PART VIExempt Communications: Certain Controlled Activities
Financial markets37
1
The financial promotion restriction does not apply to any communication—
a
which is a non-real time communication or a solicited real time communication;
b
which is communicated by a relevant market; and
c
to which paragraph (2) or (3) applies.
2
This paragraph applies to a communication if—
a
it relates only to facilities provided by the market; and
b
it does not identify (directly or indirectly)—
i
any particular investment issued, or to be issued, by or available from an identified person as one that may be traded or dealt in on the market; or
ii
any particular person as a person through whom transactions on the market may be effected.
3
This paragraph applies to a communication if—
a
it relates only to a particular investment falling within paragraph 21, 22F3, 23 or 23A of Schedule 1; and
b
it identifies the investment as one that may be traded or dealt in on the market.