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PART 5 U.K.ENFORCEMENT

Modifications etc. (not altering text)

C1Pt. 5 modified (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), Sch. para. 32(4)

Civil penalties, review and appealsU.K.

AppealsU.K.

44.—(1) A person may appeal from a decision by—

F1(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)the AuthorityF2... or DETI under regulation 34 or 42.

(2) An appeal from a decision by—

F3(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b)the Authority is to the [F4Upper Tribunal];

F5(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d)DETI is to the High Court.

F6(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4) The provisions of Part 9 of the 2000 Act (hearings and appeals), subject to the modifications set out in paragraph 2 of Schedule 5, apply in respect of appeals to the [F7Upper Tribunal] made under this regulation as they apply in respect of references made to that Tribunal under that Act.

F8(5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F9(6) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F10(7) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(8) The modifications in Schedule 5 have effect for the purposes of appeals made under this regulation.

Textual Amendments

F2Words in reg. 44(1)(b) omitted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), Sch. para. 31(13)(a)

F5Reg. 44(2)(c) omitted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), Sch. para. 31(13)(b)

F10Reg. 44(7) omitted (26.7.2013 for specified purposes, 1.4.2014 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No.2) Order 2013 (S.I. 2013/1881), art. 1(2)(6), Sch. para. 31(13)(c)