http://www.legislation.gov.uk/uksi/2006/3384/article/10/made
The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006
Financial services and markets
en
King's Printer of Acts of Parliament
2017-08-31
FINANCIAL SERVICES AND MARKETS
This Order implements in part Directive 2004/39/EC of 21 April 2004 of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments (OJ No L 145, 30.4.2004, p.1) (“MiFID”). MiFID is also implemented by other statutory instruments including the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126), the Financial Services and Markets Act 2000 (Exemption) (Amendment) Order 2007 (S.I. 2007/125), the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) (Amendment) Regulations 2006 (S.I. 2006/3386) and the Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006 (S.I. 2006/3385), and by the Financial Services Authority using powers under the Financial Services and Markets Act 2000 (c. 8) (“the Act”).
The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006
Order
Financial Services and Markets Act 2023
Sch. 1
Pt. 5
s. 86(3)
PART 2AMENDMENTS OF THE PRINCIPAL ORDER
Amendments of the principal Order10
In article 22 (deals with or through authorised persons)13 after paragraph (2) insert—
3
This article is subject to article 4(4).