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Introductory Text
PART 1 GENERAL
1.Citation, commencement and interpretation
PART 2 AMENDMENTS TO THE PRINCIPAL ORDER
2.Amendments to the principal Order
3.Interpretation and general
4.Activities—dealing in investments as agent
5.Activities—arranging deals in investments
6.Activities—managing investments
7.Activities—assisting in the administration and performance of a contract of insurance
8.Activities—safeguarding and administering
9.Activities—advising on investments
10.Exclusions applying to several activities
11.Further exclusions in connection with activities carried on in relation to contracts of insurance
12.Relevant text of the insurance mediation directive
PART 3 MEMBERS OF THE PROFESSIONS AND APPOINTED REPRESENTATIVES
13.Register of unauthorised persons carrying on insurance mediation activities
PART 4 AMENDMENTS TO OTHER INSTRUMENTS MADE UNDER THE ACT
14.Amendment to the Appointed Representatives Regulations
15.Amendment to the Compensation Scheme: Electing Participants Regulations
16.Amendment to the Non-Exempt Activities Order
17.Misleading statements and practices
18.Amendment to the By Way of Business Order
PART 5 MISCELLANEOUS
19.Amendment of the threshold conditions
20.Amendment of section 49 of the Act
21.Controllers of insurance intermediaries
PART 6 TRANSITIONAL PROVISIONS
22.Interpretation
23.Applications for Part IV permission—general insurance mediation
24.Application for approval—general insurance mediation
25.Applications for Part IV permission—long-term care insurance mediation
26.Application for approval—long-term care insurance mediation
27.Modifications and waivers
Signature
Explanatory Note