SCHEDULE 3MARKETS AND EXCHANGES

Articles 37, 41, 67, 68 and 69

PART ICriteria for Relevant EEA Markets

The criteria are—

a

the head office of the market must be situated in an EEA State; and

b

the market must be subject to requirements in the EEA State in which its head office is situated as to—

i

the manner in which it operates;

ii

the means by which access may be had to the facilities it provides;

iii

the conditions to be satisfied before an investment may be traded or dealt in by means of its facilities;

iv

the reporting and publication of transactions effected by means of its facilities.

PART IICertain Investment Exchanges Operating Relevant EEA Markets

  • Aktietorget I Norden (Sweden).

  • Amsterdam Stock Exchange (Netherlands).

  • Amsterdam Options Exchange (Netherlands).

  • Amsterdam Financial Futures Market (Netherlands).

  • Amsterdam New Market (Netherlands).

  • Athens Stock Exchange (Greece).

  • Athens Derivative Exchange (Greece).

  • Barcelona Stock Exchange (Spain).

  • Bavarian Stock Exchange (Germany).

  • Belfox Futures and Options Exchange (Belgium).

  • Belgian Secondary Market for Treasury Certificates (Belgium).

  • Berlin-Bremen Stock Exchange (Germany).

  • Bilbao Stock Exchange (Spain).

  • Boag Borsen AG

  • Bremen Stock Exchange (Germany)

  • Brussels Stock Exchange (including Primary, Secondary and New Markets) (Belgium).

  • Copenhagen Stock Exchange (Denmark).

  • Danish Authorised Market Place (Denmark).

  • Dusseldorf Stock Market (Germany).

  • EASDAQ (Belgium).

  • EDX (UK).

  • Eurex Deutschland (Germany).

  • Frankfurt Stock Exchange (including Neuer Markt) (Germany).

  • Hex Ltd (including Helsinki Stock Exchange and Securities and Derivatives Exchange) (Finland).

  • IDEM Derivatives Market (Italy).

  • IM Marketplace (Sweden).

  • Irish Stock Exchange (Ireland).

  • Italian/Milan Stock Exchange (Italy).

  • Italian and Foreign Government Bonds Market (Italy).

  • Le MATIF (France).

  • Le Monep (France).

  • Le Nouveau Marche (France).

  • Lisbon Stock Exchange (including Exchanges for the Officially Quoted, Secondary and Unquoted Markets) (Portugal).

  • London International Financial Futures and Options Exchange (UK).

  • London Stock Exchange (UK).

  • Luxembourg Stock Exchange (Luxembourg).

  • Madrid Stock Exchange (Spain).

  • Market for Public Debt (Spain).

  • MEFF Renta Variable Futures Options Exchange (Spain).

  • MEFF Renta fija Equity Futures Exchange (Spain).

  • MIF Derivatives Market (Italy).

  • Nuovo Mercato (Italy).

  • OFEX (UK).

  • OM Stockholm (Sweden).

  • Paris Stock Exchange (France).

  • Porto Derivatives Exchange (Portugal).

  • Stockholm Stock Exchange (Sweden).

  • Stuttgart Stock Exchange (Germany).

  • Swedish Bond Money Market Exchange (Sweden).

  • Unlisted Securities Market (Italy).

  • Valencia Stock Exchange (Spain).

  • Vienna Stock Exchange (Austria).

  • Virt-x (UK).

PART IIICertain Non-EEA Investment Exchanges Operating Relevant Markets

  • America Stock Exchange.

  • Australian Stock Exchange.

  • Basler Effektenbourse.

  • Boston Stock Exchange.

  • Bourse de Geneve.

  • Buenos Aires Stock Exchange.

  • Canadian Venture Exchange.

  • Chicago Board Options Exchange.

  • Chicago Stock Exchange.

  • Effektenborsenverein Zurich.

  • Fukuoka Stock Exchange.

  • Hiroshima Stock Exchange.

  • Iceland Stock Exchange.

  • Johannesburg Stock Exchange.

  • Korean Stock Exchange.

  • Kuala Lumpur Stock Exchange.

  • Kyoto Stock Exchange.

  • Midwest Stock Exchange.

  • Montreal Stock Exchange.

  • Nagoya Stock Exchange.

  • NASDAQ.

  • National Stock Exchange.

  • New York Stock Exchange.

  • New Zealand Stock Exchange Limited.

  • Niigita Stock Exchange.

  • Osaka Stock Exchange.

  • Oslo Stock Exchange.

  • Pacific Stock Exchange.

  • Philadelphia Stock Exchange.

  • Sapporo Stock Exchange.

  • Singapore Stock Exchange.

  • Stock Exchange of Hong Kong Limited.

  • Stock Exchange of Thailand.

  • Tokyo Stock Exchange.

  • Toronto Stock Exchange.

PART IVOther Relevant Markets

  • American Commodity Exchange.

  • Australian Financial Futures Market.

  • Chicago Board of Trade.

  • Chicago Mercantile Exchange.

  • Chicago Rice and Cotton Exchange.

  • Commodity Exchange Inc.

  • Eurex US.

  • Eurex Zurich.

  • International Securities Market Association.

  • International Petroleum Exchange.

  • Kansas City Board of Trade.

  • London Metal Exchange.

  • Minneapolis Grain Exchange.

  • New York Board of Trade.

  • New York Futures Exchange.

  • New York Mercantile Exchange.

  • New Zealand Futures Exchange.

  • Pacific Commodity Exchange.

  • Philadelphia Board of Trade.

  • Singapore International Monetary Exchange.

  • Sydney Futures Exchange.

  • Toronto Futures Exchange.