Statutory Instruments
2007 No. 3298
FINANCIAL SERVICES
The Transfer of Funds (Information on the Payer) Regulations 2007 (revoked)
Regulations revoked (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), regs. 1(2), 110 (with regs. 8, 15)
Made 22nd November 2007
Laid before Parliament 23rd November 2007
Coming into force 15th December 2007

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 1 GENERAL

Citation, commencement etc.
1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Interpretation
2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 2 SUPERVISION

Supervisory authorities
3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Duties of supervisory authorities
4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Costs of supervision
5. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 3 ENFORCEMENT

Powers of supervisory authorities

Interpretation
6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Power to require information from, and attendance of, relevant and connected persons
7. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Entry, inspection without a warrant etc.
8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Entry to premises under warrant
9. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Failure to comply with information requirement
10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Civil penalties, review and appeals

Power to impose civil penalties
11. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Appeals against decisions of the Commissioners
12. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Offer of review
12A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Review by the Commissioners
12B. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Extensions of time
12C. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Review out of time
12D. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Nature of review etc
12E. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Bringing of appeals against decisions of the Commissioners
12F. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Appeals
13. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Criminal offences

Offences
14. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prosecution of offences
15. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Offences by bodies corporate etc.
16. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 4 MISCELLANEOUS

Recovery of charges and penalties through the court
17. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Transfers between the United Kingdom and the Channel Islands and the Isle of Man
18. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Consequential amendments
19. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 1 CONNECTED PERSONS
Regulation 7(2)

Corporate bodies
1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Partnerships
2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Unincorporated associations
3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Individuals
4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 2 MODIFICATIONS IN RELATION TO APPEALS
Regulation 13(3) and (4)

The Financial Services and Markets Act 2000
1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

The Value Added Tax Act 1994
2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 3 CONSEQUENTIAL AMENDMENTS
Regulation 19

The Northern Ireland Act 1998
1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

The Criminal Justice and Police Act 2001
2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .