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Statutory Instruments

2007 No. 1083

FINANCIAL SERVICES AND MARKETS

The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2007

Made

29th March 2007

Laid before Parliament

30th March 2007

Coming into force

20th April 2007

The Treasury make the following Order in exercise of the powers conferred on them by section 21(5) and (6) of the Financial Services and Markets Act 2000(1):

Citation and commencement

1.  This Order may be cited as the Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2007 and comes into force on 20th April 2007.

Amendment of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005

2.  For Part 2 of Schedule 3 to the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005(2) (certain investment exchanges operating relevant EEA markets) substitute—

Part 2Certain Investment Exchanges Operating Relevant EEA Markets

Claire Ward

Kevin Brennan

Two of the Lords Commissioners of Her Majesty’s Treasury

29th March 2007

EXPLANATORY NOTE

(This note is not part of the Order)

This Order amends Part 2 of Schedule 3 to the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (S.I. 2005/1529) (“the 2005 Order”) to update the list of investment exchanges operating relevant EEA Markets. An investment exchange specified in Part 2 of Schedule 3 is a “relevant market” for the purposes of articles 37, 41, 67 and 69 of the 2005 Order and a “relevant EEA market” for the purpose of article 68 of the 2005 Order.

(2)

S.I. 2005/1529, to which there are amendments not relevant to this Order.