The Financial Services (Distance Marketing) Regulations 2004

Consideration of complaintsU.K.

This section has no associated Explanatory Memorandum

18.—(1) An enforcement authority shall consider any complaint made to it about a breach unless—

(a)the complaint appears to that authority to be frivolous or vexatious; or

(b)that authority is aware that another enforcement authority [F1has agreed, by notifying that authority or the relevant regulator,] to consider the complaint.

(2) If an enforcement authority notifies [F2another enforcement authority or the relevant regulator] that it agrees to consider a complaint made to another enforcement authority, the first mentioned authority shall be under a duty to consider the complaint.

Textual Amendments

F1Words in reg. 18(1)(b) substituted (26.2.2014 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Consumer Credit) (Miscellaneous Provisions) Order 2014 (S.I. 2014/208), arts. 1(3)(4), 3(4)(a)

F2Words in reg. 18(2) substituted (26.2.2014 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Consumer Credit) (Miscellaneous Provisions) Order 2014 (S.I. 2014/208), arts. 1(3)(4), 3(4)(b)