The Export Control Order 2008

Offences relating to prohibitions and restrictions in the [F1[F2assimilated] dual-use Regulation] U.K.

This section has no associated Explanatory Memorandum

35.—(1) Subject to paragraph (8), a person who contravenes a prohibition or restriction in Article 3(1) (controls on listed goods), 4(2) (military end-use control), 4(3) (end-use control relating to use in items exported or transferred without authorisation) F3... of the [F4[F5assimilated] dual-use Regulation] commits an offence and shall be liable on summary conviction to a fine not exceeding [F6level 4] on the standard scale.

(2) A person who—

(a)contravenes a prohibition or restriction in Article 4(1) (WMD purposes end-use control) [F7or Article 5(1) (brokering services)] of the [F4[F8assimilated] dual-use Regulation]; or

(b)fails to comply with the requirement in Article 4(4) (requirement to notify [F9the Secretary of State] in the case of awareness of end-use for [F10certain military or] WMD purposes) of the [F4[F8assimilated] dual-use Regulation]

commits an offence and may be arrested.

(3) A person guilty of an offence under paragraph (2) shall be liable—

[F11(a)on summary conviction in F12... Scotland, to a fine not exceeding the statutory maximum or to imprisonment for a term not exceeding twelve months, or to both; or]

[F13(iii)in England and Wales, to a fine not exceeding the statutory maximum or to imprisonment for a term not exceeding the general limit in a magistrates’ court, or to both; or]

(b)on conviction on indictment to a fine or to imprisonment for a term not exceeding two years, or to both.

(4) Subject to paragraph (8), a person knowingly concerned in an activity prohibited or restricted by Article 3(1), 4(1), 4(2), 4(3) [F14, 5(1) F15...] of the [F4[F16assimilated] dual-use Regulation] with intent to evade the relevant prohibition or restriction commits an offence and may be arrested.

(5) A person guilty of an offence under paragraph (4) shall be liable—

[F17(a)on summary conviction in F18... Scotland, to a fine not exceeding the statutory maximum or to imprisonment for a term not exceeding twelve months, or to both; or]

[F19(iii)in England and Wales, to a fine not exceeding the statutory maximum or to imprisonment for a term not exceeding the general limit in a magistrates’ court, or to both; or]

(b)on conviction on indictment to a fine or to imprisonment for a term not exceeding ten years, or to both.

(6) A person who fails to comply with [F20Article 9(2) (provision of relevant information for export authorisation applications) or 10(2) (provision of relevant information for authorisation applications for brokering services)] of the [F4[F21assimilated] dual-use Regulation] commits an offence and shall be liable on summary conviction to a fine not exceeding [F22level 4] on the standard scale and any licence which may have been granted in connection with the application shall be void as from the time it was granted.

[F23(7) A person who fails to comply with Article 20 (record-keeping) F24... of the [F4[F21assimilated] dual-use Regulation] commits an offence and shall be liable on summary conviction to a fine not exceeding [F25level 4] on the standard scale.]

(8) Paragraphs (1) and (4) do not create offences related to prohibitions or restrictions on the exportation of goods from the United Kingdom (as to which see CEMA).

(9) In [F26paragraphs (3)(a)(iii) and (5)(a)(iii)] as they apply to England and Wales in the case of an offence committed before [F272nd May 2022], for “[F28the general limit in a magistrates’ court]” substitute “six months”.

Textual Amendments

F10Words in art. 35(2)(b) inserted (16.6.2009) by The Export Control (Amendment) Order 2009 (S.I. 2009/1305), arts. 1(1), 2