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The Financial Services and Markets Act 2000 (EEA Passport Rights) (Amendment) Regulations 2006
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- UK Statutory Instruments
- 2006 No. 3385
- Regulation 4
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4. In regulation 2(2)—
(a)at the end of sub-paragraph (b) omit “and”;
(b)for sub-paragraph (c) substitute—
“(c)details of the accredited compensation scheme of which the firm is a member in accordance with Directive 97/9/EC of the European Parliament and of the Council of 3rd March 1997 on investor-compensation schemes(1); and
(d)a statement of whether the firm intends to use a tied agent established in the United Kingdom.”.
(1)
OJ No L 84, 26.3.1997, p. 22.
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