PART VIExempt Communications: Certain Controlled Activities

Promotions included in listing particulars etc.70

1

The financial promotion restriction does not apply to any non-real time communication which is included in—

a

listing particulars;

b

supplementary listing particulars;

F1c

a prospectus or supplementary prospectus approved—

i

by the F3FCA in accordance with Part 6 of the Act; F7...

F7ii

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

or part of such a prospectus or supplementary prospectus; or

d

any other document required or permitted to be published by listing rules or prospectus rules under Part VI of the Act (except an advertisement within the meaning of F4the prospectus regulation).

F21A

The financial promotion restriction does not apply to any non-real time communication—

a

comprising the final terms of an offer or the final offer price or amount of securities which will be offered to the public; and

b

complying with F5Articles 8(1), 8(4), 8(5), 8(10), F8... 17 and 21(2) of the prospectus regulation.

2

In this article “listing particulars”, “listing rules”, “F6the prospectus regulation” and “prospectus rules” have the meaning given by Part VI of the Act.