PART VIExempt Communications: Certain Controlled Activities

Takeovers of relevant unlisted companies: application forms66

The financial promotion restriction does not apply to any communication made in connection with a takeover offer for a relevant unlisted company which is a form of application for—

a

shares in or debentures of the unlisted company; or

b

investments falling within paragraphs 17 or 18 of Schedule 1 so far as relating to the shares in or debentures of the company which are the subject of the offer.