SCHEDULE

Regulation 1(2)

Annotations:
Amendments (Textual)
F4

Word in Sch. omitted (24.7.2014) by virtue of The Pensions Act 2011 (Transitional, Consequential and Supplementary Provisions) Regulations 2014 (S.I. 2014/1711), regs. 1(1), 61(a) (with regs. 6, 41, 44(1), 47(1), 69(2), 72(1), 76(1)); coming into force immediately after s. 29 of 2011 c 19 - see S.I. 2014/1683, art. 2

F13

Words in Sch. inserted (24.7.2014) by The Pensions Act 2011 (Transitional, Consequential and Supplementary Provisions) Regulations 2014 (S.I. 2014/1711), regs. 1(1), 61(b) (with regs. 6, 41, 44(1), 47(1), 69(2), 72(1), 76(1)); coming into force immediately after s. 29 of 2011 c 19 - see S.I. 2014/1683, art. 2

Marginal Citations
M1

Paragraph 3A is inserted by regulation 4 of S.I.2005/600.

M2

See regulation 3(b) of the Pension Protection Fund (Reviewable Matters) Regulations 2005 (S.I. 2005/600) which modifies paragraph 9 of Schedule 9 in relation to partially guaranteed schemes.

M3

See regulation 3(c) of S.I.2005/600 which modifies Schedule 9 in relation to partially guaranteed schemes.

M4

See regulation 3(c) of S.I.2005/600 which modifies Schedule 9 in relation to partially guaranteed schemes.

M5

Paragraph 17A to Schedule 9 is inserted by regulation 4 of S.I. 2005/600.

Provision of Schedule 9 to the Act which specifies the reviewable matter

Interested Person

1

Paragraphs 1 and 2

1

a

the trustees or managers of the scheme;

b

the insolvency practitioner or the former insolvency practitioner who issued the section 122 notice;

c

any insolvency practitioner in relation to the employer (who does not fall within F1sub-paragraph (b)); and

d

if there is no insolvency practitioner in relation to the employer, the employer.

2

Paragraph 3

2

a

the trustees or managers of the scheme;

b

the insolvency practitioner or former insolvency practitioner mentioned in section 124(1);

c

any insolvency practitioner in relation to the employer (who does not fall within F1sub-paragraph (b)); and

d

if there is no insolvency practitioner in relation to the employer, the employer.

3

Paragraph 3A M1

Annotations:
Marginal Citations
M1

Paragraph 3A is inserted by regulation 4 of S.I.2005/600.

3

a

the trustees or managers of the scheme;

b

the actuary in relation to the scheme; and

c

any person appointed to act as an insolvency practitioner in relation to the scheme.

F33A

a

the insolvency practitioner; and

b

the trustees or managers of the scheme.

4

Paragraph 4

4

a

the trustees or managers of the scheme; and

b

the employer.

5

Paragraph 5

5

A relevant person as defined by section 134(3)(a) or any regulations made under that section.

6

Paragraph 6

6

a

the trustees or managers of the scheme; and

b

any person directly affected by the determination.

7

Paragraph 7

7

The trustees or managers of the eligible scheme in respect of which the trustees or managers have made an application under section 139(2).

F107A

Paragraph 7A

F107A

The member in respect of whom a determination under section 141(2) is made

F187B

 Paragraphs 7B and 7C

F187B

 The trustees or managers of the scheme.

F187C

 Paragraph 7D

F187C

a

 the trustees or managers of the scheme; and

b

the members of that scheme or, where a member has died, any person entitled to present payment of a pension by reason of rights under the scheme in respect of a deceased member.

8

F11...

8

F11...

9

Paragraph 9 M2

9

a

the trustees or managers of the eligible scheme in respect of which the Board has obtained a valuation under section 143; and

b

the members of that scheme or, where a member has died, any person entitled to present payment of a pension by reason of rights under the scheme in respect of a deceased member.

10

Paragraph 10

10

a

in respect of a withdrawal notice under section 146, the trustees or managers of the eligible scheme or the employer in relation to that scheme;

b

in respect of a withdrawal notice under section 147, the trustees or managers of the new scheme or the employer in relation to that scheme.

11

Paragraph 11

11

a

the trustees or managers of the eligible scheme; and

b

the employer.

12

Paragraphs 12, 13 and 14

12

The trustees or managers of the eligible scheme.

F1912A

 Paragraphs 14A, 14B and 14C

F1912A

 The trustees or managers of the scheme.

13

Paragraph 15

13

The trustees or managers of the eligible scheme or the employer in relation to that scheme.

14

Paragraph 15A M3

Annotations:
Marginal Citations
M3

See regulation 3(c) of S.I.2005/600 which modifies Schedule 9 in relation to partially guaranteed schemes.

14

The trustees or managers of the eligible scheme.

15

Paragraph 15B M4

Annotations:
Marginal Citations
M4

See regulation 3(c) of S.I.2005/600 which modifies Schedule 9 in relation to partially guaranteed schemes.

15

The trustees or managers of the eligible scheme in respect of which the Board has obtained a valuation under section 160(4A).

16

Paragraph 16

16

The person entitled to compensation under section 162.

F716A

The person in respect of whom the determination is made.

F1616B

Paragraph 16B

F716B

The member, or the person in respect of a member, to whom section 163(4)(a) of the Act refers.

F1516C

Paragraphs 16C, 16D, 16E F4and 16F.F13, 16G, 16H and 16I

F17 Any person directly affected by the decision.

17

Paragraph 17

17

The member of the eligible scheme or the person concerned under section 163(4)(b).

18

Paragraph 17A M5

Annotations:
Marginal Citations
M5

Paragraph 17A to Schedule 9 is inserted by regulation 4 of S.I. 2005/600.

18

The person entitled to payment under section 166(2).

F818A

The person to whom regulation 16(1) of the Pension Protection Fund (General and Miscellaneous Amendments) Regulations 2006 refers.

19

Paragraphs 18 and 19

19

a

the trustees or managers of the scheme; and

b

any other person prescribed in regulations made under section 181(2)(b).

F219A

Paragraph 19A

F1419A

The trustees or managers of the scheme in respect of which the trustees or managers have made an application for the grant of a waiver under regulation 3 of the Pension Protection Fund (Waiver of Pension Protection Levy and Consequential Amendments) Regulations 2007 (S.I. 2007/771) (waiver of payment of the pension protection levy).

F619B

Paragraph 19B

F519B

The trustees or managers of the scheme in respect of which the Board has made, or failed to make, a determination to waive interest under regulation 19A(7) or (8) of the Pension Protection Fund (General and Miscellaneous Amendments) Regulations 2006 (interest for late payment of the pension protection levy).

F1220

a

the trustees or managers of the scheme in respect of which an application has been made under section 182(1)(d); or

b

any other person prescribed in regulations made under section 182(5)(a), if the application under section 182(1)(d) was made by that person.

F1221

Paragraph 21

F1221

a

the trustees or managers of the scheme in respect of which an application has been made under section 182(1)(d); or

b

any other person prescribed in regulations made under section 182(5)(a), if the application under section 182(1)(d) was made by that person.

F1222

Paragraph 22

F1222

a

the trustees or managers of the scheme in respect of which an application has been made under section 182(1)(d); or

b

any other person prescribed in regulations made under section 182(5)(a), if the application under section 182(1)(d) was made by that person.

F1223

Paragraph 23

F1223

a

the trustees or managers of the scheme in respect of which an application has been made under section 182(1)(d); or

b

any other person prescribed in regulations made under section 182(5)(a), if the application under section 182(1)(d) was made by that person.

F1224

Paragraph 24

F1224

a

the trustees or managers of the scheme in respect of which an application has been made under section 182(1)(d); or

b

any other person prescribed in regulations made under section 182(5)(a), if the application under section 182(1)(d) was made by that person.

F1225

Paragraph 25

F1225

a

the trustees or managers of the scheme in respect of which an application has been made under section 182(1)(d); or

b

any other person prescribed in regulations made under section 182(5)(a), if the application under section 182(1)(d) was made by that person.

F1226

Paragraph 26

F1226

a

the trustees or managers of the scheme in respect of which an application has been made under section 182(1)(d); or

b

any other person prescribed in regulations made under section 182(5)(a), if the application under section 182(1)(d) was made by that person.

F1227

Paragraph 29

F1227

Any of the persons specified in section 189(3) or by regulations made under that section.

F1228

Paragraph 30

F1228

Any of the persons specified in section 189(3) or by regulations made under that section.

F1229

Paragraph 31

F1229

Any of the persons specified in section 82(1) of the Pensions Act 1995.