Amendment of the principal Regulations
This section has no associated Explanatory Memorandum
3. In regulation 1(2), at the end, insert—
“;
“tied agent” has the meaning given in Article 4.1.25 of the markets in financial instruments directive;
“UK investment firm” means a UK firm—
(a)
which is an investment firm,
(b)
whose EEA right derives from the markets in financial instruments directive”.