PART 3AUTHORISATION FOR CLINICAL TRIALS AND ETHICS COMMITTEE OPINION

Amendments by the sponsor24

1

A sponsor may make an amendment to a clinical trial authorisation, other than a substantial amendment, at any time.

2

A sponsor shall—

a

keep records of the amendments made in accordance with paragraph (1); and

b

send those records, or copies of such records, to the licensing authority, where the authority send him a notice in writing requiring him to provide those records, or copies of such records.

3

If the sponsor proposes to make a substantial amendment to a clinical trial authorisation which consists of, or includes, an amendment to—

a

the terms of the request for authorisation of the clinical trial; or

b

the particulars or documents that accompanied that request,

he shall send a valid notice of amendment to the licensing authority, whether or not he is also required to send a notice in accordance with paragraph (4).

4

If the sponsor proposes to make a substantial amendment to a clinical trial authorisation which consists of, or includes, an amendment to—

a

the terms of the application for an ethics committee opinion in relation to the clinical trial; or

b

the particulars or documents that accompanied that application,

he shall send a valid notice of amendment to the relevant ethics committee, whether or not he is also required to send a notice in accordance with paragraph (3).

5

The licensing authority may, within the period of 35 days from the date of receipt of a valid notice of amendment, give written notice to the sponsor—

a

setting out the licensing authority’s grounds for not accepting the proposed amendment; or

b

stating that the licensing authority accepts the application for amendment, subject to any conditions which may be specified in the notice.

6

A relevant ethics committee shall, within the period of 35 days from the date of receipt of a valid notice of amendment, give an opinion to the sponsor.

7

Subject to paragraph (8), if the sponsor has sent a notice in accordance with paragraph (3), he may make the amendment only if—

a

the licensing authority have given him a notice in accordance with paragraph (5)(b); or

b

no notice has been given by the licensing authority in accordance with paragraph (5).

8

If the sponsor has been given a notice in accordance with paragraph (5)(b), he may make the amendment subject to the conditions, if any, specified in the notice.

9

If the sponsor has sent a notice in accordance with paragraph (4), he may make the amendment only if the relevant ethics committee has given a favourable opinion.

10

In this regulation—

  • F1“any relevant fee” means, in relation to a notice of amendment, any fee which may be payable in connection with that notice under the Medicines (Products for Human Use—Fees) Regulations 1995; and

  • valid notice of amendment” means a notice that is—

    1. (a)

      in writing; and

    2. (b)

      accompanied by—

      1. i

        the particulars specified in Part 3 of Schedule 3, and

      2. ii

        F2unless arrangements have been made with the licensing authority for the payment of any relevant fee other than at the time of the request, any such fee.