C1PART 5ENFORCEMENT
Civil penalties, review and appeals
Appeals44
1
A person may appeal from a decision by—
F2a
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
b
the AuthorityF9... or DETI under regulation 34 or 42.
2
An appeal from a decision by—
F3a
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
b
the Authority is to the F7Upper Tribunal;
F8c
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
d
DETI is to the High Court.
F13
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4
The provisions of Part 9 of the 2000 Act (hearings and appeals), subject to the modifications set out in paragraph 2 of Schedule 5, apply in respect of appeals to the F6Upper Tribunal made under this regulation as they apply in respect of references made to that Tribunal under that Act.
F55
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F46
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F107
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8
The modifications in Schedule 5 have effect for the purposes of appeals made under this regulation.
Pt. 5 modified (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), Sch. para. 32(4)