[F1SCHEDULE 3Procedure in financial services cases [F2and Wholesale Energy Cases]

Reference notice

2.(1) A reference notice must be signed by or on behalf of the applicant and sent or delivered by the applicant to the Upper Tribunal.

(2) A reference notice must be received by the Upper Tribunal no later than 28 days after notice was given of the decision in respect of which the reference is made.

(3) The reference notice must state—

(a)the name and address of the applicant;

(b)the name and address of the applicant’s representative (if any);

(c)if no representative is named under sub-paragraph (b), an address where documents for the applicant may be sent or delivered; and

(d)the issues that the applicant wishes the Upper Tribunal to consider.

(4) The applicant must send or deliver to the Upper Tribunal with the reference notice a copy of the notice of the decision in respect of which the reference has been made.

[F3(5) At the same time the applicant must send a copy of the reference notice—

(a)in a single regulator case, to the respondent; and

(b)in a multiple regulator case, to each of the primary and secondary regulators.]]

Textual Amendments