SCHEDULE 3MARKETS AND EXCHANGES

PART ICriteria for Relevant EEA F1or Gibraltar Markets

Annotations:
Amendments (Textual)

The criteria are—

a

the head office of the market must be situated in an EEA State F2or in Gibraltar; and

b

the market must be subject to requirements in the EEA State in which its head office is situated F3or (where its head office is situated in Gibraltar), in Gibraltar as to—

i

the manner in which it operates;

ii

the means by which access may be had to the facilities it provides;

iii

the conditions to be satisfied before an investment may be traded or dealt in by means of its facilities;

iv

the reporting and publication of transactions effected by means of its facilities.