xmlns:atom="http://www.w3.org/2005/Atom" xmlns:atom="http://www.w3.org/2005/Atom"

Articles 37, 41, 67, 68 and 69

SCHEDULE 3U.K.MARKETS AND EXCHANGES

[F1PART A1U.K.Criteria for Relevant UK Markets

Textual Amendments

The criteria for a “relevant UK market” are—

(a)the head office of the market must be situated in the United Kingdom; and

(b)the market must satisfy any requirements of the law of the United Kingdom as to—

(i)the manner in which it operates;

(ii)the means by which access may be had to the facilities it provides;

(iii)the conditions to be satisfied before an investment may be traded or dealt in by means of its facilities; and

(iii)the reporting and publication of transactions effected by means of its facilities.]

PART IU.K.Criteria for Relevant EEA [F2or Gibraltar] Markets

Textual Amendments

The criteria are—

(a)the head office of the market must be situated in an EEA State [F3or in Gibraltar]; and

(b)the market must be subject to requirements in the EEA State in which its head office is situated [F4or (where its head office is situated in Gibraltar), in Gibraltar] as to—

(i)the manner in which it operates;

(ii)the means by which access may be had to the facilities it provides;

(iii)the conditions to be satisfied before an investment may be traded or dealt in by means of its facilities;

(iv)the reporting and publication of transactions effected by means of its facilities.

Textual Amendments

F5Part 2U.K.Certain Investment Exchanges Operating Relevant EEA Markets

Textual Amendments

F5Sch. 3 Pt. 2 omitted (1.4.2017 for specified purposes, 3.1.2018 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017 (S.I. 2017/488), art. 1(2), Sch. para. 9(11)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART IIIU.K.Certain Non-EEA Investment Exchanges Operating Relevant Markets

PART IVU.K.Other Relevant Markets