SCHEDULE

PART 3PROVISIONS OF THE ACT COMING INTO FORCE ON 10TH FEBRUARY 2005 FOR THE PURPOSE ONLY OF CONFERRING POWER TO MAKE REGULATIONS, ORDERS OR RULES, AS THE CASE MAY BE, AND ON 6TH APRIL 2005 FOR ALL OTHER PURPOSES

Provisions of the Act

Subject matter

section 10(5)(a)

functions exercisable by the determination panel

section 19(7)

pension liberation: court’s power to order restitution

section 21(4)

pension liberation: repatriation orders

section 23(10), paragraph (b)(i) of the definition of “the actuary”

freezing orders

section 24(7)(a)

consequences of freezing order

section 30(7)(c)

power to give a direction where freezing order ceases to have effect

section 36(2) and (3)

independent trustees

section 38(1)(b)

contribution notices where avoidance of employer debt

section 43(1)(b), (3)(c) and (9)

financial support directions

section 44(3)(a) and (4)

meaning of “service company” and “insufficiently resourced”

section 45(2)(b)

meaning of “financial support”

section 52(1)(b) and (7)(a)

restoration orders where transactions at an undervalue

section 57(1) to (4)

sections 39 to 56: partnerships and limited liability partnerships

section 60(2)(h) and (3)

registrable information

section 61(1) to (3)

the register: inspection, provision of information and reports etc

section 69(2), (3)(a)(ii) and (b)(ii) and (5)

duty to notify the Regulator of certain events

section 93(2)(q)

The Regulator’s procedure in relation to its regulatory functions

section 97(5)(u)

special procedure: applicable cases

section 102(3)

the Pensions Regulator Tribunal

section 103(1)(c)

references to the Tribunal

section 104(6)

appeal on a point of law

section 106 (1) to (4)

legal assistance scheme

section 114(1)(b), (3) and (4)

statement of investment principles relating to the Board of the Pension Protection Fund

section 120(3) and (4)

duty to notify insolvency events in respect of employers

section 121(5)

insolvency event, insolvency date and insolvency practitioner

section 122(3), (5) and (8)

insolvency practitioner’s duty to issue notices confirming status of scheme

section 123(5)

approval of notices issued under section 122

section 125(4)(a)

binding notices confirming status of scheme

section 126(3)

eligible schemes

section 129(1)(b), (3) and (8)

applications and notifications for the purposes of section 128

section 130(5) and (8)

Board’s duty where application or notification received under section 129

section 133(3)

admission of new members, payment of contributions, etc.

section 134(3) in so far as it relates to paragraph (iii) of the definition of “relevant person” in paragraph (a)

directions

section 135(4)

restrictions on winding up, discharge of liabilities, etc.

section 138(10)(b) and (12)

payment of scheme benefits

section 139(6)

loans to pay scheme benefits

section 140(3)(b) and (6)

reviewable ill health pensions

section 141(2) and (6)

effect of a review

section 143(3) to (5) and (11) in so far as it relates to paragraphs (i) and (ii)(a) of the definition of “actuarial valuation” in paragraph (a)

Board’s obligation to obtain valuation of assets and protected liabilities

section 145(4)

binding valuations

section 146(1) and (5)

schemes which become eligible schemes

section 147(1)(a) and (5)

new schemes created to replace existing schemes

section 148(8)

withdrawal following issue of section 122(4) notice

section 150(5) and (6)(a) to (c)

consequences of the Board ceasing to be involved with a scheme

section 151(4), (6), (8) in so far as it relates to paragraph (b) of the definition of “audited scheme accounts” and (9)(b)

application for reconsideration

section 152(4) and (8)

duty to assume responsibility following reconsideration

section 167(1)

modification of chapter where liabilities discharged during assessment period

section 179(1)(a), (2) in so far as it relates to paragraph (b)(i) of the definition of “the actuary” and (3)

valuations to determine scheme underfunding

section 190

information to be provided to the Board etc

section 203(1)

provision of information to members of schemes etc

section 206(2) to (4)

meaning of “reviewable matters”

section 207

review and reconsideration by the Board of reviewable matters

section 208(1) and (3) to (6)

investigation by the Board of complaints of maladministration

section 209(4)(a) to (d), (f) and (g)

PPF Ombudsman

section 210(6)

deputy PPF Ombudsman

section 258(2)(c)(ii) and (7) in so far as it relates to the definition of “relevant contributions”

form of pension protection on transfer of employment

section 270

winding up

section 271

debt due from the employer when assets are insufficient

section 272(1) to (4)

debt due from employer in the case of multi-employer schemes

section 307(1)(a) and (c)

modification of the Act in relation to certain categories of schemes

section 318(4)(a)

general interpretation – meaning of “employer”

Schedule 4, paragraph 9 and section 102 in so far as it relates to that paragraph

tribunal procedure

Schedule 7, paragraphs 4(4), 6(4), 9(4), 12(4)(a), 13(4), 16(3)(b), 17(4)(a), 18(4), 20(4), (7) and (8), 23, 24(1), (2) and (6), 25(1), 26(7) only so far as it relates to paragraph (a) of the definition of “the compensation cap”, (9) and (10), 28(6) and (7), 31(2) and (3), 33, and 37(4, and section 162 in so far as it relates to those paragraphs

pension compensation provisions