SCHEDULE 1APPLICATION OF THE REGULATIONS TO NORTHERN IRELAND

Regulation 2

1.

These Regulations shall apply to Northern Ireland, subject to the modifications in this Schedule.

2.

Sub-paragraph (1)(b) of regulation 3 and any other provision of these Regulations insofar as it relates to that sub-paragraph shall not apply to Northern Ireland.

3.

Any reference in these Regulations—

(a)

to an employment tribunal shall be construed as a reference to an Industrial Tribunal; and

(b)

to the Employment Appeal Tribunal shall be construed as a reference to the Court of Appeal.

4.

For the words from “Paragraph (1)” to “the 1992 Act” in regulation 7(6) there is substituted—
  • “Paragraph (1) shall not apply in relation to a dismissal of an employee if the application of Article 126 of the Employment Rights (Northern Ireland) Order 199616 to the dismissal of the employee is excluded by or under any provision of that Order, the Industrial Tribunals (Northern Ireland) Order 199617 or the 1992 Act insofar as it extends to Northern Ireland, the Industrial Relations (Northern Ireland) Order 199218 or the Trade Union and Labour Relations (Northern Ireland) Order 199519

5.

For the words from “In this Regulation” to “Part XII of the 1996 Act” in regulation 8(4) there is substituted—

“In this Regulation the “relevant statutory schemes” are—

(a)

Chapter VI of Part XII of the Employment Rights (Northern Ireland) Order 1996 (“the 1996 Order”);

(b)

Part XIV of the 1996 Order”.

6.

For paragraph (4) of regulation 9 there is substituted—
  • “In article 92 of the 1996 Order (time off for carrying out trade union duties) in paragraph (1), for the full stop at the end of sub-subparagraph (c) there is inserted—

    “(d)

    negotiations with a view to entering into an agreement under regulation 9 of the Transfer of Undertakings (Protection of Employment) Regulations 2006 that applies to employees of the employer, or

    (e)

    the performance on behalf of employees of the employer of functions related to or connected with the making of an agreement under that regulation.”.

7.

For the words from “Paragraph (2)” to “the employee’s employment with the transferor” in regulation 17 there is substituted—“Paragraph (2) applies where—

(a)

by virtue of article 7(a), 7(aa) or 7(b) of the Employers' Liability (Defective Equipment and Compulsory Insurance) (Northern Ireland) Order 197220 (“the 1972 Order”), the transferor is not required by that Order to effect any insurance; or

(b)

by virtue of article 7(c) of the 1972 Order, the transferor is exempted from the requirement of that Order to effect insurance.

(2)

Where this paragraph applies, on completion of a relevant transfer the transferor and the transferee shall be jointly and severally liable in respect of any liability referred to in article 5(1) of the 1972 Order, in so far as such liability relates to the employee’s employment with the transferor”.

F18.

In regulation 2—

(a)

for “the 1992 Act” where it first occurs there is substituted “the Industrial Relations (Northern Ireland) Order 1992”;

(b)

for “Part XIII of the Insolvency Act 1986” there is substituted “Article 3 of the Insolvency (Northern Ireland) Order 1989”; and

(c)

for “section 178(3) of the 1992 Act” there is substituted “Article 39(2) of the Industrial Relations (Northern Ireland) Order 1992”.

9.

In regulation 5 for “sections 179 and 180 of the 1992 Act” there is substituted “Article 26 of the Industrial Relations (NI) Order 1992 No.807 (N.I. 5)”.

10.

(1)

In regulation 10 for “the Pensions Schemes Act 1993” there is substituted “the Social Security Pensions (Northern Ireland) Order 197522”.

(2)

In regulation 11 for “F2a Code of Practice issued under Part IV of the Trade Union and Labour Relations (Consolidation) Act 1992 which relates exclusively or primarily to the resolution of disputes” there is substituted “the Employment (Northern Ireland) Order 2003 (Dispute Resolution) Regulations (NI) 200423”.

F3(3)

In regulation 12—

(a)

for “section 18 of the 1996 Tribunals Act” there is substituted “Article 20 of the Industrial Tribunals (Northern Ireland) Order 1996”; and

(b)

for any reference to “Act” there is substituted “Order”.

(4)

In regulation 16—

(a)

for “Section 18 of the 1996 Tribunals Act” there is substituted “Article 20 of the Industrial Tribunals (NI) Order 1996 No.1921 (NI 18)”; and

(b)

for any reference to “those Acts” there is substituted a reference to “those Orders”.

F4(5)

In regulation 18—

(a)

for the reference to “that Act” there is substituted “that Order”;

(b)

for the reference to “section” there is substituted “Article”.

(6)

In regulation 19—

(a)

for any reference to “subsection” there is substituted “paragraph”; and

(b)

for any reference to “paragraph” there is substituted “sub-paragraph”.

(7)

In paragraph (3)(b) of regulation 7 for any reference to “that Act” there is substituted “that Order”.

11.

For a reference to a provision of the 1996 Act in column one of Table 1 there is substituted the corresponding reference to the Employment Rights (Northern Ireland) Order 1996 in column two of Table 1—

Table 1

Column 1

Column 2

Provision of the Employment Rights Act 1996

Equivalent Provision in the Employment Rights (Northern Ireland) Order 1996

Part X

Part XI

Section 98(4)

Article 130(4)

Section 98(1)

Article 130(1)

Section 135

F5Article 170

Section 98(2)(c)

Article 130(2)(c)

Section 95(1)(c)

Article 127(1)(c)

Section 1

Article 33

Section 205(1)

F6Article 247(1)

Sections 220-228

Articles 16-24

Section 139

Article 174

Section 155

Article 190

Section 95(1)

Article 127(1)

Section 95(2)

Article 127(2)

Section 97

Article 129

Section 203

Article 245

Section 104

Article 135

12.

Any expression used in this Schedule which is defined in the Interpretation Act (Northern Ireland) 195424 shall have the meaning assigned by that Act.

SCHEDULE 2CONSEQUENTIAL AMENDMENTS

Regulation 20

References to the 1981 Regulations

1.

In the following provisions, for “Transfer of Undertakings (Protection of Employment) Regulations 1981” or “Transfer of Undertakings (Protection of Employment) Regulations 1981 (S.I. 1981/1794)” there is substituted “Transfer of Undertakings (Protection of Employment) Regulations 2006”—

(a)

section 2(2) of the Property Services Agency and Crown Suppliers Act 199025;

(b)

paragraph 8 of Schedule 1 to the New Roads and Street Works Act 199126;

(c)

paragraph 5 of Schedule 1 to the Ports Act 199127;

(d)

section 9(1) of the Export and Investment Guarantees Act 199128;

(e)

section 168(1)(c) of the Trade Union and Labour Relations (Consolidation) Act 199229;

(f)

paragraph 8 of Schedule 2 to the Roads (Northern Ireland) Order 199330;

(g)

paragraph 6 of Schedule 1 to the Ports (Northern Ireland) Order 199431;

(h)

section 129(1)(b) of the Education Act 200232;

(i)

section 102(8) of the Local Government Act 200333;

(j)

sections 3(6)(a) and 32(6)(b) of, and paragraph 12(1) of Schedule 3 to, the Horserace Betting and Olympic Lottery Act 200434;

(k)

section 90(4) of the Clean Neighbourhoods and Environment Act 200535;

(l)

section 39(5) of the Equality Act 2006.

Industrial Training Act 1982

2.

(1)

Section 3B of the Industrial Training Act 198236 (transfer of staff employed by industrial training boards) is amended as follows.

(2)

In subsection (2), for “Transfer of Undertakings (Protection of Employment) Regulations 1981” there is substituted “Transfer of Undertakings (Protection of Employment) Regulations 2006”.

(3)

In subsection (3)(a), for “within the meaning of those Regulations” there is substituted “to which those Regulations apply”.

Ordnance Factories and Military Services Act 1984

3.

(1)

Paragraph 2 of Schedule 2 to the Ordnance Factories and Military Services Act 198437 (application of 1981 Regulations to ordnance factories transfer schemes) is amended as follows.

(2)

In sub-paragraph (1), for the words from “for” to the end there is substituted “for a transfer that is a relevant transfer for the purposes of the 2006 regulations”.

(3)

In sub-paragraphs (2) and (6), for “1981 regulations”, in both places where it occurs, there is substituted “2006 regulations”.

(4)

In sub-paragraph (3) for the words from “the 1981 regulations” to the end there is substituted “the 2006 regulations as if, immediately before the appointed day, they were employed in the entity subject to the transfer”.

(5)

In sub-paragraph (4)(b)–

(a)

for “with the undertaking or part” there is substituted “with the entity subject to the transfer”, and

(b)

for the words from “the 1981 regulations” to “or part” there is substituted “the 2006 regulations as if he were employed in the entity subject to the transfer”.

(6)

In sub-paragraph (7), for the definition of “the 1981 regulations” there is substituted—

““the 2006 regulations” means the Transfer of Undertakings (Protection of Employment) Regulations 2006.”

Dockyard Services Act 1986

4.

(1)

Section 1 of the Dockyard Services Act 198638 (transfer of persons engaged in dockyard services) is amended as follows.

(2)

In subsection (4)–

(a)

for the words from the beginning to “Regulations 1981” there is substituted “The Transfer of Undertakings (Protection of Employment) Regulations 2006”,

(b)

for the words from “an undertaking” to “those Regulations” there is substituted “an undertaking to whose transfer those Regulations apply”, and

(c)

for the words from “a part” to “a business” there is substituted “a part of that undertaking to whose transfer those Regulations apply”.

(3)

In subsection (5)–

(a)

for the words from the beginning to “Regulations 1981” there is substituted “The Transfer of Undertakings (Protection of Employment) Regulations 2006”,

(b)

for “regulation 10”, in both places where it occurs, there is substituted “regulation 13”, and

(c)

for “regulation 11” there is substituted “regulations 15 and 16”.

Dartford-Thurrock Crossing Act 1988

5.

(1)

Schedule 5 to the Dartford-Thurrock Crossing Act 198839 (transfers of staff) is amended as follows.

(2)

In paragraphs 3(1) and 4, for “the Employment Transfer Regulations”, in both places where it occurs, there is substituted “the Transfer of Undertakings (Protection of Employment) Regulations 2006”.

(3)

In paragraph 4, for “Regulation 7” there is substituted “Regulation 10”.

(4)

In paragraph 6—

(a)

in sub-paragraph (2), for “this Schedule”, in both places where it occurs, there is substituted “Part 1 of this Schedule”, and

(b)

after that sub-paragraph there is inserted—

“(3)

Expressions used in Part 2 of this Schedule to which a meaning is given by the Transfer of Undertakings (Protection of Employment) Regulations 2006 have the same meaning in Part 2 of this Schedule.”

Atomic Weapons Establishment Act 1991

6.

(1)

Section 2 of the Atomic Weapons Establishment Act 199140 (provisions applying to the transfer of certain employees) is amended as follows.

(2)

In subsection (1)—

(a)

for the words from the beginning to “Regulations 1981” there is substituted “The Transfer of Undertakings (Protection of Employment) Regulations 2006”, and

(b)

for the words from “an undertaking” to “those Regulations” there is substituted “an undertaking to whose transfer those Regulations apply”.

(3)

In subsection (2), for the words from “a part” to “a business” there is substituted “a part of that undertaking to whose transfer those Regulations apply”.

Railways Act 1993

7.

In section 151 of the Railways Act 199341 (general interpretation), in subsection (6), for the words from “the Transfer” to the end there is substituted “the Transfer of Undertakings (Protection of Employment) Regulations 2006, in their application in relation to a relevant transfer within the meaning of those regulations”.

Employment Tribunals Act 1996

8.

In section 4 of the Employment Tribunals Act 199642 (composition of a tribunal), in subsection (3)(ca), for the words from “regulation 11(5)” to “Regulations 1981” there is substituted “regulation 15(10) of the Transfer of Undertakings (Protection of Employment) Regulations 2006”.

Industrial Tribunals (Northern Ireland) Order 1996

9.

In Article 6 of the Industrial Tribunals (Northern Ireland) Order 199643 (composition of a tribunal), in paragraph (3)(ab), for the words from “regulation 11(5)” to “Regulations 1981” there is substituted “regulation 15(10) of the Transfer of Undertakings (Protection of Employment) Regulations 2006”.

Employment Rights Act 1996

10.

In each of the following provisions of the Employment Rights Act 199644, for the words from “Regulations 10” to “Regulations 1981” there is substituted “regulations 9, 13 and 15 of the Transfer of Undertakings (Protection of Employment) Regulations 2006”—

(a)

section 47(1)(a) and (1A);

(b)

section 61(1)(a);

(c)

section 103(1)(a) and (2).

Employment Rights (Northern Ireland) Order 1996

11.

In each of the following provisions of the Employment Rights (Northern Ireland) Order 199645 for the words from “Regulations 10” to “Regulations 1981” there is substituted “regulations 9, 13 and 15 of the Transfer of Undertakings (Protection of Employment) Regulations 2006”—

(a)

Article 70(1)(a) and (1A);

(b)

Article 89(1)(a);

(c)

Article 134(1)(a) and (2).

Income Tax (Earnings and Pensions) Act 2003

12.

(1)

The Income Tax (Earnings and Pensions) Act 200346 is amended as follows.

(2)

In section 498 (no charge on shares ceasing to be subject to share incentive plan in certain circumstances), in subsection (2)(c), for the words from “a transfer” to the end there is substituted “a relevant transfer within the meaning of the Transfer of Undertakings (Protection of Employment) Regulations 2006”.

(3)

In Schedule 2 (approved share incentive plans), in paragraph 32(2)(c), for the words from “a transfer” to the end there is substituted “a relevant transfer within the meaning of the Transfer of Undertakings (Protection of Employment) Regulations 2006”.

Pensions Act 2004

13.

(1)

Section 257 of the Pensions Act 200447 (conditions for pension protection) is amended as follows.

(2)

In subsection (1), for paragraph (a) there is substituted—

“(a)

there is a relevant transfer within the meaning of the TUPE regulations,”.

(3)

Subsection (6) is omitted.

(4)

In subsection (8), in the definition of the “TUPE Regulations”, for the words from “Transfer” to the end there is substituted “Transfer of Undertakings (Protection of Employment) Regulations 2006”.

Energy Act 2004

14.

(1)

Paragraph 10 of Schedule 5 to the Energy Act 200448 (supplementary provisions about nuclear transfer schemes) is amended as follows.

(2)

In sub-paragraphs (1), (2) and (3), in each place where it occurs, for “1981 regulations” there is substituted “2006 regulations”.

(3)

In sub-paragraph (1)—

(a)

after “an undertaking”, in both places where it occurs, there is inserted “or business”, and

(b)

for “that undertaking or part” there is substituted “that undertaking or business or that part of an undertaking or business”.

(4)

After sub-paragraph (1), there is inserted—

“(1A)

The 2006 regulations apply to a service provision change—

(a)

in accordance with a nuclear transfer scheme, or

(b)

in accordance with a modification agreement,

as if (in so far as that would not otherwise be the case) the references in those regulations to the transferor were references to the person by whom the activities affected by the service provision change were carried out immediately before the coming into force of the service provision change.”

(5)

In sub-paragraph (2), after “a transfer” there is inserted “(or service provision change)”.

(6)

In sub-paragraph (3), after “transfer”, in both places where it occurs, there is inserted “(or service provision change)”.

(7)

In sub-paragraph (4), for the definition of “undertaking” there is substituted—

  • “references to a service provision change are references to a service provision change falling within regulation 3(1)(b) of the 2006 regulations.”