 1(2)

I75Art. 28 in force at 9.7.2003 as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

Orders of the Health Committee and the Conduct and Competence Committee29.

(1)

If, having considered an allegation, the Health Committee or the Conduct and Competence Committee, as the case may be, concludes that it is not well founded—

(a)

where requested to do so by the person concerned, it shall make a declaration to that effect giving its reasons; and

(b)

in any other case and with the consent of the person concerned, may make such a declaration.

(2)

For the purposes of paragraph (1) the publication of the decision mentioned in article 32(2)(k) and the reasons for it may constitute such a declaration.

(3)

If, having considered an allegation, the Health Committee or the Conduct and Competence Committee, as the case may be, concludes that it is well founded, it shall proceed in accordance with the remaining provisions of this article.

(4)

The Committee may—

(a)

refer the matter to Screeners for mediation or itself undertake mediation, or

(b)

decide that it is not appropriate to take any further action.

(5)

Where a case does not fall within paragraph (4), the Committee shall—

(a)

make an order directing the Registrar to strike the person concerned off the register (a “striking-off order”);

(b)

make an order directing the Registrar to suspend the registration of the person concerned for a specified period which shall not exceed one year (a “suspension order”);

(c)

make an order imposing conditions with which the person concerned must comply for a specified period which shall not exceed three years (a “conditions of practice order”); or

(d)

caution the person concerned and make an order directing the Registrar to annotate the register accordingly for a specified period which shall be not less than one year and not more than five years (a “caution order”).

(6)

A striking-off order may not be made in respect of an allegation of the kind mentioned in article 22(1)(a)(ii) or (iv) unless the person concerned has been continuously suspended, or subject to a conditions of practice order, for a period of no less than two years immediately preceding the date of the decision of the Committee to make such an order.

(7)

The Committee may specify in an order made under paragraph (5) a period within which an application to vary, replace or revoke the order may not be made, which—

(a)

in the case of a striking-off order, except where new evidence relevant to the order becomes available, shall be expressed in terms of article 33(2);

(b)

in the case of a suspension order shall not exceed 10 months; and

(c)

in the case of a conditions of practice order shall not exceed two years.

(8)

The Committee shall, when it makes, varies, replaces or revokes an order under this article or article 30 or when an order it has made ceases to have effect, give the Registrar such directions as are appropriate as to annotation of the register to record the decision made or, as the case may be, the expiry of the order.

(9)

The person concerned may appeal to the appropriate court against an order made under paragraph (5) and article 38 shall apply to the appeal.

(10)

Any such appeal must be brought before the end of the period of 28 days beginning with the date on which notice of the order or decision appealed against is served on the person concerned.

(11)

No order mentioned in paragraph (9) shall have effect—

(a)

before the expiry of the period within which an appeal against the order may be made; or

(b)

where an appeal against the order has been made, before the appeal is withdrawn or otherwise finally disposed of.

Review of orders by the Health Committee and the Conduct and Competence Committee30.

(1)

Before the expiry of an order made under article 29(5)(b) or (c) by the Conduct and Competence Committee or the Health Committee, the Committee which made the order or, if the matter has been referred to the other Committee, that Committee, shall review the order and may, subject to paragraph (5)—

(a)

with effect from the date on which the order would, but for this provision, have expired, extend, or further extend the period for which the order has effect;

(b)

with effect from the expiry of the order, make an order which it could have made at the time it made the order being reviewed;

(c)

with effect from the expiry of a suspension order, make a conditions of practice order with which the practitioner must comply if he resumes the practice of his registered profession after the end of his period of suspension.

(2)

Subject to paragraph (1), on the application of the person concerned or otherwise, at any time an order made by the Conduct and Competence Committee or the Health Committee under article 29(5)(b) to (d) is in force, the Committee which made the order or, if the matter has been referred to the other Committee, that Committee, may review the order and may take any of the steps referred to in paragraph (4).

(3)

Paragraphs (1) and (2) apply to an order made on a review under paragraph (1) or (2) as they do to an order made under article 29(5)(b) to (d).

(4)

The steps mentioned in paragraph (2) are for the Committee to—

(a)

confirm the order;

(b)

extend, or further extend, the period for which the order has effect;

(c)

reduce the period for which the order has effect, but in the case of a caution order not so that it has effect for less than one year beginning with the date on which the order was made under article 29(5)(d);

(d)

replace the order with any order which it could have made at the time it made the order being reviewed and the replacement order shall have effect for the remainder of the term of the order it replaces;

(e)

subject to paragraph (6), revoke the order or revoke any condition imposed by the order;

(f)

vary any condition imposed by the order.

(5)

The Committee may not extend a conditions of practice order by more than three years at a time or a suspension order by more than one year at a time.

(6)

The Committee may make the revocation of a suspension order subject to the applicant’s satisfying such requirements as to additional education or training and experience as the Council has specified under article 19(3) and which apply to him.

(7)

Where new evidence relevant to a striking-off order becomes available after the making of the order, the Committee which made the order or, where appropriate, the Committee mentioned in article 33(3)(b) may review it and article 33(4) to (8) shall apply as if it were an application for restoration made under that article.

(8)

A striking-off order, conditions of practice order, suspension order or caution order which is in force by virtue of a decision made on appeal to the appropriate court may be reviewed in accordance with paragraph (2) or (7), as the case may be, by the Committee which made the order appealed from and any of the steps mentioned in paragraph (4) may be taken.

(9)

Before exercising its powers under paragraph (1), (2), (4), (6), (7) or (8), a Practice Committee shall give the person concerned the opportunity to appear before it and to argue his case in accordance with rules made by the Council which shall include the matters referred to in article 32(2)(b), (g), (i), (j), (k), (m), (n) and (o).

(10)

The person concerned may appeal to the appropriate court against an order or decision made under paragraph (1), (2), (4), (6), (7) or (8).

(11)

Any such appeal must be brought before the end of the period of 28 days beginning with the date on which notice of the order or decision appealed against is served on the person concerned.

(12)

On an appeal under this article the Council shall be the respondent.

Annotations:
Commencement Information

I78Art. 30 not in force at made date, see art. 1(2)

I79Art. 30 in force at 9.7.2003 in so far as not already in force as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

I80Art. 30(9) in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

Interim Orders by a Practice Committee31.

(1)

This article applies where—

(a)

an allegation against a registered professional has been referred to the Investigating Committee, Conduct and Competence Committee or to the Health Committee but—

(i)

that Committee has not reached a decision on the matter; or

(ii)

in a case to which article 26(6) applies, where the Investigating Committee refers the matter to another Practice Committee;

(b)

the Investigating Committee makes an order under article 26(7), or

(c)

the Conduct and Competence Committee or the Health Committee makes an order under article 29(5)(a) to (c).

(2)

Subject to paragraph (4), if the Committee is satisfied that it is necessary for the protection of members of the public or is otherwise in the public interest, or is in the interests of the person concerned, for the registration of that person to be suspended or to be made subject to conditions, it may—

(a)

make an order directing the Registrar to suspend the person’s registration (an “interim suspension order”); or

(b)

make an order imposing conditions with which the person must comply (an “interim conditions of practice order”),

during such period not exceeding eighteen months as may be specified in the order.

(3)

In a case coming within paragraph (1)(b) or (c), such an order may be made at the same time as an order made under article 26(7) or 29(5)(a) to (c).

(4)

The Investigating Committee shall not make an order in any case after it has referred the allegation in question to another Practice Committee.

(5)

Subject to paragraphs (6), (7), (9) and (12) the order mentioned in paragraph (2) shall cease to have effect—

(a)

in a case falling within paragraph (1)(a) when the Committee reaches a decision in respect of the allegation in question; and

(b)

in a case falling within paragraph (1)(b) or (c)—

(i)

if there is no appeal against the order mentioned in that paragraph, when the period for appealing expires, or

(ii)

if there is an appeal against that order, when the appeal is withdrawn or otherwise finally disposed of.

(6)

The Committee which made the order or, if the matter has been referred to another Practice Committee, that Committee, shall, in a case coming within paragraph (1)(a), review an order made under paragraph (2)—

(a)

within the period of six months beginning on the date on which the order was made, and shall thereafter, for so long as the order continues in force, further review it before the end of the period of three months beginning on the date of the decision of the immediately preceding review;

(b)

where new evidence relevant to the order has become available after the making of the order.

(7)

Where an interim suspension order or an interim conditions of practice order has been made under this article (including this paragraph) the Practice Committee which made the order or, where the case has been referred to another Practice Committee, that Committee, may, subject to paragraph (15)—

(a)

revoke the order or revoke any condition imposed by the order;

(b)

confirm the order;

(c)

vary any condition imposed by the order;

(d)

if satisfied that to do so is necessary for the protection of members of the public or is otherwise in the public interest, or is in the interests of the person concerned, replace an interim conditions of practice order with an interim suspension order having effect for the remainder of the term of the former;

(e)

if satisfied that the public interest, including the protection of members of the public, or the interests of the person concerned would be adequately served by an interim conditions of practice order, replace an interim suspension order with an interim conditions of practice order having effect for the remainder of the term of the former.

(8)

The Council may apply to the court for an order made by a Practice Committee under paragraph (2) or (7) to be extended, and may apply again for further extensions.

(9)

On such an application the court may extend (or further extend) for up to 12 months the period for which the order has effect.

(10)

In this article, references to an interim suspension order or interim conditions of practice order include such an order as so extended.

(11)

For the purposes of paragraph (6) the first review after the court’s extension of an order made by a Practice Committee or after a replacement order made by a Practice Committee under paragraph (7)(d) or (e) shall take place—

(a)

if the order (or the order which has been replaced) had not been reviewed at all under paragraph (6), within the period of six months beginning on the date on which the court ordered the extension or on which a replacement order under paragraph (7)(d) or (e) was made; and

(b)

if it had been reviewed under the provision, within the period of three months beginning on that date.

(12)

Where an order has effect under paragraph (2), (7) or (9), the court may, on an application being made by the person concerned—

(a)

in the case of an interim suspension order, terminate the suspension;

(b)

in the case of an interim conditions of practice order, revoke or vary any condition imposed by the order;

(c)

in either case, substitute for the period specified in the order (or in the order extending it) some other period which could have been specified in the order when it was made (or in the order extending it),

and the decision of the court under any application under this paragraph shall be final.

(13)

In this article “the court” has the same meaning as “the appropriate court” in article 38.

(14)

The Committee shall notify the person concerned giving its reasons where it makes an order under paragraph (2) or for any decision under paragraph (7) and shall notify him of his right to apply to the court.

(15)

No order under paragraph (2) or (7)(c) to (e), or, in a case where paragraph (5)(b) applies, under paragraph (7)(b), shall be made by any Practice Committee in respect of any person unless he has been afforded an opportunity of appearing before the Committee and being heard on the question whether such an order should be made in his case.

(16)

At any such hearing, the person concerned shall be entitled to be represented whether by a legally qualified person or otherwise.

(17)

The Committee shall when it makes, varies, replaces or revokes an order under this article or when an order it has made ceases to have effect, give the Registrar such directions as are appropriate as to annotation of the register to record the decision made or, as the case may be, the expiry of the order.

Annotations:
Commencement Information

I81Art. 31 not in force at made date, see art. 1(2)

I82Art. 31 in force at 9.7.2003 as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

Investigation of allegations: procedural rules32.

(1)

The Council shall make rules as to the procedure to be followed by the Health Committee and the Conduct and Competence Committee in considering any allegation and before making an order under article 29(5).

(2)

The rules shall, in particular, make provision—

(a)

empowering each Committee to refer to the other any allegation which it considers would be better dealt with by that other Committee;

(b)

empowering each Committee, before it holds any hearing to which sub-paragraph (f) applies, where it considers that it would assist it in performing its functions, to hold a preliminary meeting in private attended by the parties and their representatives and any other person it thinks appropriate;

(c)

requiring the person concerned to be given notice of the allegation without delay;

(d)

giving the person concerned an opportunity to submit written representations within a prescribed period;

(e)

for the Committee, where it sees fit, to notify the person making the allegation of the representations provided under sub-paragraph (d) and to invite him to deal within a prescribed period with any points raised by the Committee in respect of those representations;

(f)

giving the person concerned an opportunity to put his case at a hearing if—

(i)

before the end of the prescribed period, he asks for a hearing; or

(ii)

the Committee considers that a hearing is desirable;

(g)

entitling the person concerned to be represented whether by a legally qualified person or otherwise at any such hearing;

(h)

where an allegation is referred by the Council, Screeners or the Investigating Committee to the Health Committee or the Conduct and Competence Committee, for the Council to give notice of that referral to specified persons who shall include the Secretary of State, the Scottish Ministers, the National Assembly for Wales and the Department of Health, Social Services and Public Safety in Northern Ireland, and, where they are known, to any person referred to in article 25 paragraph (2)(a) or (b);

(i)

giving any person, other than the person concerned, who, in the opinion of the relevant Committee, taking account of any criteria included in the rules, has an interest in proceedings before it, the opportunity to submit written representations;

(j)

requiring a hearing before a Committee to be held in public except in so far as may be provided by the rules;

(k)

requiring the Committee to notify the person concerned of its decision, its reasons for reaching that decision and of his right of appeal;

(l)

requiring the person by whom the allegation was made to be notified by the Committee of its decision and of its reasons for reaching that decision;

(m)

empowering the Committee to require persons other than the person concerned to attend and give evidence or to produce documents;

(n)

about the admissibility of evidence;

(o)

enabling the Committee to administer oaths;

(p)

where the person concerned has been convicted of a criminal offence, for the conviction to be proved by the production of a certified copy of the certificate of conviction, or, in Scotland, an extract conviction, relating to the offence and for the findings of fact upon which the conviction is based to be admissible as proof of those facts.

(3)

Each stage in proceedings under Part V and article 37 shall be dealt with expeditiously and the Committee concerned may give directions as to the conduct of the case and for the consequences of failure to comply with such directions (which may include the making of an order or refusal of an application if the failure to comply was without reasonable excuse).

(4)

The Council may provide in the rules for the F107chair of the Committee to hold the meeting referred to in paragraph (2)(b) or to give the directions mentioned in paragraph (3) and, subject to the agreement of the parties to his acting on behalf of the Committee, to take such action as the Committee would be competent to take at such a meeting.

(5)

In this article “parties” means the Council and the person concerned.

Restoration to the register of persons who have been struck off33.

(1)

Where a person who has been struck off the register by virtue of an order made by a Practice Committee or the court wishes to be restored to the register, he shall make an application for restoration to the Registrar.

(2)

Subject to article 30(7), no such application may be made—

(a)

before the end of the period of five years beginning with the date on which the order under article 29, 30 or 38 took effect; or

(b)

in any period of twelve months in which an application for restoration to the register has already been made by the person who has been struck off.

(3)

Any application for restoration shall be referred by the Registrar for determination to—

(a)

the Committee which made the striking-off order; or

(b)

where any previous applications have been made in connection with the same striking-off order, the Committee which last gave a decision on such an application.

(4)

Before making any decision on the application the Committee shall give the applicant an opportunity to appear before it and to argue his case in accordance with rules made by the Council which shall include the matters referred to in article 32(2)(b), (g), (i), (j), (k), (m), (n) and (o).

(5)

The Committee shall not grant an application for restoration unless it is satisfied, on such evidence as it may require, that the applicant not only satisfies the requirements of article 9(2)(a) and (b) but, having regard in particular to the circumstances which led to the making of the order under article 29, 30 or 38, is also a fit and proper person to practise the relevant profession.

(6)

The Committee may make the granting of an application subject to the applicant satisfying such requirements as to additional education or training and experience as the Council has specified under article 19(3) and which apply to him.

(7)

On granting an application for restoration, the Committee—

(a)

shall direct the Registrar to register the applicant in the relevant part of the register F108on his satisfying the Registrar as mentioned in article 10(4)(aa), on his satisfying any requirements imposed under paragraph (6) and on payment of the prescribed fee; and

(b)

may make a conditions of practice order with respect to him.

(8)

The provisions of article 29 shall have effect in relation to a conditions of practice order made under paragraph (7) as they have effect in relation to a conditions of practice order made under that article and article 30 shall apply as if the order made under paragraph (7) were an order made under article 29.

(9)

If, while a striking-off order is in force, a second or subsequent application for restoration to the register, made by the person who has been struck off, is unsuccessful, the Committee which determined that application may direct that that person’s right to make any further such applications shall be suspended indefinitely.

(10)

A person in respect of whom a direction is made under paragraph (9) may, after the expiration of three years from the date on which the direction was made, apply to the Registrar for that direction to be reviewed and, thereafter, may make further applications for review but no such application may be made before the expiration of three years from the date of the most recent review decision.

(11)

The Registrar shall refer an application made under paragraph (10) to the Committee which made the direction under paragraph (9).

(12)

A person whose application under paragraph (10) or whose application for restoration is refused or made subject to his satisfying requirements under paragraph (6) may appeal to the appropriate Court and article 38 shall apply to that appeal.

(13)

The appeal must be brought before the end of the period of 28 days beginning with the date on which notice of the decision rejecting the application, or granting it but imposing conditions under paragraph (6), is served on the applicant.

Legal assessors34.

(1)

The Council shall appoint legal assessors.

(2)

Legal assessors shall have the general function of giving advice to—

(a)

Screeners;

(b)

the statutory committees;

(c)

the Registrar; or

(d)

the Council,

on questions of law arising in connection with any matter which any of those persons is considering under article 9 or 10, Part V or Part VI.

(3)

They may at the request of the person mentioned in paragraph (2) assist in the drafting of any decision required by this Order to be issued under any of the provisions mentioned in that paragraph.

(4)

They shall have such other functions as may be conferred on them by rules made by the Council.

(5)

To be qualified for appointment as a legal assessor, a person must—

(a)

have a 10 year general qualification (within the meaning of section 71 of the Courts and Legal Services Act 1990); or

(b)

be an advocate or solicitor in Scotland of at least 10 years' standing; or

(c)

be a member of the Bar of Northern Ireland of at least 10 years' standing.

(6)

No person shall be a legal assessor if he is—

(a)

a member of the Council;

(b)

a member of a statutory committee;

(c)

a Screener, visitor or medical or registrant assessor; or

(d)

employed by the Council.

(7)

The Council may make such provision in respect of legal assessors as it may determine—

(a)

for the payment of fees and allowances, including the payment of allowances to employers of legal assessors for the purposes of enabling legal assessors to perform functions under this article;

(b)

for the reimbursement of such expenses as the legal assessors may reasonably have incurred in the course of carrying out their functions under this Order.

Annotations:
Commencement Information

I89Art. 34 not in force at made date, see art. 1(2)

I90Art. 34 in force at 9.7.2003 in so far as not already in force as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

I91Art. 34(4) in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

Medical assessors35.

(1)

The Council may appoint registered medical practitioners to be medical assessors.

(2)

They shall have the general function of giving advice to—

(a)

Screeners;

(b)

the statutory committees;

(c)

the Registrar; or

(d)

the Council,

on matters within their professional competence in connection with any matter which any of those persons is considering.

(3)

They shall also have such other functions as may be conferred on them by rules made by the Council.

(4)

No person shall be a medical assessor if he is—

(a)

a member of the Council;

(b)

a member of a statutory committee;

(c)

a Screener, visitor or legal or registrant assessor; or

(d)

employed by the Council.

(5)

The Council may make such provision in respect of medical assessors as it may determine—

(a)

for the payment of fees and allowances, including the payment of allowances to employers of medical assessors for the purposes of enabling medical assessors to perform functions under this article;

(b)

for the reimbursement of such expenses as the medical assessors may reasonably have incurred in the course of carrying out their functions under this Order.

Annotations:
Commencement Information

I92Art. 35 not in force at made date, see art. 1(2)

I93Art. 35 in force at 9.7.2003 in so far as not already in force as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

I94Art. 35(3) in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

Registrant assessors36.

(1)

The Council may appoint registered professionals as registrant assessors.

(2)

They shall have the general function of giving advice to—

(a)

the Council;

(b)

the committees of the Council;

(c)

Screeners; or

(d)

the Registrar,

on matters of professional practice arising in connection with any matter which any of those persons is considering.

(3)

The assessors shall also have such other functions as may be conferred on them by rules made by the Council.

(4)

No person shall be a registrant assessor if he is—

(a)

a member of the Council;

(b)

a member of a statutory committee;

(c)

a Screener, visitor or legal or medical assessor; or

(d)

employed by the Council.

(5)

The Council may make such provision in respect of registrant assessors as it may determine—

(a)

for the payment of fees and allowances, including the payment of allowances to employers of registrant assessors for the purposes of enabling registrant assessors to perform functions under this article;

(b)

for the reimbursement of such expenses as the registrant assessors may reasonably have incurred in the course of carrying out their functions under this Order.

Annotations:
Commencement Information

I95Art. 36 not in force at made date, see art. 1(2)

I96Art. 36 in force at 9.7.2003 in so far as not already in force as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

I97Art. 36(3) in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

PART VIAPPEALS

Appeals against decisions of the Education and Training Committee37.

(1)

Where the Education and Training Committee under this Order—

(a)

refuses an application for registration, readmission or renewal or for the inclusion of an additional entry;

F109(aa)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F110(ab)

removes the name of a registrant from the register on the grounds that the registrant has failed to satisfy the Registrar that there is in force in relation to the registrant appropriate cover under an indemnity arrangement;

(b)

in determining an application under article 9 or 10, imposes additional conditions which must be satisfied before the applicant may be admitted to, readmitted to or retained on the register;

(c)

removes the name of a registrant from the register on the ground that he has breached a condition in respect of continuing professional development or such additional, education, training or experience as is mentioned in article 19(3), subject to which his registration has effect; or

(d)

fails, within the terms of article 9(7), to issue a decision,

the person aggrieved may appeal to the Council within the prescribed period.

F111(1A)

Paragraph (1)(ab) does not apply where the removal is in consequence of a refusal of an application for renewal (including an application for readmission or restoration where registration has lapsed).

F112(1B)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)

No appeal lies to the Council where the person aggrieved has been refused registration solely because he has failed to pay the prescribed fee for registration or has failed to apply in the prescribed form and manner in accordance with article 9 or 10.

F113(2A)

No appeal lies to the Council if the complaint of the person aggrieved is, in effect, that a provision of rules under article 7, 9, 10 or 11A is invalid.

(3)

No decision removing a registrant from the register against which an appeal to the Council may be made under paragraph (1) shall have effect before—

(a)

the expiry of the period within which such an appeal may be made; or

(b)

if an appeal is made, the appeal is withdrawn or otherwise finally disposed of.

(4)

Any appeal shall be subject to such rules as the Council shall make for the purpose of regulating appeals under this article.

(5)

The rules shall in particular provide—

(a)

for the quorum of the Council considering such an appeal F114and for the membership of any panel considering such an appeal on the Council’s behalf;

(b)

that the members considering the appeal are to include registrants and lay members and that the number of members who are registrants may exceed the number of lay members but may not exceed them by more than one;

(c)

for a panel considering an appeal to consist of no fewer than three members who are to be selected with due regard to the matter under consideration and to include—

(i)

one registrant registered in the same part of the register as the one in which the person concerned is, or is applying to be, registered;

(ii)

one lay member F115...; and

(iii)

where the health of the person concerned is in issue, one registered medical practitioner;

(d)

for the person presiding to be a Council member;

(e)

that no one who has been involved in any other capacity in the case to be considered is to be a member of the panel;

(f)

for the decision to be made by a majority vote of the persons present;

(g)

in the event of a tie, for the F116chair to have an additional casting vote which he shall exercise in the favour of the person concerned;

(h)

for the Education and Training Committee to be made a party to the proceedings;

(i)

for similar provision to be made to that in article 32(2)(b), (f), (g), (i), (j), (k), (m), (n) and (o).

F117(5A)

For the purposes of paragraph (5), “lay member” means a person who is not and never has been—

(a)

a registrant or registered under the 1960 Act F118...;

(b)

a member of the Association of Operating Department Practitioners, the Association of Educational Psychologists or the British Psychological Society; or

(c)

a registered medical practitioner.

(6)

Article 32(3) shall apply to appeals under this article as if a reference to the Committee concerned were to the Council.

(7)

Article 25, with the exception of paragraph (2), shall apply to appeals under this article as if a reference to a Practice Committee were to the Council.

(8)

A hearing provided for by the rules made under paragraph (4) F119... is to be held—

(a)

in the United Kingdom country in which the registered address of the person concerned is situated;

(b)

if he is not registered and resides in the United Kingdom, in the country in which he resides; or

(c)

in any other case, in England.

F120(8A)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(9)

Having considered the appeal under this article, the Council may—

(a)

dismiss the appeal;

(b)

allow the appeal and quash the decision appealed against;

(c)

substitute for the decision appealed against any other decision that the Education and Training Committee could have made; or

(d)

remit the case to the Education and Training Committee to be disposed of in accordance with its directions.

(10)

The person concerned may appeal to a county court or, in Scotland, F121to the sheriff in whose sheriffdom the person’s address in the register is (or if he were registered would be) situated against an unfavourable decision made under paragraph (9)(a), (c) or (d) and article 38 shall apply to that appeal.

(11)

Subject to paragraph 12, the Council shall publish as soon as reasonably practicable a decision of the Council made under this article together with the reasons for it.

(12)

If the decision is favourable to the person concerned, the Council is not required to publish it unless the person concerned so requests but it may do so with the consent of the person concerned.

Appeals38.

(1)

An appeal from—

(a)

any order or decision of the Health Committee or the Conduct and Competence Committee other than an interim order made under article 31, shall lie to the appropriate court; and

(b)

F122a decision of the Council F123under article 37 or of the Investigating Committee under article 26(7) or (12) F124or of the Registrar under article 33(7)(a) as to whether he is satisfied as mentioned in article 10(4)(aa) shall lie to a county court or, in Scotland, to F125the sheriff in whose sheriffdom the person’s address in the register is (or if he were registered would be) situated.

F126(1ZA)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F127(1A)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F128(1B)

No appeal lies to the Council where the Registrar—

(a)

has refused to register a person under article 9A, or

(b)

has revoked a person's registration under that article.

(2)

In any appeal under this article the Council shall be the respondent.

(3)

The Court or sheriff may—

(a)

dismiss the appeal;

(b)

allow the appeal and quash the decision appealed against F129...;

(c)

substitute for the decision appealed against F130... any other decision the Practice Committee concerned or the Council, as the case may be, could have made; or

(d)

remit the case to the Practice Committee concerned or Council, as the case may be, to be disposed of in accordance with the directions of the court or sheriff,

and may make such order as to costs (or, in Scotland, expenses) as it, or he, as the case may be, thinks fit.

(4)

In this article F131... “the appropriate court” means—

(a)

in the case of a person whose registered address is (or, if he were registered, would be) in Scotland, the Court of Session;

(b)

in the case of a person whose registered address is (or, if he were registered, would be) in Northern Ireland, the High Court of Justice in Northern Ireland; and

(c)

in any other case, the High Court of Justice in England and Wales.

F132(5)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART VIIOFFENCES

Offences39.

(1)

Subject to paragraph (2), a person commits an offence if with intent to deceive (whether expressly or by implication)—

(a)

he falsely represents himself to be registered in the register, or a particular part of it or to be the subject of any entry in the register;

(b)

he uses a title referred to in article 6(2) to which he is not entitled;

(c)

he falsely represents himself to possess qualifications in a relevant profession.

F133(1A)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2)

If a person has been practising a relevant profession to which the title mentioned in paragraph (1)(b) relates before the coming into force of an order under article 6(1) which relates to that profession, he will not be guilty of an offence under paragraph (1)(b)—

(a)

during the relevant period mentioned in article F13413(1)(d); or

(b)

if he applies during the relevant period for admission to the register, until his application and any appeal from a decision on that application has been finally disposed of.

(3)

A person commits an offence if—

(a)

with intent that any person shall be deceived (whether expressly or by implication) he causes or permits another person to make any representation about himself which, if made by himself with intent to deceive, would be an offence under paragraph (1); or

(b)

with intent to deceive, he makes with regard to another person any representation which—

(i)

is false to his own knowledge, and

(ii)

if made by the other person with that intent would be an offence by him under paragraph (1).

(4)

A person who fraudulently procures, or tries to procure, the making, amendment, removal or restoration of an entry in the register, is guilty of an offence.

(5)

A person who, without reasonable excuse, fails to comply with any requirement imposed by—

(a)

the Council, or

(b)

a Practice Committee

under article 25(1) or (2) or rules made by virtue of article 32(2)(m) or under any corresponding rule made by virtue of article 26, 33 or 37 is guilty of an offence.

(6)

A person guilty of an offence under this article shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.

F135Offence: hearing aid dispensers39A.

(1)

Subject to paragraph (2), a person who is not a registered hearing aid dispenser must not perform the functions of a dispenser of hearing aids.

(2)

Paragraph (1) does not apply where the person performing those functions is—

(a)

registered in the Specialist Register as having a specialty in otolaryngology, oto rhino laryngology or ENT surgery; or

(b)

performing them as part of a course of education or training approved by the Council under article 15(5)(a) for persons wishing to become registered hearing aid dispensers or as part of an examination so approved.

(3)

Any person who contravenes paragraph (1) is liable on summary conviction to a fine of an amount not exceeding level 5 on the standard scale.

(4)

In this article—

“registered hearing aid dispenser” means a person who is registered in the register as a hearing aid dispenser;

“the Specialist Register” means the register of that name kept by the General Medical Council.

PART VIIIMISCELLANEOUS

Further provisions40.

(1)

The Privy Council may make provision by order with regard to the functions of legal assessors and in particular provision may be made—

(a)

requiring legal assessors, when advising the Council or any of its committees, to do so in the presence of the parties or their representatives or, where advice is given in private, requiring the parties to be notified of the advice tendered by the legal assessors;

(b)

requiring the parties to be notified in any case where the legal assessor’s advice is not accepted.

(2)

Paragraph (1)(a) and (b) shall not apply to advice given by a legal assessor in respect of the drafting of a decision mentioned in article 34(3).

Annotations:
Commencement Information

I105Art. 40 not in force at made date, see art. 1(2)

I106Art. 40(1) in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

I107Art. 40(1) in force at 9.7.2003 in so far as not already in force as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

Rules and orders41.

(1)

No rules under this Order F136, apart from rules made solely under paragraph 17 of Schedule 1, shall come into force until approved by order of the Privy Council.

(2)

Any rules made by the Council and any order of the Privy Council made under this Order may make different provision with respect to different cases or classes of case.

(3)

Before making any rules under this Order, F137apart from rules made solely under paragraph 17 of Schedule 1, the Council shall consult representatives of any group of persons who appear likely to be affected by the proposed rules and these may include such persons as appear to it to be representative of—

(a)

registrants or classes of registrant;

(b)

employers of registrants;

(c)

users of the services of registrants; or

(d)

persons providing, assessing or funding education and training for registrants and prospective registrants.

Exercise of powers by the Privy Council42.

(1)

Where the approval of the Privy Council is required by this Order in respect of the making of any rules by the Council, it shall be given by an order made by the Privy Council.

(2)

Any power of the Privy Council under this Order to make an order shall be exercisable by statutory instrument.

F138(2A)

For the purposes of section 1 of the Statutory Instruments Act 1946 (definition of “Statutory Instrument”), any power of the Privy Council to make an order under this Order is to be taken to be conferred by an Act of Parliament.

F139(3)

A statutory instrument that contains an order made by the Privy Council, other than an order made under article 48(2) or under paragraph 19, 20 or 21 of Schedule 2, shall—

(a)

where paragraph (3A) applies, be subject to annulment in pursuance of a resolution of either House of Parliament or a resolution of the Scottish Parliament; or

(b)

where paragraph (3A) does not apply, be subject to annulment in pursuance of a resolution of either House of Parliament.

(3A)

This paragraph applies to a statutory instrument containing—

(a)

an order under article 6(3) that includes measures relating to the regulation of operating department practitioners or practitioner psychologists; or

(b)

an order approving rules under article 5(2)(b), 7(2)(c) or (d), 9(2), 10, 19, 26(3), 30(9), 32, 33(4) or 37(4) that include measures relating to the regulation of operating department practitioners or practitioner psychologists.

(4)

For the purpose of exercising any powers conferred by this Order the quorum of the Privy Council shall be two.

(5)

Any act of the Privy Council under this Order shall be sufficiently signified by an instrument signed by the Clerk of the Privy Council.

(6)

Any document purporting to be—

(a)

an instrument made by the Privy Council under this Order; and

(b)

signed by the Clerk of the Privy Council, shall be evidence (and in Scotland sufficient evidence) of the fact that the instrument was so made and of its terms.

Default powers of the Privy Council43.

(1)

If it appears to the Privy Council that the Council has failed to perform any functions which, in the opinion of the Privy Council, should have been performed, the Privy Council may notify the Council of its opinion and require the Council to make representations to it.

(2)

The Privy Council may, having considered the representations of the Council, give such directions (if any) to the Council as it considers appropriate.

(3)

If the Council fails to comply with any directions given under this article, the Privy Council may give effect to the direction.

(4)

Subject to paragraph (5), for the purpose of giving effect to a direction under paragraph (3), the Privy Council may—

(a)

exercise any power of the Council or do any act or other thing authorised to be done by the Council; and

(b)

do, of its own motion, any act or other thing which it is otherwise authorised to do under this Order at the instigation of the Council.

(5)

The Privy Council shall not exercise the power in paragraph (4) to make, amend, remove or restore an entry in the register in respect of an individual, nor to refuse to do so.

(6)

The powers under paragraphs (1) and (2) may be exercised by a person authorised or designated by the Privy Council for that purpose.

Annotations:
Commencement Information

I112Art. 43 not in force at made date, see art. 1(2)

I113Art. 43 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

F140Annual reports, statistical reports and strategic plans44.

(1)

The Council shall publish, by such date in each year as the Privy Council shall specify—

(a)

a report on the exercise of its functions which includes a description of the arrangements that the Council has put in place to ensure that it adheres to good practice in relation to equality and diversity (and for these purposes “equality” and “diversity” have the meanings given in section 8(2) of the Equality Act 2006 (equality and diversity));

(b)

a statistical report which indicates the efficiency and effectiveness of, and which includes a description of, the arrangements which the Council has put in place under article 21(1)(b) to protect members of the public from registrants whose fitness to practise is impaired, together with the Council’s observations on the report; and

(c)

a strategic plan for the Council in respect of such number of years as the Council shall determine.

(2)

The Council shall submit copies of the reports and the plan published under paragraph (1) to the Privy Council and the Privy Council shall lay copies of the reports and the plan before each House of Parliament and before the Scottish Parliament.

F141Arrangements with other persons who maintain registers of health or social care workers44A

(1)

The Council may make arrangements with any relevant person for the Council to provide administrative, technical or advisory services to that person.

(2)

A relevant person is a person or group of persons (whether inside or outside the United Kingdom) who maintain—

(a)

a register of members of a profession engaged in the provision of health care,

(b)

a register of persons engaged in, but who are not members of a profession engaged in, the provision of health care,

(c)

a register of members of the social work profession, or

(d)

a register of persons engaged in social care work.

Finances of the Council45.

(1)

The Council may charge such fees in connection with the exercise of its functions as it may, with the approval of the Privy Council, determine.

(2)

Subject to this article, the expenses of the Council are to be met out of fees received by the Council and other sums paid to it in connection with the exercise of its functions.

(3)

The Secretary of State or an appropriate authority may make grants or loans to the Council towards expenses incurred, or to be incurred by it—

(a)

in connection with the process of the implementation of this Order, or

(b)

for such other purposes in connection with the professions regulated by this Order as may be approved by the Secretary of State or the appropriate authority and agreed with the Council.

F142(3A)

The Secretary of State may make grants or loans to the Council towards expenses incurred, or to be incurred by it, in connection with the exercise of its functions in relation to persons who are, or wish to become, approved mental health professionals in England.

(4)

In this paragraph, “appropriate authority” means the National Assembly for Wales, the Scottish Ministers or the Department of Health, Social Services and Public Safety in Northern Ireland.

Accounts of the Council46.

(1)

The Council shall—

(a)

keep accounts in such form as the Privy Council may determine;

(b)

prepare annual accounts in respect of each financial year, in such form as the Privy Council may determine.

(2)

The annual accounts shall be audited by persons the Council appoints.

F143(3)

The Council shall ensure that the persons it appoints are eligible for appointment as statutory auditors under Part 42 of the Companies Act 2006 (statutory auditors).

(4)

As soon as is reasonably practicable after the end of the financial year to which the annual accounts relate, the Council shall—

(a)

cause them to be published together with any report on them made by the auditors; and

(b)

send a copy of the annual accounts and of any such report to F144the Privy Council, the Comptroller and Auditor General and the Auditor General for Scotland.

(5)

The Comptroller and Auditor General shall examine, certify and report on the annual accounts.

(6)

For the purposes of his examination, the Comptroller and Auditor General may inspect the accounts of the Council and any records relating to them.

(7)

The Privy Council shall lay before each House of Parliament F145and the Scottish Parliament a copy of the annual accounts certified by the Comptroller and Auditor General, any report of the auditors and the report of the Comptroller and Auditor General prepared under paragraph (5).

(8)

In this article, “financial year” means—

(a)

the period beginning with the date on which the Council is established and ending with the next 31st March following that date, and

(b)

each successive period of 12 months ending with 31st March.

Inquiry by the Privy Council47.

(1)

The Privy Council may cause an inquiry to be held into any matter connected with the exercise by the Council of its functions.

(2)

Before an inquiry is begun, the Privy Council may direct that it shall be held in public.

(3)

Where no direction has been given, the person holding the inquiry may if he thinks fit hold it, or any part of it, in private.

(4)

For the purpose of any such inquiry (but subject to paragraph (5)) the person appointed to hold the inquiry—

(a)

may by summons require any person to attend, at a time and place stated in the summons, to give evidence or to produce any documents in his custody or under his control which relate to any matter in question at the inquiry; and

(b)

may take evidence on oath, and for that purpose administer oaths, or may, instead of administering an oath, require the person examined to make a solemn affirmation.

(5)

Nothing in this article requires a person, in obedience to a summons under the article, to attend to give evidence or to produce any documents unless the necessary expenses of his attendance are paid or tendered to him.

(6)

Any person who refuses or deliberately fails to attend in obedience to a summons under this article, or to give evidence, or who deliberately alters, suppresses, conceals, destroys, or refuses to produce any book or other document which he is required or is liable to be required to produce for the purposes of this article, shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.

(7)

Where the Privy Council causes an inquiry to be held under this article—

(a)

the costs F146or expenses incurred by it in relation to the inquiry (including such reasonable sum as it may determine for the services of any officer engaged in the inquiry) shall be paid by such party to the inquiry as it may direct; and

(b)

it may cause the amount of the costs F146or expenses so incurred to be certified, and any amount so certified and directed to be paid by any person shall be recoverable from that person by the Privy Council F147in Scotland as a debt and in England, Wales and Northern Ireland summarily as a civil debt.

(8)

Where the Privy Council causes an inquiry to be held under this article it may make orders—

(a)

as to the costs F148or expenses of the parties at the inquiry; and

(b)

as to the parties by whom costs F148or expenses are to be paid,

F149....

F150(9)

For the purposes of paragraph (8), orders—

(a)

as to costs in England and Wales or Northern Ireland may by leave of the High Court be enforced in the same manner as orders of the High Court to the same effect; and

(b)

as to expenses in Scotland may by leave of the Court of Session be enforced in the same manner as decrees of the Court of Session to the same effect.

Supplementary and transitional provisions and extent48.

(1)

The transitional provisions contained in Schedule 2 to this Order shall apply.

(2)

The Privy Council may by order make such further transitional provisions as it considers appropriate.

(3)

The consequential amendments contained in Schedule 4 to this Order shall apply.

(4)

This Order extends to the whole of the United Kingdom.

Annotations:
Commencement Information

I120Art. 48(4) in force at made date, see art. 1(2)

I121Art. 48(1)(2) in force at 22.3.2002 for specified purposes as notified in the London Gazette dated 15.3.2002, see art. 1(3)

I122Art. 48(1) in force at 1.4.2002 for specified purposes as notified in the London Gazette dated 25.3.2002, see art. 1(3)

I123Art. 48(2) in force at 1.4.2002 in so far as not already in force as notified in the London Gazette dated 25.3.2002, see art. 1(3)

I124Art. 48(3) in force at 1.4.2002 for specified purposes as notified in the London Gazette dated 25.3.2002, see art. 1(3)

I125Art. 48(3) in force at 9.7.2003 for specified purposes as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

I126Art. 40(3) in force at 1.4.2004 in so far as not already in force as notified in the London Gazette dated 21.7.2004, see art. 1(3)

ReviewF15149.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

A. K. Galloway
Clerk of the Privy Council

SCHEDULE 1THE HEALTH PROFESSIONS COUNCIL AND COMMITTEES

Article 3

PART ITHE HEALTH PROFESSIONS COUNCIL

Membership

F1521.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1522.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1523.

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F1524.

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F1525.

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F1526.

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F1527.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1528.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1529.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F15210.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F15211.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F15212.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F152Membership: general

1A.

(1)

The Council shall consist of—

(a)

registrant members, that is members who are registrants; and

(b)

lay members, that is members who—

(i)

are not and never have been registrants or registered under the 1960 Act or in the AODP register, the AEP register F153, the BPS register or the HAC register;

(ia)

F154... and

(ii)

do not hold qualifications which would entitle them to apply for registration under this Order.

F155(1A)

In sub-paragraph (1), “the HAC Register” means the register of dispensers of hearing aids maintained by the Hearing Aid Council under section 2(1)(a) of the Hearing Aid Council Act 1968.

(2)

The members of the Council shall be appointed by the Privy Council.

(3)

The Privy Council shall ensure that, at any time, at least one member of the Council lives or works wholly or mainly in each of England, Scotland, Wales and Northern Ireland.

F156(4)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Matters for the order of the Privy Council under article 3(7A)

1B.

(1)

An order under article 3(7A) shall include provision with regard to—

(a)

the numbers of registrant members and lay members of the Council;

(b)

the terms of office for which members of the Council are appointed, and the order may provide that these are to be determined by the Privy Council, on appointment;

(c)

the grounds on which persons are to be disqualified from appointment as registrant or lay members of the Council;

(d)

the appointment of a chair of the Council and the chair’s term of office, and the order may provide that the term is to be determined by whoever makes the appointment as chair, on appointment;

(e)

deputising arrangements in respect of the chair;

(f)

the quorum of the Council; and

(g)

the circumstances in which members cease to hold office or may be removed or suspended from office.

(2)

But an order under article 3(7A) must not include any provision which would have the effect that a majority of the members of the Council would be lay members.

(3)

An order under article 3(7A) may include provision with regard to—

(a)

the maximum period for which a member of the Council may hold office as a member during a specified period;

(b)

the maximum period for which a member of the Council may serve as chair of the Council during a specified period;

(c)

the education and training of members of the Council, and the order may provide for the Council to include the requirements with regard to education and training of its members in standing orders, and for those standing orders to provide for—

(i)

that education and training to be the responsibility of another body, and

(ii)

those requirements to be set and varied by that body from time to time;

(d)

the attendance of members of the Council at meetings of the Council; and

(e)

the effect (if any) of any vacancy in the membership of the Council or any defect in the appointment of a member.

(4)

An order under article 3(7A) may make different provision for different cases or different classes of case and may contain such incidental, consequential, transitional, transitory, saving or supplementary provisions as appear to the Privy Council to be necessary or expedient.

Procedure etc. of Council and committees

F15713.

(1)

Subject to any provision made by this Order or under this Order (otherwise than by standing orders), the Council may by standing orders make provision in respect of—

(a)

its procedure;

(b)

the performance of its functions;

(c)

the constitution of its committees and sub-committees, other than the statutory committees;

(d)

the procedure of any of its committees or sub-committees;

(e)

the performance by any of its committees or sub-committees of their functions; and

(f)

the standards of education, training, attendance and performance expected of the members of its committees and sub-committees.

(2)

Standing orders of the Council may make provision with regard to the provisional suspension of a member of the Council from office, pending the taking of a decision about the suspension or removal from office of the member in accordance with the provisions of an order under article 3(7A).

14.

(1)

In appointing non-Council members to any committee set up under article 3(12) the Council shall have regard, where appropriate and subject to the other provisions of this Order, to the guidance issued by the Commissioner for Public Appointments.

(2)

The Council shall ensure that such members of the committee who are not Council members shall have such qualifications, interests or experience as, in the opinion of the Council, are relevant to the field with which the committee is mainly concerned.

F158(3)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4)

The Council shall—

(a)

establish and maintain a system for the declaration and registration of private interests of its members and of other members of its committees and sub-committees; and

(b)

publish entries recorded in a register of members' interests.

15.

(1)

Decisions of the Council and committees shall be made by a majority vote of the members present and voting.

(2)

In the event of a tie the F159chair shall have an additional casting vote.

(3)

This paragraph does not apply to the statutory committees or to decisions of the Council under article 37.

Powers of the Council

16.

(1)

Subject to any provision made by or under this Order, the Council may do anything which appears to it to be necessary or expedient for the purpose of, or in connection with, the performance of its functions.

(2)

The Council shall, in particular, have power—

(a)

to borrow;

(b)

to appoint such staff as it may determine;

(c)

to pay its staff such salaries, allowances and expenses as it may determine;

(d)

to make such provision for the payment of such pensions, allowances or gratuities, or such contributions or payments towards provision for such pensions, allowances or gratuities, to or in respect of its staff as it may determine;

(e)

to make such provision in respect of its members and members of its committees and sub-committees as it may determine—

(i)

for the payment of fees and allowances, including the payment of allowances to employers of such members for the purposes of enabling the members to perform functions under this Order;

(ii)

for the reimbursement of such expenses as the members may reasonably have incurred in the course of carrying out their functions under this Order;

(f)

to establish such sub-committees of any of its committees as it may determine;

F160(g)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(h)

to abolish any of its committees, other than a statutory committee, or any sub-committee of any of its committees.

(3)

The Council may not employ any member of the Council or its committees or sub-committees.

(4)

If it appears to the Council that any statutory committee is failing to perform its functions adequately, the Council may give a direction as to the proper performance of those functions.

(5)

Where the Council, having given a direction under sub-paragraph (4), is satisfied that the committee has failed to comply with the direction, it may exercise any power of that committee or do any act or other thing authorised to be done by that committee.

F161(6)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F161(7)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8)

No person who is a member of the Council or any of its committees or sub-committees by virtue of his membership of any profession, may take part in any proceedings of the Council in any period during which he is the subject of any investigations, proceedings or a determination against him concerning his fitness to practise his profession.

Privy Council functions

F16216A.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART IITHE STATUTORY COMMITTEES

Education and Training Committee

17.

F163(1)

Subject to any provision made by this Order, the Council shall by rules make provision with regard to the constitution of the Education and Training Committee, and those rules shall include provision with regard to—

(a)

its size and membership;

(b)

the appointment, suspension and removal of its members;

(c)

its chair, including the deputising arrangements for its chair; and

(d)

the quorum at its meetings.

(2)

The rules may make provision for a body (including a committee of the Council other than the Education and Training Committee) to assist the Council in connection with the exercise of any function relating to the appointment of members or particular members of the Education and Training Committee, including any function relating to tenure of office or suspension or removal from office.

(2A)

The Council shall have regard, where appropriate, when appointing non-Council members to the Education and Training Committee, to the guidance issued by the Commissioner for Public Appointments.

(2B)

Subject to any provision made by or under this Order, including provision made by standing orders of the Council made under paragraph 13(d), the Education and Training Committee may regulate its own procedure.

(3)

No person who is a member of the Council or the Education and Training Committee by virtue of his membership of any profession may take part in any proceedings of the Committee in any period during which he is the subject of any investigations, proceedings or a determination against him concerning his fitness to practise his profession.

(4)

The powers of the Education and Training Committee may be exercised even though there is a vacancy among its members.

(5)

No proceedings of the Education and Training Committee shall be invalidated by any defect in the appointment of a member.

F164Practice Committees

18.

(1)

Subject to any provision made by this Order, the Council shall by rules make provision with regard to the constitution of each Practice Committee, and those rules shall include provision with regard to—

(a)

its size and membership;

(b)

the appointment, suspension and removal of its members;

(c)

its chair, including the deputising arrangements for its chair; and

(d)

the quorum at its meetings.

(2)

Where the rules provide for one or more panels of members of a Practice Committee to perform functions of the Committee, the provision required by sub-paragraph (1)(d) includes provision with regard to the quorum at meetings of those panels.

(3)

The rules may make provision for a body (including a committee of the Council which is not one of the Practice Committees) to assist the Council in connection with the exercise of any function relating to the appointment of members or particular members of a Practice Committee, including any function relating to tenure of office or suspension or removal from office.

(4)

Subject to any provision made by or under this Order, including provision made by standing orders of the Council made under paragraph 13(d), each Practice Committee may regulate its own procedure.

19.

F165(1)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F165(2)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F165(3)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F165(4)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(5)

The Council shall, subject to other provisions in this Order, have regard when selecting non-Council members for a Practice Committee, to the guidance issued by the Commissioner for Public Appointments.

F166(6)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(7)

Decisions of a Practice Committee shall be made by a majority vote of the members present and voting.

(8)

In the event of a tie, the F167chair shall have an additional casting vote and in respect of a decision under Part V shall exercise his casting vote in favour of the person concerned.

F168(9)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(10)

Apart from proceedings under Part V, no proceedings of a Practice Committee shall be invalidated by any defect in the appointment of a member.

F169(10A)

In exercising a function under article 27, 29, 30 or 33, the Conduct and Competence Committee (or any panel by which the function is exercisable as mentioned in paragraph 18(2) of this Schedule) must have regard to the over-arching objective.

(10B)

In exercising a function under any of articles 28 to 30 and 33, the Health Committee (or any panel by which the function is exercisable as mentioned in paragraph 18(2) of this Schedule) must have regard to the over-arching objective.

(10C)

References in sub-paragraphs (10A) and (10B) to the over-arching objective are to the over-arching objective of the Council under article 3(4) (read with article 3(4A)).

F170(11)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 2TRANSITIONAL PROVISIONS

Article 48

The initial membership of the Council

1.

When first constituted, F171and thereafter, after article 3 of the ODP Order comes into force and until the end of the second transitional period, the membership of the Council shall be determined in accordance with the provisions of this Schedule.

The transitional periods

2.

In this Schedule—

“the first transitional period” means the period beginning with the coming into force of article 3 and ending on the date of coming into force of the first order made by the Privy Council under article 6(1);

“the second transitional period” means the period beginning with the day after the coming into force of the first order made by the Privy Council under article 6(1) and ending on the second anniversary of that date, unless ended earlier by the Privy Council on a proposal received by it from the Council.

Annotations:
Commencement Information

I140Sch. 2 para. 2 not in force at made date, see art. 1(2)

I141Sch. 2 para. 2 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

The Members

3.

(1)

During the transitional periods, the Council shall F172after article 3 of the ODP Order comes into force consist of—

(a)

F17313 members appointed by the Privy Council (referred to in this Order as “practitioner members”);

(b)

F17412 members who are appointed by the Privy Council (referred to in this Order as “lay members”); and

(c)

F17513 members appointed by the Privy Council (referred to in this Order as “alternate members”).

(2)

The Privy Council shall appoint an alternate member for each practitioner member.

(3)

An alternate member has the same functions as a practitioner member but he may attend a Council meeting in his capacity as an alternate member and vote, only if his corresponding practitioner member is unable to do so.

(4)

Following consultation of persons who appear to it to be representative of the professions to which this Order relates, the Privy Council shall appoint from among persons who are registered under the 1960 Act, or, if section 2 has been repealed, who were so registered immediately before that provision was repealed, one practitioner member from each of the professions regulated under the 1960 Act as at 1st April 2001.

F176(4A)

Following consultation of persons who appear to it to be representative of operating department practitioners, the Privy Council shall appoint one practitioner member from among persons who were registered in the AODP register immediately before this sub-paragraph comes into force, or who were removed from that register pursuant to article 2 of the ODP Order.

(5)

No person may be appointed as a practitioner member while he is the subject of fitness to practise investigations or proceedings whether under this Order or under the 1960 Act.

(6)

Having consulted such persons as it considers appropriate, the Privy Council shall appoint lay members from among persons who are not and never have been on the register or any of the register kept under the 1960 Act F177or the AODP register and who have such qualifications, interests and experience as, in the opinion of the Privy Council, will be of value to the Council in the performance of its functions.

(7)

The number of practitioner members shall constitute no less than half the total number of members but shall not exceed the number of lay members by more than one.

(8)

The members shall live or work wholly or mainly in the United Kingdom.

(9)

There shall be at least one practitioner member and one alternate member from each part of the register, and the number of practitioner and alternate members from each part shall be equal.

(10)

In respect of—

(a)

the practitioner and alternate members; and

(b)

the lay members,

at least one member shall be appointed from each of the countries of the United Kingdom and that member shall live or work wholly or mainly in the country concerned.

Tenure of members

4.

Unless he resigns or is removed in such circumstances as are set out in paragraph 9(2) of Schedule 1, each member shall hold office until the end of the second transitional period.

Annotations:
Commencement Information

I144Sch. 2 para. 4 not in force at made date, see art. 1(2)

I145Sch. 2 para. 4 in force at 22.3.2002 as notified in the London Gazette dated 15.3.2002, see art. 1(3)

5.

Where a member ceases to be a member, the Privy Council may replace him and the successor’s term of office shall begin with the day after that on which the member ceases to be a member and end at the end of the second transitional period.

Annotations:
Commencement Information

I146Sch. 2 para. 5 not in force at made date, see art. 1(2)

I147Sch. 2 para. 5 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

F1786.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Election Scheme

7.

The Council shall provide in rules for an election scheme in accordance with the provisions of paragraph 2 of Part I of Schedule 1 to this Order no later than six months before the end of the second transitional period.

Annotations:
Commencement Information

I148Sch. 2 para. 7 not in force at made date, see art. 1(2)

Appointment of first President

8.

The first President of the Council shall be appointed by the Privy Council from among the members of the Council.

Annotations:
Commencement Information

I149Sch. 2 para. 8 not in force at made date, see art. 1(2)

I150Sch. 2 para. 8 in force at 22.3.2002 as notified in the London Gazette dated 15.3.2002, see art. 1(3)

9.

Where the President is a practitioner member, the Privy Council shall in addition to the practitioner members appointed under paragraph 3(1)(a) appoint one from the same profession as the President, and shall appoint one lay member in addition to those appointed under paragraph 3(1)(b).

Annotations:
Commencement Information

I151Sch. 2 para. 9 not in force at made date, see art. 1(2)

I152Sch. 2 para. 9 in force at 22.3.2002 as notified in the London Gazette dated 15.3.2002, see art. 1(3)

The register

10.

During the first transitional period, the Council shall make—

(a)

proposals to the Privy Council for an order to be made under article 6(1);

(b)

rules under articles 5 and 7 and such other rules as are necessary for the proper operation of the register.

Annotations:
Commencement Information

I153Sch. 2 para. 10 not in force at made date, see art. 1(2)

I154Sch. 2 para. 10 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

11.

Until such date as the first order under article 6(1) is and the rules referred to in paragraph 10 are in force (“the appointed day”) the Council shall—

(a)

perform the functions of maintaining the registers under section 2 of the 1960 Act, and

(b)

determine applications under section 3 of the 1960 Act,

and if those provisions have been repealed, shall act under sub-paragraphs (a) and (b) as if they remained in force and as if references in that Act or subordinate legislation made under it to the Council for the Professions Supplementary to Medicine (the “CPSM”) or to a board were to the Council.

Annotations:
Commencement Information

I155Sch. 2 para. 11 not in force at made date, see art. 1(2)

I156Sch. 2 para. 11 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

12.

Where on the appointed day there are outstanding applications for—

(a)

registration;

(b)

renewal of registration;

(c)

the recording of additional qualifications;

(d)

any entry in the register to be made, altered or restored,

the Council shall dispose of the application in accordance with the provisions of the 1960 Act, as if those provisions were still in force, or in such other manner as it considers just.

Annotations:
Commencement Information

I157Sch. 2 para. 12 not in force at made date, see art. 1(2)

I158Sch. 2 para. 12 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

13.

The entries in the register kept under the 1960 Act may be transferred to the register in accordance with articles 5 and 6 but, where the home address of a person registered under the 1960 Act appears in the register kept under that Act and the entry for that person is transferred to the register, his home address shall not be published in the register without the consent of that person.

Annotations:
Commencement Information

I159Sch. 2 para. 13 not in force at made date, see art. 1(2)

I160Sch. 2 para. 13 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

The Registrar

14.

The first Registrar may be appointed by the Secretary of State, and shall otherwise be appointed by the Council, on such terms and conditions as the body appointing him sees fit.

Annotations:
Commencement Information

I161Sch. 2 para. 14 not in force at made date, see art. 1(2)

15.

If the first Registrar ceases to hold office before a Registrar is appointed under article 4, the Secretary of State or the Council, as the case may be, may appoint a replacement.

Annotations:
Commencement Information

I162Sch. 2 para. 15 not in force at made date, see art. 1(2)

Functions of the Council during the transitional period

16.

(1)

During the transitional periods and subject to any contrary provision in this Order, the Council shall, until the relevant provisions of this Order and subordinate legislation made under it come into force, exercise the functions of the CPSM and the boards under the 1960 Act and subordinate legislation made under that Act with such modifications as necessary and as if references to the CPSM and boards were to the Council.

(2)

If the relevant provision has been repealed, it shall be treated for the purposes of sub-paragraph (1) as if it remained in force.

Annotations:
Commencement Information

I163Sch. 2 para. 16 not in force at made date, see art. 1(2)

I164Sch. 2 para. 16 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

Fitness to practise proceedings

17.

(1)

Until relevant rules under Part V come into force—

(a)

where disciplinary proceedings—

(i)

are pending before any of the committees referred to in section 8 of the 1960 Act; or

(ii)

have begun but the committee dealing with the case has not communicated its decision to the person who is the subject of the proceedings,

that committee shall refer the proceedings to the Council and the Council shall dispose of the matter in accordance with the 1960 Act or, if the relevant provisions have been repealed, as if those provisions remained in force or in such manner as it considers just;

(b)

where an allegation is received by the Council it shall dispose of the matter as if the 1960 Act remained in force; and in both cases

(c)

references in the 1960 Act to the CPSM, the boards and their committees are to be treated as references to the Council.

Annotations:
Commencement Information

I165Sch. 2 para. 17 not in force at made date, see art. 1(2)

I166Sch. 2 para. 17 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

18.

An appeal—

(a)

under section 3(3) or 9 of the 1960 Act which is pending or proceeding before the CPSM or Her Majesty in Council, as the case may be, on the date on which that section is repealed; or

(b)

which is received by the Council before the relevant appeal provisions in the rules referred to in paragraph 17 are in force,

shall be dealt with as if that section remained in force.

Annotations:
Commencement Information

I167Sch. 2 para. 18 not in force at made date, see art. 1(2)

I168Sch. 2 para. 18 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

Transfer of staff and property

19.

The Privy Council may by order make provision—

(a)

enabling persons who, when paragraph 3(1) of this Order (creation of Council) comes into force, hold office as members or staff of the CPSM or its boards, to continue to hold office until those bodies are dissolved;

(b)

authorising the CPSM to make grants or loans to any person in connection with the implementation or preparations for the implementation of the Order.

Annotations:
Commencement Information

I169Sch. 2 para. 19 not in force at made date, see art. 1(2)

20.

(1)

The Privy Council may by order provide for the transfer from the old to the new employer of any—

(a)

eligible employee;

(b)

property, rights and liabilities.

(2)

In this paragraph—

(a)

“the new employer” means the Council;

(b)

“the old employer” means the CPSM F179or the Association of Operating Department Practitioners;

(c)

“an eligible employee” means a person who is employed under a contract of employment with the old employer; and

(d)

“property” includes rights and interests of any description.

21.

An order mentioned in paragraph 20(1)(a) may be made by the Privy Council only if any prescribed requirements about consultation have been complied with in relation to each of the employees to be transferred under the scheme.

Annotations:
Commencement Information

I172Sch. 2 para. 21 not in force at made date, see art. 1(2)

22.

Such an order may apply to all, or any description of, employees or to any individual employee.

Annotations:
Commencement Information

I173Sch. 2 para. 22 not in force at made date, see art. 1(2)

I174Sch. 2 para. 22 in force at 1.4.2002 in so far as not already in force as notified in the London Gazette dated 25.3.2002, see art. 1(3)

23.

(1)

The contract of employment of an employee transferred under an order made under paragraph 20(1)(a)—

(a)

is not terminated by the transfer; and

(b)

has effect from the date of the transfer as if originally made between the employee and the transferee.

(2)

Without prejudice to the generality of sub-paragraph (1), where an employee is transferred under an order mentioned in that sub-paragraph—

(a)

all the rights, powers, duties and liabilities of the old employer under or in connection with the contract of employment are, by virtue of this paragraph, transferred to the transferee on the date of the transfer; and

(b)

anything done before that date by or in relation to the old employer in respect of that contract or the employee is to be treated from that date as having been done by or in relation to the transferee.

(3)

Sub-paragraphs (2)(a) and (b) do not transfer an employee’s contract of employment, or the rights, powers, duties and liabilities under or in connection with it, if he informs the old employer or the transferee that he objects to the transfer.

(4)

Where an employee objects as mentioned in sub-paragraph (3), his contract of employment with the old employer is terminated immediately before the date of the transfer, but he is not to be treated for any purpose as having been dismissed by that employer.

(5)

This paragraph does not prejudice any right of an employee to terminate his contract of employment if a substantial change is made to his detriment in his working conditions but no such right arises by reason only that, by virtue of this paragraph, the identity of his employer changes unless the employee shows that, in all the circumstances, the change is a significant change and is to his detriment.

(6)

In this paragraph—

“the date of the transfer” means the date of the transfer determined under an order made under paragraph 20 in relation to the employee; and

“the transferee” means the new employer to whom the employee is or would be transferred under that order.

Annotations:
Commencement Information

I175Sch. 2 para. 23 not in force at made date, see art. 1(2)

24.

Certificates of competence issued by a board to a professional on a register kept under section 2 of the 1960 Act, including those issued by the chiropodists' board for the purposes of the Prescription Only Medicines (Human Use) Order 19975 shall continue to have effect until the date on which they are due to expire or until replaced by the Council whichever is earlier.
Annotations:
Commencement Information

I176Sch. 2 para. 24 not in force at made date, see art. 1(2)

F180Provisions on ODPs - register

25.

(1)

Subject to sub-paragraph (2), if on the day before this paragraph comes into force a person’s name is included in the AODP register, he shall be registered in Part 13 of the register with effect from the day this paragraph comes into force.

(2)

If on the day this paragraph comes into force there is an outstanding application for a person’s name to be entered into the AODP register (including an application for restoration to that register), the Council

(a)

may determine that his name is to be entered in the register; and

(b)

shall dispose of the matter in such manner as it considers just.

26.

Where a person is registered in Part 13 of the register pursuant to paragraph 25, his home address shall not be published in the register without his consent.

Provisions on ODPs - fitness to practise

27.

If on the day before paragraph 25 comes into force a person’s name is included in the AODP register but his registration is suspended (whether temporarily or permanently) or he is the subject of proceedings which, but for the closure of the AODP register, could have led to his removal or suspension from the AODP register, the Council

(a)

may determine that his name is not to be entered in the register; and

(b)

shall dispose of the matter (including any proceedings) in such manner as it considers just.

Annotations:
Commencement Information

I179Sch. 2 para. 27 in force at 18.10.2004 as notified in the London Gazette dated 4.10.2004, see art. 1(3)

SCHEDULE 3INTERPRETATION

Article 2

1.

In this Order, unless the context otherwise requires—

“the 1960 Act” means the Professions Supplementary to Medicine Act 19606;

F181“the 2009 Order” means the Health Care and Associated Professions (Miscellaneous Amendments and Practitioner Psychologists) Order 2009;

F182adaptation period” means—

(a)

in relation to registration under article 9 in reliance on a specified state qualification awarded in Switzerland, a period of supervised practice, subject to an assessment and, where necessary, accompanied by further training or education or both, under the responsibility of a registered professional of the corresponding relevant profession who is registered in the register by virtue of article 9;

(b)

in relation to registration under article 9 in reliance on a specified state qualification awarded otherwise than in Switzerland, a period of supervised practice, subject to an assessment and, where necessary, accompanied by further training, under the responsibility of a registered professional of the corresponding relevant profession who is registered in the register by virtue of article 9;

F183“AEP register” means the aggregate of the entries in the membership list maintained by the Association of Educational Psychologists (which held its inaugural meeting at the London School of Economics on 14th April 1962 and was founded on that date) that relate to full members of the Association;

F184...

F185“AODP register” means Part 1 of the register of operating department practitioners maintained by the Association of Operating Department Practitioners;

“application for restoration” has the meaning given to it in article 33;

F186appropriate cover” is to be construed in accordance with article 11A(3);

“approved course of education or training” means a course approved under article 15(5)(a);

“approved qualification” has the meaning given to it in articles 13 and 15;

F187aptitude test” means an assessment with the aim of determining whether a specified state professional has the standard of proficiency that the Council considers requisite for admission to the part of the register in respect of which the professional is applying;

F183“BPS register” means the aggregate of the entries in the register maintained by the British Psychological Society (which was incorporated by Royal Charter on 26th February 1965) that relate to holders of practising certificates who are full members of one or more of the divisions of the Society in respect of the following branches of psychology: clinical psychology; counselling psychology; educational psychology; forensic psychology; health psychology; occupational psychology; and sport and exercise psychology;

“corresponding practitioner member” means the practitioner member appointed under Schedule 2 from the same part of the register as the alternate member concerned;

F184...

“the Council” means F188the Health and Care Professions Council (formerly known as the Health Professions Council and continued in existence by section 214 of the Health and Social Care Act 2012);

F189...

F190...

F190...

F191“enactment” has the same meaning as in Schedule 3 to the Health Act 1999;

F192...

F192...

F192...

F193“health care” includes—

(a)

all forms of health care for individuals, whether relating to physical or mental health, and

(b)

procedures that are similar to forms of medical or surgical care but are not provided in connection with a medical condition;

F184...

F186indemnity arrangement” is to be construed in accordance with article 11A(2);

“lay person” means, in relation to Screeners, a person who is not and never has been a member of a health or social care profession which is regulated under any enactment;

“licensing body” means a regulatory body which has the function of authorising persons to practise a health or social care profession;

F192...

F194“the ODP Order” means the Health Professions (Operating Department Practitioners and Miscellaneous Amendments) Order 2004;

“parties” except in respect of article F19547, means the Council and the person concerned except in respect of article 37 when it includes the Education and Training Committee;

“Practice Committees” means the Investigating Committee, the Conduct and Competence Committee and the Health Committee;

“practising” means working as a member of one of the relevant professions;

F183“practitioner psychologists” means clinical psychologists, counselling psychologists, educational psychologists, forensic psychologists, health psychologists, occupational psychologists and sport and exercise psychologists, and this group of professions is to be treated as a single profession for the purposes of this Order;

“preliminary meetings” has the meaning given to it in articles 25(5)(b) and 30(2)(b)(ii);

“prescribed” means prescribed in rules made by the Council;

“register” means the register established and maintained under article 5;

“registered professional” means a member of one of the relevant professions who has been admitted to the register established and maintained under article 5;

“registrant” means a member of one of the relevant professions who has been admitted to the register maintained under article 5;

F184...

“Registrar” means the person appointed under article 4;

F192...

“relevant period” has the meaning given to it in article 13;

“relevant professions” means arts therapists; F196chiropodists and podiatrists; clinical scientists; dietitians; F197hearing aid dispensers; F198biomedical scientists; occupational therapists; F199operating department practitioners; orthoptists; paramedics; physiotherapists; F200practitioner psychologists; prosthetists and orthotists; radiographers; F201... and speech and language therapists;

“Screeners” means persons appointed under article 23;

F202...

F187specified state professional” means a person who holds a specified state qualification;

F187specified state qualification” means a qualification in one of the relevant professions awarded in one of the states specified in Schedule 1 to the Recognition of Professional Qualifications and Implementation of International Recognition Agreements (Amendment) Regulations 2023;

“standards of proficiency” means the standards established by the Council under article 5(2);

“statutory committees” has the meaning given to it in article 3(9);

“United Kingdom country” means England, Scotland, Wales and Northern Ireland.

F192...

F2031A.

(1)

For the purposes of this Order, a person (“P”) performs the functions of a dispenser of hearing aids if P—

(a)

assesses or tests an individual’s hearing; or

(b)

prescribes a hearing aid for an individual,

with a view to the sale, whether by P or another, of a hearing aid to, or for the use of, that individual and “hearing aid dispenser” shall be construed accordingly.

(2)

In sub-paragraph (1)—

“hearing aid” means an electronic device, designed to be placed outside or within the ear, which processes and amplifies sounds using electro-acoustic or electro-magnetic systems in order to compensate for hearing loss;

“sale” means supply by way of retail sale or by way of hire but does not include a sale to a person acquiring for the purposes of trade.

2.

In this Order, words importing the masculine gender include the feminine.

Annotations:
Commencement Information

I187Sch. 3 para. 2 not in force at made date, see art. 1(2)

I188Sch. 3 para. 2 in force at 22.3.2002 for specified purposes as notified in the London Gazette dated 15.3.2002, see art. 1(3)

I189Sch. 3 para. 2 in force at 1.4.2002 for specified purposes as notified in the London Gazette dated 25.3.2002, see art. 1(3)

I190Sch. 3 para. 2 in force at 22.1.2003 for specified purposes as notified in the London Gazette dated 10.1.2003, see art. 1(3)

I191Sch. 3 para. 2 in force at 14.3.2003 for specified purposes as notified in the London Gazette dated 7.3.2003, see art. 1(3)

I192Sch. 3 para. 2 in force at 9.7.2003 for specified purposes as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

I193Sch. 3 para. 2 in force at 18.10.2004 for specified purposes as notified in the London Gazette dated 4.10.2004, see art. 1(3)

SCHEDULE 4CONSEQUENTIAL AMENDMENTS TO PRIMARY LEGISLATION

Article 48

London County Council (General Powers) Act 1920 (c.lxxxix)

1.

In section 18 of the London County Council (General Powers) Act 1920 (saving for certain premises), in paragraph (E), for “by a board under the Professions Supplementary to Medicine Act 1960” there shall be substituted “under the Health Professions Order 2001”.

Annotations:
Commencement Information

I194Sch. 4 para. 1 not in force at made date, see art. 1(2)

I195Sch. 4 para. 1 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

Superannuation Act 1972 (c. 11)

2.

In the Superannuation Act 1972—

(a)

in section 22 (pension schemes of various statutory bodies: removal of requirement to obtain Ministerial approval for certain determinations etc.), subsection (2) shall be omitted; and

(b)

in Schedule 4 (bodies to whom section 22 relates) “Council for Professions Supplementary to Medicine” and “Professions Supplementary to Medicine Act 1960, Schedule 1, paragraph 20(1)” shall be omitted.

Annotations:
Commencement Information

I196Sch. 4 para. 2 not in force at made date, see art. 1(2)

I197Sch. 4 para. 2 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

Greater London Council (General Powers) Act 1984 (c.xxvii)

3.

In Schedule 2 to the Greater London Council (General Powers) Act 1984 (local enactments modified in Greater London in relation to the licensing of premises used for massage or special treatment), for “by a board under the Professions Supplementary to Medicine Act 1960” wherever it appears, there shall be substituted “under the Health Professions Order 2001”.

Annotations:
Commencement Information

I198Sch. 4 para. 3 not in force at made date, see art. 1(2)

I199Sch. 4 para. 3 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

The Video Recordings Act 1984 (c. 39)

4.

In section 3 of the Video Recordings Act 1984 (exempted supplies), in subsection (11), for “the Professions Supplementary to Medicine Act 1960,” there shall be substituted “the Health Professions Order 2001”.

Annotations:
Commencement Information

I200Sch. 4 para. 4 not in force at made date, see art. 1(2)

I201Sch. 4 para. 4 in force at 9.7.2003 as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

London Local Authorities Act 1991 (c.xiii)

5.

In section 4 of the London Local Authorities Act 1991 (special treatment premises), in paragraph (c) of the definition of “establishment for special treatment”, for “by a board under the Professions Supplementary to Medicine Act 1960”, there shall be substituted “under the Health Professions Order 2001”.

Annotations:
Commencement Information

I202Sch. 4 para. 5 not in force at made date, see art. 1(2)

I203Sch. 4 para. 5 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

The Value Added Tax Act 1994 (c. 23)

6.

In Part II of Schedule 9 to the Value Added Tax Act 1994 (exempt supplies of goods and services), in item 1(c) in Group 7 (health and welfare), for “any register kept under the Professions Supplementary to Medicine Act 1960” there shall be substituted “the register kept under the Health Professions Order 2001”.

Annotations:
Commencement Information

I204Sch. 4 para. 6 not in force at made date, see art. 1(2)

I205Sch. 4 para. 6 in force at 9.7.2003 as notified in the London Gazette dated 27.6.2003, see art. 1(3) (with transitional provisions in S.I. 2003/1700)

Data Protection Act 1998 (c. 29)

7.

In section 69 of the Data Protection Act 1998 (meaning of health professional), in subsection (1)(h), for “the Professions Supplementary to Medicine Act 1960” there shall be substituted “the Health Professions Order 2001”.

Annotations:
Commencement Information

I206Sch. 4 para. 7 not in force at made date, see art. 1(2)

I207Sch. 4 para. 7 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

The Health Act 1999 (c. 8)

8.

In the Health Act 1999—

(a)

in section 60 (regulation of health care and associated professions), in subsection (2), in paragraph (c) for “the Professions Supplementary to Medicine Act 1960”, there shall be substituted “the Health Professions Order 2001”; and

(b)

In Schedule 3 to the Health Act 1999, in paragraph 8 (certain functions not to be transferred from regulatory body) sub-paragraph (3) shall be omitted.

Freedom of Information Act 2000 (c. 37)

9.

In Part VI of Schedule 1 to the Freedom of Information Act 2000 (other public bodies and offices: general), the entry relating to the Council for Professions Supplementary to Medicine shall be omitted and in the appropriate place there shall be substituted “The Health Professions Council”.

Annotations:
Commencement Information

I211Sch. 4 para. 9 not in force at made date, see art. 1(2)

I212Sch. 4 para. 9 in force at 1.4.2002 as notified in the London Gazette dated 25.3.2002, see art. 1(3)

(This note is not part of the Order)

This Order provides for the regulation of a number of health professions (arts therapists; chiropodists; clinical scientists; dietitians; medical laboratory technicians; occupational therapists; orthoptists; paramedics; physiotherapists; prosthetists and orthotists; radiographers; and speech and language therapists) it creates a regulatory body, the Health Professions Council, which is required to set standards of education, training, conduct and performance and to put in place arrangements to ensure that they are met (article 3). It provides for the Council to keep a register of qualified members of the professions and creates four statutory committees: the Investigating Committee, Conduct and Competence Committee, Health Committee and Education and Training Committee (article 3(9)). The Order replaces the regulatory system provided for by the Professions Supplementary to Medicine Act 1960.

The Order provides for the Council to set standards and requirements to be satisfied before a person may be admitted to the register (article 5) and to deal with applications for registration, renewal of registration or readmittance in accordance with Part III and rules made under it. Article 12 indicates the qualifications on which registration may be based. Article 13 enables those who have practised a profession to a satisfactory standard for a number of years but who do not have an approved qualification to be able to satisfy requirements for registration. The register is to be published (article 8).

The Order provides in Part IV for the Council to establish standards of education and training necessary for admission to the register; to make arrangements to ensure that those standards are met; and to approve qualifications, courses and institutions which meet its standards (articles 15 to 18). The Council may also provide for post-registration training and require a person who has not practised for some time to undertake additional training (article 19). The Order provides for the Council to liaise with educational institutions (article 3 and Part IV).

Part V provides for the Council to establish and keep under review standards of conduct, performance and ethics expected of registrants and prospective registrants; to issue guidance on these matters and to make arrangements to ensure that action is taken when a registrant’s fitness to practise is impaired by reason of misconduct, lack of competence or ill-health (articles 21 and 22). Part V sets out the procedure to be followed in investigating whether the fitness to practise of a registrant is impaired. Preliminary consideration may be given by Screeners and the Investigating Committee (articles 22, 23 to 24 and 26) and if it appears that there is a case to answer the matter will be considered by the Conduct and Competence Committee or the Health Committee (article 29). There is also provision to investigate whether an entry on the register has been fraudulently procured or incorrectly made and for the Investigating Committee to take action if it has (article 26(7)). Orders and decisions of the Practice Committees may be reviewed (articles 26(12) and 30). The Committees may, where they consider it to be in the public interest or in the interest of the registrant concerned, make interim orders to take effect before a final decision is given in a case or pending an appeal (article 31). Rules are to be made for the procedure to be followed by the Committees and the Council in considering cases referred to them (article 32(2), relevant parts of which are applied to the Investigating Committee and the Council by articles 26 and 37 respectively). A person who has been struck off the register may apply to be restored to it and article 33 sets out the procedure to be followed and the circumstances in which the application may be granted. The Council shall appoint legal assessors (article 34) and may appoint medical and registrant assessors (articles 35 and 36) to assist those considering, amongst others, registration and fitness to practise issues.

Part VI relates to appeals. A person may appeal to the Council from a decision of the Education and Training Committee concerning registration and article 37 sets out the procedure to be followed. Article 38 provides that appeals from decisions of the Health Committee or Conduct and Competence Committee are to the High Court (or, in Scotland, the Court of Session), and, from the Investigating Committee or Council, to the county court (or, in Scotland, the sheriff).

Part VII provides for certain actions to be offences. These are, principally, where a person falsely represents himself as being registered or having professional qualifications or uses a title to which he is not entitled.

Part VIII contains provisions on miscellaneous matters such as consultation by the Council before it makes rules (article 41); approval by the Privy Council of rules and the procedure which applies (articles 41 and 42); the powers of the Privy Council to take action if it considers that the Council has failed to perform its functions (article 43) and to hold an inquiry into any matter connected with the exercise by the Council of its functions (article 47). The Council is required to publish annual reports (article 44) and to keep proper accounts (article 46).

Schedule 1 provides for the constitution of the elected Council; provisions relating to the election scheme and the procedure of the Council and statutory committees. Article 48 and Schedule 2 relate to transitional provisions including the conduct of business before an elected Council comes into being. Schedule 3 relates to interpretation. Consequential amendments to primary legislation are set out in Schedule 4.