Articles 37, 41, 67, 68 and 69

SCHEDULE 3 U.K. MARKETS AND EXCHANGES

PART I U.K. Criteria for Relevant EEA Markets

The criteria are—

(a) the head office of the market must be situated in an EEA State; and

(b) the market must be subject to requirements in the EEA State in which its head office is situated as to—

(i) the manner in which it operates;

(ii) the means by which access may be had to the facilities it provides;

(iii) the conditions to be satisfied before an investment may be traded or dealt in by means of its facilities;

(iv) the reporting and publication of transactions effected by means of its facilities.

[F1 Part 2 U.K. Certain Investment Exchanges Operating Relevant EEA Markets

Textual Amendments

F1 Sch. 3 Pt. 2 substituted (20.4.2007) by The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2007 (S.I. 2007/1083), arts. 1, 2

• Aktietorget I Norden (Sweden).

• Amsterdam Options Exchange (Netherlands).

• Athens Stock Exchange (Greece).

• Athens Derivative Exchange (Greece).

• Barcelona Stock Exchange (Spain).

• Bavarian Stock Exchange (Germany).

• Belgian Secondary Market for Treasury Certificates (Belgium).

• Berlin-Bremen Stock Exchange (Germany).

• Bilbao Stock Exchange (Spain).

• Böag Borsen AG (Germany).

• Bratislava Stock Exchange (Slovakia).

• Bucharest Stock Exchange (Romania).

• Budapest Stock Exchange (Hungary).

• Bulgaria Stock Exchange (Bulgaria).

• Copenhagen Stock Exchange (Denmark).

• Cyprus Stock Exchange (Cyprus).

• Danish Authorised Market Place (Denmark).

• Dusseldorf Stock Market (Germany).

• EDX (UK).

• Eurex Deutschland (Germany).

• Euronext Amsterdam (Netherlands).

• Euronext Brussels (Belgium).

• Euronext Lisbon (Portugal).

• Euronext Paris (France).

• Frankfurt Stock Exchange (Germany).

• Helsinki Stock Exchange and Securities and Derivatives Exchange (Finland).

• Irish Stock Exchange (Ireland).

• Italian and Foreign Government Bonds Market (Italy).

• Italian Stock Exchange (Italy).

• Ljubliana Stock Exchange (Slovenia).

• London International Financial Futures and Options Exchange (UK).

• London Stock Exchange (UK).

• Luxembourg Stock Exchange (Luxembourg).

• Madrid Stock Exchange (Spain)

• Malta Stock Exchange (Malta).

• Market for Public Debt (Spain).

• MEFF Renta Variable Futures Options Exchange (Spain).

• MEFF Renta Fija Equity Futures Exchange (Spain).

• MTS Italy (Italy).

• MTS Poland (Poland).

• MTS Portugal (Portugal).

• National Stock Exchange of Lithuania (Lithuania).

• Nordic Growth Market (Sweden).

• PLUS (UK).

• Prague Stock Exchange (Czech Republic).

• Riga Stock Exchange (Latvia).

• ShareMark (UK).

• Stockholm Stock Exchange (Sweden).

• Stuttgart Stock Exchange (Germany).

• Tallinn Stock Exchange (Estonia).

• Valencia Stock Exchange (Spain).

• Vienna Stock Exchange (Austria).

• Virt-x (UK).

• Warsaw Stock Exchange (Poland).]

PART III U.K. Certain Non-EEA Investment Exchanges Operating Relevant Markets

• America Stock Exchange.

• Australian Stock Exchange.

• Basler Effektenbourse.

• Boston Stock Exchange.

• Bourse de Geneve.

• Buenos Aires Stock Exchange.

• Canadian Venture Exchange.

• Chicago Board Options Exchange.

• Chicago Stock Exchange.

• Effektenborsenverein Zurich.

• Fukuoka Stock Exchange.

• Hiroshima Stock Exchange.

• Iceland Stock Exchange.

• Johannesburg Stock Exchange.

• Korean Stock Exchange.

• Kuala Lumpur Stock Exchange

• Kyoto Stock Exchange.

• Midwest Stock Exchange.

• Montreal Stock Exchange.

• Nagoya Stock Exchange.

• NASDAQ.

• National Stock Exchange.

• New York Stock Exchange.

• New Zealand Stock Exchange Limited.

• Niigita Stock Exchange.

• Osaka Stock Exchange.

• Oslo Stock Exchange

• Pacific Stock Exchange.

• Philadelphia Stock Exchange.

• Sapporo Stock Exchange.

• Singapore Stock Exchange.

• Stock Exchange of Hong Kong Limited.

• Stock Exchange of Thailand.

• Tokyo Stock Exchange.

• Toronto Stock Exchange.

PART IV U.K. Other Relevant Markets

• American Commodity Exchange.

• Australian Financial Futures Market.

• Chicago Board of Trade.

• Chicago Mercantile Exchange.

• Chicago Rice and Cotton Exchange.

• Commodity Exchange Inc.

• Eurex US.

• Eurex Zurich.

• International Securities Market Association.

• International Petroleum Exchange.

• Kansas City Board of Trade.

• London Metal Exchange.

• Minneapolis Grain Exchange.

• New York Board of Trade.

• New York Futures Exchange.

• New York Mercantile Exchange.

• New Zealand Futures Exchange.

• Pacific Commodity Exchange.

• Philadelphia Board of Trade.

• Singapore International Monetary Exchange.

• Sydney Futures Exchange.

• Toronto Futures Exchange.