SCHEDULE 4GROUP ACCOUNTS
PART 2INFORMATION ABOUT RELATED UNDERTAKINGS WHERE LLP PREPARING GROUP ACCOUNTS (NON-IAS OR IAS GROUP ACCOUNTS)
Introduction and interpretation
21.
In this Part of this Schedule “the group” means the group consisting of the parent LLP and its subsidiary undertakings.
Subsidiary undertakings
22.
(1)
The following information must be given with respect to the undertakings that are subsidiary undertakings of the parent LLP at the end of the financial year.
(2)
The name of each undertaking must be stated.
(3)
There must be stated—
F1(a)
the address of the undertaking’s registered office (whether in or outside the United Kingdom),
(b)
if it is unincorporated, the address of its principal place of business.
(4)
It must also be stated whether the subsidiary undertaking is included in the consolidation and, if it is not, the reasons for excluding it from consolidation must be given.
(5)
It must be stated with respect to each subsidiary undertaking by virtue of which of the conditions specified in section 1162(2) or (4) of the 2006 Act it is a subsidiary undertaking of its immediate parent undertaking. That information need not be given if the relevant condition is that specified in subsection (2)(a) of that section (holding of a majority of the voting rights) and the immediate parent undertaking holds the same proportion of the shares in the undertaking as it holds voting rights.
Holdings in subsidiary undertakings
23.
(1)
The following information must be given with respect to the shares of a subsidiary undertaking held—
(a)
by the parent LLP, and
(b)
by the group,
and the information under paragraphs (a) and (b) must (if different) be shown separately.
(2)
There must be stated—
(a)
the identity of each class of shares held, and
(b)
the proportion of the nominal value of the shares of that class represented by those shares.
Financial information about subsidiary undertakings not included in the consolidation
24.
(1)
There must be shown with respect to each subsidiary undertaking not included in the consolidation—
(a)
the aggregate amount of its capital and reserves as at the end of its relevant financial year, and
(b)
its profit or loss for that year.
(2)
That information need not be given if the group's investment in the undertaking is included in the accounts by way of the equity method of valuation or if—
(a)
the undertaking is not required by any provision of the 2006 Act to deliver a copy of its balance sheet for its relevant financial year and does not otherwise publish that balance sheet in the United Kingdom or elsewhere, and
(b)
the holding of the group is less than 50% of the nominal value of the shares in the undertaking.
(3)
Information otherwise required by this paragraph need not be given if it is not material.
(4)
For the purposes of this paragraph the “relevant financial year” of a subsidiary undertaking is—
(a)
if its financial year ends with that of the LLP, that year, and
(b)
if not, its financial year ending last before the end of the LLP's financial year.
Joint ventures
25.
(1)
The following information must be given where an undertaking is dealt with in the consolidated accounts by the method of proportional consolidation in accordance with paragraph 18 of this Schedule (joint ventures)—
(a)
the name of the undertaking,
F2(b)
the address of the undertaking’s registered office (whether in or outside the United Kingdom),
(c)
the factors on which joint management of the undertaking is based, and
(d)
the proportion of the capital of the undertaking held by F3or on behalf of undertakings included in the consolidation.
(2)
Where the financial year of the undertaking did not end with that of the LLP, there must be stated the date on which a financial year of the undertaking last ended before that date.
Associated undertakings
26.
(1)
The following information must be given where an undertaking included in the consolidation has an interest in an associated undertaking.
(2)
The name of the associated undertaking must be stated.
(3)
There must be stated—
F4(a)
the address of the undertaking’s registered office (whether in or outside the United Kingdom),
(b)
if it is unincorporated, the address of its principal place of business.
(4)
The following information must be given with respect to the shares of the undertaking held—
(a)
by the parent LLP, and
(b)
by the group,
and the information under paragraphs (a) and (b) must be shown separately.
(5)
There must be stated—
(a)
the identity of each class of shares held, and
(b)
the proportion of the nominal value of the shares of that class represented by those shares.
(6)
In this paragraph “associated undertaking” has the meaning given by paragraph 19 of this Schedule; and the information required by this paragraph must be given notwithstanding that paragraph 20(3) of this Schedule (materiality) applies in relation to the accounts themselves.
Other significant holdings of parent LLP or group
27.
(1)
The information required by paragraphs 28 and 29 must be given where at the end of the financial year the parent LLP has a significant holding in an undertaking which is not one of its subsidiary undertakings and does not fall within paragraph 25 (joint ventures) or paragraph 26 (associated undertakings).
(2)
A holding is significant for this purpose if—
(a)
it amounts to 20% or more of the nominal value of any class of shares in the undertaking, or
(b)
the amount of the holding (as stated or included in the LLP's individual accounts) exceeds 20% of the amount of its assets (as so stated).
28.
(1)
The name of the undertaking must be stated.
(2)
There must be stated—
F5(a)
the address of the undertaking’s registered office (whether in or outside the United Kingdom),
(b)
if it is unincorporated, the address of its principal place of business.
(3)
The following information must be given with respect to the shares of the undertaking held by the parent LLP.
(4)
There must be stated—
(a)
the identity of each class of shares held, and
(b)
the proportion of the nominal value of the shares of that class represented by those shares.
29.
(1)
There must also be stated—
(a)
the aggregate amount of the capital and reserves of the undertaking as at the end of its relevant financial year, and
(b)
its profit or loss for that year.
(2)
That information need not be given in respect of an undertaking if—
(a)
the undertaking is not required by any provision of the 2006 Act to deliver a copy of its balance sheet for its relevant financial year and does not otherwise publish that balance sheet in the United Kingdom or elsewhere, and
(b)
the LLP's holding is less than 50% of the nominal value of the shares in the undertaking.
(3)
Information otherwise required by this paragraph need not be given if it is not material.
(4)
For the purposes of this paragraph the “relevant financial year” of an undertaking is—
(a)
if its financial year ends with that of the LLP, that year, and
(b)
if not, its financial year ending last before the end of the LLP's financial year.
30.
(1)
The information required by paragraphs 31 and 32 must be given where at the end of the financial year the group has a significant holding in an undertaking which is not a subsidiary undertaking of the parent LLP and does not fall within paragraph 25 (joint ventures) or paragraph 26 (associated undertakings).
(2)
A holding is significant for this purpose if—
(a)
it amounts to 20% or more of the nominal value of any class of shares in the undertaking, or
(b)
the amount of the holding (as stated or included in the group accounts) exceeds 20% of the amount of the group's assets (as so stated).
31.
(1)
The name of the undertaking must be stated.
(2)
There must be stated—
F6(a)
the address of the undertaking’s registered office (whether in or outside the United Kingdom),
(b)
if it is unincorporated, the address of its principal place of business.
(3)
The following information must be given with respect to the shares of the undertaking held by the group.
(4)
There must be stated—
(a)
the identity of each class of shares held, and
(b)
the proportion of the nominal value of the shares of that class represented by those shares.
32.
(1)
There must also be stated—
(a)
the aggregate amount of the capital and reserves of the undertaking as at the end of its relevant financial year, and
(b)
its profit or loss for that year.
(2)
That information need not be given if—
(a)
the undertaking is not required by any provision of the 2006 Act to deliver a copy of its balance sheet for its relevant financial year and does not otherwise publish that balance sheet in the United Kingdom or elsewhere, and
(b)
the holding of the group is less than 50% of the nominal value of the shares in the undertaking.
(3)
Information otherwise required by this paragraph need not be given if it is not material.
(4)
For the purposes of this paragraph the “relevant financial year” of an outside undertaking is—
(a)
if its financial year ends with that of the parent LLP, that year, and
(b)
if not, its financial year ending last before the end of the parent LLP's financial year.
Parent undertaking drawing up accounts for larger group
33.
(1)
Where the parent LLP is itself a subsidiary undertaking, the following information must be given with respect to that parent undertaking of the LLP which heads—
(a)
the largest group of undertakings for which group accounts are drawn up and of which that LLP is a member, and
(b)
the smallest such group of undertakings.
(2)
The name of the parent undertaking must be stated.
(3)
There must be stated—
(a)
if the undertaking is incorporated outside the United Kingdom, the country in which it is incorporated,
(b)
if it is unincorporated, the address of its principal place of business.
(4)
If copies of the group accounts referred to in sub-paragraph (1) are available to the public, there must also be stated the addresses from which copies of the accounts can be obtained.
Identification of ultimate parent
34.
(1)
Where the parent LLP is itself a subsidiary undertaking, the following information must be given with respect to the body corporate (if any) regarded by the members as being that LLP's ultimate parent.
(2)
The name of that body corporate must be stated.
(3)
If that body corporate is incorporated outside the United Kingdom, the country in which it is incorporated must be stated (if known to the members).
Construction of references to shares held by parent LLP or group
35.
(1)
References in this Part of this Schedule to shares held by the parent LLP or the group are to be construed as follows.
(2)
For the purposes of paragraphs 23, 26(4) and (5) and 27 to 29 (information about holdings in subsidiary and other undertakings)—
(a)
there must be attributed to the parent LLP shares held on its behalf by any person; but
(b)
there must be treated as not held by the parent LLP shares held on behalf of a person other than the LLP.
(3)
References to shares held by the group are to any shares held by or on behalf of the parent LLP or any of its subsidiary undertakings; but any shares held on behalf of a person other than the parent LLP or any of its subsidiary undertakings are not to be treated as held by the group.
(4)
Shares held by way of security must be treated as held by the person providing the security—
(a)
where apart from the right to exercise them for the purpose of preserving the value of the security, or of realising it, the rights attached to the shares are exercisable only in accordance with his instructions, and
(b)
where the shares are held in connection with the granting of loans as part of normal business activities and apart from the right to exercise them for the purpose of preserving the value of the security, or of realising it, the rights attached to the shares are exercisable only in his interests.