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4.—(1) The procedures that are to be available for dealing with a complaint which is to be subjected to local resolution are, subject to the provisions of this regulation, any procedures which are approved by the Commission.
(2) Where it appears to the appointed person that the complaint had in fact already been satisfactorily dealt with at the time it was brought to his notice, he may, subject to any representation by the complainant, treat it as having been locally resolved.
(3) The appointed person shall as soon as practicable give the complainant and the person complained against an opportunity to comment on the complaint.
(4) The appointed person shall not, for the purpose of locally resolving a complaint, tender on behalf of the person complained against an apology for his conduct unless the person complained against has admitted the conduct in question and has agreed to the apology.
(5) Where the person complained against chooses not to comment on the complaint, the appointed person shall record this fact in writing.
(6) Where a complaint has been dealt with by way of local resolution a record shall be made as soon as practicable of the outcome of the procedure and the person complained against shall be sent a copy of that record.
(7) A complainant shall be entitled to obtain a copy of that record from the appropriate authority if he applies for such a copy not later than the end of three months from the day on which—
(a)the local resolution of his complaint was achieved; or
(b)for whatever other reason, it was determined that the complaint should no longer be subject to that procedure.
(8) An appropriate authority shall provide a copy of any such record as soon as practicable after it has received such an application.
(9) In this regulation, “the appointed person” means a person appointed under paragraph 8(1) of Schedule 3 to the 2002 Act to secure the local resolution of a complaint.
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