The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 No. 1529

Articles 48 and 50A

SCHEDULE 5 STATEMENTS FOR CERTIFIED HIGH NET WORTH INDIVIDUALS AND SELF-CERTIFIED SOPHISTICATED INVESTORS

PART I STATEMENT FOR CERTIFIED HIGH NET WORTH INDIVIDUALS

1.  The statement to be signed for the purposes of article 48(2) (definition of high net worth individual) must be in the following form and contain the following content—

“Statement for Certified High Net Worth Individual

”.

PART II STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTORS

2.  The statement to be signed for the purposes of article 50A(1) (definition of self-certified sophisticated investor) must be in the following form and contain the following content—

“Statement for Self-Certified Sophisticated Investor

”.