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70.—(1) The financial promotion restriction does not apply to any non-real time communication which is included in—
(a)listing particulars;
(b)supplementary listing particulars;
[F1(c)a prospectus or supplementary prospectus approved—
(i)by the [F2FCA] in accordance with Part 6 of the Act; F3...
F3(ii). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
or part of such a prospectus or supplementary prospectus; or]
(d)any other document required or permitted to be published by listing rules or prospectus rules under Part VI of the Act (except an advertisement within the meaning of [F4the prospectus regulation]).
[F5(1A) The financial promotion restriction does not apply to any non-real time communication—
(a)comprising the final terms of an offer or the final offer price or amount of securities which will be offered to the public; and
(b)complying with [F6Articles 8(1), 8(4), 8(5), 8(10), F7... 17 and 21(2) of the prospectus regulation.]]
(2) In this article “listing particulars”, “listing rules”, “[F8the prospectus regulation]” and “prospectus rules” have the meaning given by Part VI of the Act.
Textual Amendments
F1Art. 70(1)(c) substituted (1.10.2007) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment No. 2) Order 2007 (S.I. 2007/2615), arts. 1, 2(2)
F2Word in art. 70(1)(c)(i) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 108(c)
F3Art. 70(1)(c)(ii) and word omitted (31.12.2020) by virtue of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1234), regs. 1(4), 26(a) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, reg. 29(2))); 2020 c. 1, Sch. 5 para. 1(1)
F4Words in art. 70(1)(d) substituted (21.7.2019) by The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 38(1)(b) (with reg. 40)
F5Art. 70(1A) inserted (1.10.2007) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment No. 2) Order 2007 (S.I. 2007/2615), arts. 1, 2(3)
F6Words in art. 70(1A)(b) substituted (21.7.2019) by The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 38(1)(c) (with reg. 40)
F7Word in art. 70(1A)(b) omitted (31.12.2020) by virtue of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1234), regs. 1(4), 26(b) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, reg. 29(2))); 2020 c. 1, Sch. 5 para. 1(1)
F8Words in art. 70(2) substituted (21.7.2019) by The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 38(1)(d) (with reg. 40)