SCHEDULE 13Penalties

Article 241

PART AProvisions referred to in article 241(5)

SECTION 1

Annotations:
Amendments (Textual)
F5

Words in Sch. 13 Pt. A s. 1 omitted (10.8.2012) by virtue of The Air Navigation (Amendment) Order 2012 (S.I. 2012/1751), arts. 1(2), 61(15)(a)

F6

Word in Sch. 13 Pt. A s. 1 substituted (10.8.2012) by The Air Navigation (Amendment) Order 2012 (S.I. 2012/1751), arts. 1(2), 61(15)(b)

F7

Word in Sch. 13 Pt. A s. 1 substituted (10.8.2012) by The Air Navigation (Amendment) Order 2012 (S.I. 2012/1751), arts. 1(2), 61(15)(c)

F13

Words in Sch. 13 Pt. A s. 1 inserted (10.8.2012) by The Air Navigation (Amendment) Order 2012 (S.I. 2012/1751), arts. 1(2), 62(2)

F2

Words in Sch. 13 Pt. A Section 1 inserted (14.4.2010) by The Air Navigation (Amendment) Order 2010 (S.I. 2010/770), arts. 1, 4(2)

Article of Order

Subject Matter

5(3)

Unqualified person not to cause or permit aircraft to be used for commercial air transport, public transport or aerial work

6(6)

Aircraft to fly in accordance with conditions in aircraft dealer's certificate

7(1)

Certificate of registration to be returned

7(2)

Registered owner to inform the CAA of specified events

7(3)

Person who becomes the owner of aircraft registered in the United Kingdom must inform the CAA

23(4)

Requirement for placard

23(5)

Requirement to fly by day and in accordance with Visual Flight Rules

24(2)

Restriction on purposes of flight by aircraft with a certificate of validation

26(5)

Carriage and keeping of certificate of maintenance review

26(6)

Preservation of certificate of maintenance review

27(8)

Carriage and keeping of technical log

27(10)

Preservation of technical log

34(6)

Preservation of log books

35(5)

Preservation of weight schedule

75

Requirement for training for landing on or taking off from water

79

Requirement to keep personal flying log book

81

Minimum age for glider pilot

93(5)

Pilot to be secured in seat

93(6)

Operator not to permit helicopter rotor to be turned unless pilot at controls

94(1) and (2)

Requirements for accident prevention and flight safety programme

100(1)

Person supervising loading to prepare and sign load sheet and submit it for examination by commander

100(2)

Carriage and preservation of load sheet

101(1)

Carriage of baggage

111(1)

Requirement to wear a survival suit

127

Self-sustaining glider not to take off under its own power

150(1), (2) and (4)

Documents to be carried

156(1), (2), (4) and (5)

Production of documents and records

157

Production of air traffic service equipment documents and records

159

Preservation of documents

160(5)

Requirement to inform CAA of departure from Rules of the Air

F5. . .

F5. . .

F5. . .

F5. . .

F5. . .

F5. . .

F5. . .

F5. . .

195

Not to act as air traffic controller or student air traffic controller where exam etc failed

198

Certification of training F6organisations

199

Requirement for certified training F7organisation to produce records

F13204A

Unauthorised operation of aeronautical radio station

205(3)

Requirement to notify aeronautical radio station service

206(1)

Requirement to keep air traffic service equipment records

206(4)

Capability of recording apparatus

206(5)

Operation of recording apparatus

206(8) and (9)

Requirements where apparatus ceases to be capable of recording or becomes unserviceable

206(10) to (12)

Air traffic service equipment records

211(3)

Requirement to supply information

212(4)

Requirement for holder of public use licence to notify

213

Requirement for holder of public use licence to supply information to Secretary of State

214

Requirement to make air navigation facilities available

F2214A(3)

Obstruction of or interference with aerodrome firefighter

224(1)

Filing and approval of tariffs

228(3)

Requirement to surrender document to CAA

230(7)

Requirement to surrender permit to Secretary of State

SECTION 2

Provision of Part 21, M, 145, 66 or 147

Subject Matter

21A.61

Instructions for the continued airworthiness by the holder of type certificate or restricted type certificate

21A.107

Variations to instructions for continued airworthiness by the holder of a minor change approval to type design

21A.120

Instructions for continued airworthiness by supplemental type certificate holder

21A.130

Requirement for statement of conformity

21A.147

Approval of changes to the approved production organisation

21A.180

Inspections to be permitted by holder of airworthiness certificate

21A.439

Production of repair parts

21A.441

Repair embodiment

21A.449

Instructions for continued airworthiness by holder of repair design approval

21A.721

Inspections to be allowed by holder of, or applicant for, a permit to fly

21A.729

Record keeping by the holder of the approval of the flight conditions

21A.805

Identification of critical parts

M.A.307

Transfer of aircraft continuing airworthiness records

M.A.401

Use of current maintenance data

M.A.402

Performance of maintenance

M.A.501

Installation of components

M.A.502

Component maintenance

M.A.504 (b),(c) and (d)

Control of unserviceable components

M.A.611

Maintenance standards

M.A.614

Maintenance records to be kept by approved maintenance organisation

M.A.617

Notification of changes to the approved maintenance organisation

M.A.713

Notification of changes to the approved continuing airworthiness organisation

M.A.714

Record keeping by continuing airworthiness management organisation

M.A.902(c)

Airworthiness review certificate to be returned

145.A.85

Notification of changes to the organisation

147.A.110

Records of instructors, examiners and assessors

147.A.125

Records

147.A.150

Notification of changes to the maintenance training organisation

SECTION 3

Provision of EU-OPS

Subject Matter

1.037

Accident prevention and flight safety programme

1.110

Use of Portable Electronic Devices

1.125

Documents to be carried

1.130

Manuals to be carried

1.135(a)

Additional information and forms to be carried

1.140

Information to be retained on the ground

1.150

Production of documentation and records

1.155

Preservation of documentation

1.165(b) and (c)

Leasing requirements

1.205

Competence of operations personnel

1.220

Authorisation of aerodromes by operator

1.230

Use of instrument departure and approach procedures

1.295

Selection of aerodromes

1.300

Submission of ATS flight plan

1.335

Smoking on board

1.340

Meteorological conditions

1.345(b)

Commander not to take off unless external surfaces are clear

1.350

Fuel and oil supply

1.355

Take-off conditions

1.360

Commander to be satisfied as to take off minima

1.385

Use of supplemental oxygen

1.400

Approach and landing conditions

1.405(a), (d) and (e)

Commencement and continuation of approach

1.415

Requirement for journey log

1.420(b), (c) and (d)

Occurrence reporting

1.440

Low visibility operations – general operating roles

1.445

Low visibility operations – aerodrome considerations

1.450

Low visibility operations – training and qualifications

1.455

Low visibility operations – operating procedures

1.460

Low visibility operations – minimum equipment

1.465

VFR operating minima

1.615

Mass values for crew

1.620

Mass values for passengers and baggage

1.985

Training records for flight crew

1.1035

Training records for cabin crew

1.1105

Maximum daily flight duty period

1.1110

Rest requirements

1.1135

Flight duty, duty and rest period records

PART BProvisions referred to in article 241(6)

SECTION 1

Annotations:
Amendments (Textual)
F4

Words in Sch. 13 Pt. B s. 1 inserted (10.8.2012) by The Air Navigation (Amendment) Order 2012 (S.I. 2012/1751), arts. 1(2), 59

F1

Words in Sch. 13 Pt. B Section 1 inserted (14.4.2010) by The Air Navigation (Amendment) Order 2010 (S.I. 2010/770), arts. 1, 3(4)

Article of Order

Subject Matter

3(1)

Aircraft to be registered

10(1)

Aircraft not to fly unless it has nationality and registration marks

10(3)

Aircraft not to bear misleading marks

15(1)

Compliance with operational directives

20(1)

Compliance with airworthiness directives

23(1)

Restrictions on purposes of flight by aircraft with national permit to fly

23(2)

Restrictions of carriage of persons by aircraft with national permit to fly

25(1)

Requirement to be maintained in accordance with approved maintenance schedule

25(2)

Maintenance review requirements

27(2)

Requirement for technical log

27(4)

Entries in technical log

27(7)

Certificate to be entered in technical log

28(2)

Requirement for certificate of release to service for non-EASA aircraft

32

Requirement for certificate of release to service for EASA aircraft

33(7)

Holder of maintenance licence not to exercise privileges when unfit

34(1), (2), (3) and (5)

Requirements for log books for non-EASA aircraft

35(3)

Requirement for weighing and determining centre of gravity

35(4)

Requirement for weight schedule

F436A

Aircraft not to fly without valid national airworthiness review certificate

F436C

Aircraft not to fly in specified circumstances

37(1), (2), (3), (8) and (9)

Requirements for aircraft to carry equipment

38

Carriage and use of equipment

39(1), (2) (7), (8) and (9)

Requirements for aircraft to carry radio communication and radio navigation equipment

40

Carriage of notified radio communication and radio navigation equipment

41(4)

Carriage of minimum equipment

42

Required flight crew

43(3)

Flight crew required by aircraft registered in the United Kingdom

44

Pilots required on public transport flights by flying machines

45(1)

Pilots required on public transport flights by aeroplanes

46(1)

Pilots required on public transport flights by helicopters

47

Flight navigators or navigational equipment required on public transport flights

48(2) and (3)

Requirement to carry cabin crew

49(1)

Compliance with direction to carry additional crew

63(2) and (3)

Holder of licence which does not meet minimum standards of Chicago Convention to obtain permission of competent authority and not to fly in the United Kingdom without permission of the CAA

74(1)

Person not to act as member of flight crew when unfit

74(2)

Requirement to inform CAA of injury, illness or pregnancy

80(2)

Requirements for giving of flying instruction

83

Operations manual requirements

84

Police operations manual requirements

85

Training manual requirements

86(2)

Pre-flight action by commander of aircraft

87

Commander to be satisfied that flight can be safely completed

88

Passenger briefing by commander

89

Commander to ensure demonstration of flight jackets

90

Commander to ensure crew, passengers and baggage secure

91

Commander to ensure demonstration of use of oxygen on public transport flights

92

Commander to demonstrate use of oxygen on aerial work and private flights

93(2), (3) and (4)

Pilots to remain at controls

95

Operator's responsibilities in relation to crew

96

Operator's responsibilities in relation to routes and aerodromes

97

Prohibition on public transport and commercial air transport flights at night and in specified meteorological conditions by aeroplane with one power unit registered elsewhere than in the United Kingdom

98

Operator's duty concerning loading of public transport aircraft

103(1)

Requirement to comply with subpart F of EU-OPS

103(6) and (9)

Requirements for aeroplanes flying over water for public transport

104(2)

Public transport operating conditions and performance requirements for helicopters

104(6)

Requirements for helicopter on public transport flights flying over water

105

Requirements for helicopters carrying out a performance class 3 operation

106(1)(a)

Helicopter flying over water for public transport under national air operator's certificate on performance class 1 or class 2 operation

106(1)(b)

Helicopter flying over water under police air operator's certificate on a performance class 1 or class 2 operation

107

Aerodrome operating minima requirements for public transport aircraft registered in United Kingdom

108

Aerodrome operating minima requirements for public transport aircraft registered elsewhere than in United Kingdom

109

Aerodrome operating minima requirements for aerial work and private aircraft

110

Commander to be satisfied that additional survival equipment carried

112

Operation of radio in aircraft

113

Requirement for operation of airborne collision avoidance system

114

Requirements for training in operation of airborne collision avoidance system

115

Vibration health monitoring system to be operated in accordance with approved procedures

116

Person not to be in specified parts of aircraft in flight or object towed or attached

117(2)

Exits to be in working order

117(3)

Exits to be kept free of obstruction

118(2)

Operator to ensure marking of exits

119(2)

Operator to ensure marking of break-in areas

121

Requirements concerning equipment when flying in North Atlantic Minimum Navigation Performance Specification airspace

122

Requirements concerning equipment when aircraft registered in United Kingdom flying in Reduced Vertical Separation Minimum airspace

123

Requirements concerning equipment when aircraft registered elsewhere than in United Kingdom flying in United Kingdom Reduced Vertical Separation Minimum airspace

124

Requirements concerning equipment for aircraft registered in the United Kingdom flying in Required Navigation Performance airspace

125

Requirements concerning equipment for aircraft registered elsewhere than in the United Kingdom flying in United Kingdom Required Navigation Performance airspace

126

Towing of gliders

128

Towing and picking up persons and articles other than gliders

129

Dropping of articles and animals

130(1) and (4) to (8)

Requirements for parachuting

130(2)

Person not to be dropped so as to endanger persons or property

131(1) and (4) to (7)

Requirements for aerial application

140

Smoking in aircraft

141

Requirement to comply with lawful commands of commander of aircraft

142(a) & (b)

Acting in a disruptive manner

143

Stowaways

145(3)

Operator's obligation to obtain flight time records of flight crew

146(2)

Flight crew member's obligation to inform operator of flight times

147

Flight times – responsibilities of flight crew

152

Use of flight recording systems

153

Preservation of records of aeroplane flight data recorder

154

Preservation of records of helicopter flight data recorder

155

Preservation of records of helicopter cockpit voice recorder/flight data recorder

160(2)

Requirement to comply with Rules of the Air

161(4)

Requirement to comply with Restriction of Flying Regulations

161(5)

Requirement to leave restricted area

161(6)

Requirement to comply with instructions in restricted area or danger area

162(1) to (5) and (17)

Requirements for flying displays

163

Requirements for balloons

164

Requirements for gliders, kites and parascending parachutes

165

Requirements for airships

166

Requirements for small unmanned aircraft

167

Requirements for small unmanned surveillance aircraft

168

Requirements for rockets

170

Duty of person in charge to be satisfied as to competence of controllers

171

Requirement for Manual of Air Traffic Services

172

Requirement to provide air traffic services

173(5)

Requirement to comply with air traffic direction

173(7)

Requirement to comply with provisional air traffic direction

174(4)

Requirement to comply with direction for airspace policy purposes

175

Use of radio callsigns at aerodromes

202(1)(a)

Requirement for flight information service officer's licence

202(1)(b)

Requirement to identify as flight information service officer

204

Requirement for flight information service manual

205(1)

Requirement for approval for air traffic service equipment

206(2)

Provision of recording apparatus

207

Requirement to use licensed or Government aerodrome

F1208A(1)

Aerodrome operator permitting flying training or testing at aerodrome without adequate facilities

F1208A(2)

Commander conducting flying training or testing at aerodrome without adequate facilities.

209

Lighting for helicopters flying for public transport at night

211(4)

Requirement to comply with aerodrome licence conditions

211(5)

Requirement to take reasonable steps to secure airspace safe for use by aircraft

211(7) to (10)

Requirements for aerodrome manual

217(1) and (2)

Obligations of person having management of fuel installation on an aerodrome

217(4) and (5)

Requirements to keep and produce records for fuel installation

218(1) and (3)

Requirements for aeronautical lights

219(2) to (5)

Requirements for lighting of en-route obstacles

220(2), (4) to (7) and (9)

Requirements for lighting of wind turbine generators in United Kingdom territorial waters

221(1) and (2)

Lights liable to endanger not to be exhibited

222

Lights which dazzle or distract not to be shone

227

Requirements to report bird strikes

237

Compliance with direction to make data available

239

Person not to obstruct or impede

SECTION 2

Provision of Part 21, M, 145, 66 or 147

Subject Matter

21A.3(b) and (c)

Reporting of investigation of failures, malfunctions and defects

21A.3B(c)

Airworthiness directives – obligation to propose and make available corrective action

21A.129

Obligations of manufacturer

21A.165

Obligations of a production organisation approval holder

21A.727

Obligations of the holder of a permit to fly

M.A.202

Occurrence reporting

M.A.303

Carrying out airworthiness directives

M.A.305

Aircraft continuing airworthiness record system

M.A.306

Operator's technical log system

M.A.708

Continuing airworthiness management

M.A.710

Conduct of airworthiness review

145.A.50

Certification of release to service for maintenance

145.A.55

Maintenance records to be kept by organisation approved under Part 145

145.A.60

Occurrence reporting

SECTION 3

Provision of EU-OPS

Subject Matter

1.030

Operator to establish and operate in accordance with minimum equipment list

1.070

Carriage of sporting weapons and ammunition

1.075

Carriage of person in part of aeroplane not designed for that purpose

1.085(f) 7, 8, 10, and 12

Responsibilities of commander

1.160

Preservation, production and use of flight recorder recordings

1.240

Operator's responsibilities in relation to routes and areas of operation

1.241

Operation in airspace with reduced vertical separation minima

1.243

Operation in areas with specific navigation performance requirements

1.245

Operation at distance from nearest aerodrome of two engined aeroplane without ETOPS approval

1.246

Requirement for ETOPS approval

1.285

Requirement for passenger briefing

1.290(b)

Flight preparation by commander

1.310(a)1 and 2

Flight crew to remain at station

1.320

Crew and passengers to be secured

1.398

Use of airborne collision avoidance system

1.430

Aerodrome operating minima

1.470

Performance requirements

1.605

Requirements for loading, mass and balance and centre of gravity

1.625

Mass and balance documentation

1.630(a)

Instruments and equipment required for flight

1.845(a)

Communication and navigation equipment required for flight

1.875

Aeroplane maintenance requirements

1.940

Composition of flight crew

1.943

Crew resource management training

1.945

Conversion training and checking

1.950

Differences and familiarisation training

1.960

Commanders holding a Commercial Pilot Licence – operator's obligations

1.965

Training and checking crew

1.990

Number and composition of cabin crew

1.1040

Operations manual requirements

1.1100

Flight and duty limitations

1.1195

Requirements for acceptance of dangerous goods

1.1200(a)

Inspection for damage, leakage or contamination

1.1205(a)

Removal of contamination

1.1205(b)

Steps to be taken in the event of contamination

1.1210

Loading restrictions

1.1215

Provision of information

1.1220

Training requirements

1.1225

Reporting of dangerous goods incidents and accidents

PART CProvisions referred to in article 241(7)

SECTION 1

Annotations:
Amendments (Textual)
F8

Words in Sch. 13 Pt. C s. 1 substituted (10.8.2012) by The Air Navigation (Amendment) Order 2012 (S.I. 2012/1751), arts. 1(2), 61(16)(a)

F9

Words in Sch. 13 Pt. C s. 1 omitted (10.8.2012) by virtue of The Air Navigation (Amendment) Order 2012 (S.I. 2012/1751), arts. 1(2), 61(16)(b)

F10

Words in Sch. 13 Pt. C s. 1 substituted (10.8.2012) by The Air Navigation (Amendment) Order 2012 (S.I. 2012/1751), arts. 1(2), 61(16)(c)

F11

Words in Sch. 13 Pt. C s. 1 substituted (10.8.2012) by The Air Navigation (Amendment) Order 2012 (S.I. 2012/1751), arts. 1(2), 61(16)(d)

F3

Words in Sch. 13 Pt. C substituted (9.11.2011) by The Air Navigation (Amendment) Order 2011 (S.I. 2011/2432), arts. 1, 3(4)

Article of Order

Subject Matter

11

Aircraft not to fly for commercial air transport without EU-OPS AOC

12(1)

Aircraft not to fly for public transport without national AOC or EU-OPS AOC

13(4)

Aircraft not to fly in the service of a police authority except under a Police Air Operator's Certificate, a national Air Operator's Certificate or an EU-OPS Air Operator Certificate

16(1)

Aircraft not to fly without a certificate of airworthiness

16(7)

Aircraft to comply with flight manual

17(2)

Non-military State aircraft to have a national certificate of airworthiness or an EASA certificate of airworthiness

17(3)

Requirements for non-military State aircraft with EASA certificate of airworthiness

50(1)

Requirement for appropriate licence to act as member of flight crew of aircraft registered in the United Kingdom

61

Requirement for appropriate licence to act member of flight crew of aircraft registered elsewhere than in the United Kingdom

120

Obligations of operator and commander when flying over foreign country

132(2)

Requirement to comply with regulations for the carriage of dangerous goods

133(2)

Requirements for carriage of munitions of war

133(3)

Prohibition on carriage of sporting weapon or munition of war where passengers have access

134

Prohibition on carrying on board sporting weapons or munitions of war

138

Endangering safety of any person or property

139

Drunkenness in aircraft

142(c)

Intentional interference

149

Fatigue of crew – EU-OPS operator's responsibilities

145(1)

Operator's obligation to regulate flight times of crew

145(2)

Operator's obligation not permit flight by crew in dangerous state of fatigue

146(1)

Crew's obligation not to fly in dangerous state of fatigue

148

Protection of air crew from cosmic radiation

151

Keeping and production of records of exposure to cosmic radiation

169(1)

Requirement for air traffic control approval

177(1)

F8Requirement to hold student air traffic controller licence or air traffic controller licence

F9. . .

F9. . .

193

F10Obligation not to exercise the privileges of a student air traffic controller licence or an air traffic controller licence if fatigued

194

F11Obligation not to exercise the privileges of a student air traffic controller licence or an air traffic controller licence if under the influence of a psychoactive substance or medicines

217(6)

Aviation fuel not to be dispensed if not fit for use

217(7)

Compliance with direction not to dispense aviation fuel

223

Restrictions on carriage for valuable consideration in aircraft registered elsewhere than in the United Kingdom

225

Restriction on aerial photography, aerial survey and aerial work in aircraft registered elsewhere than in F3an EEA state

226(5) to (8)

Requirements to report occurrences

231 (except (2) and (5))

Prohibitions in relation to documents and records

232(3)

Flight in contravention of CAA's direction not to fly

233

Flight by third country aircraft in contravention of direction not to fly

236(3)

Flight in contravention of Secretary of State's direction not to fly

SECTION 2

Provision of Part 21, M, 145, 66 or 147

Subject Matter

M.A.201(a) and (b)

Responsibilities of owner or lessee

M.A.201(d)

Responsibilities of the pilot in command or operator

M.A.201(e) & (f)

Responsibilities of continuing airworthiness management organisation

M.A.201(h)

Obligations of commercial air transport operator

M.A.201(i)

Obligations of certificated operator

M.A.403

Aircraft defects to be rectified

M.A.902(b)

Aircraft not to fly if airworthiness review certificate invalid

SECTION 3

Provision of EU-OPS

Subject Matter

1.065

Prohibition of carriage of weapons or munitions of war

1.085(d) 4 and 5

Crew member's obligation not to fly in dangerous state of fatigue

1.390(a) 1 to 4

Protection of crew from cosmic radiation

1.1090 paragraphs 1 to 3

Operator's obligations for flight and duty time limitations and rest scheme

1.1090 paragraph 4.1

Crew member not to operate when fatigued or unfit

1.1145

Operator to comply with Technical Instructions

1.1155(a)

Operator to hold approval to transport dangerous goods

1.1165

Operator not to carry dangerous goods forbidden for transport by air

F12SECTION 4

Annotations:
Amendments (Textual)

Provision of EASA Air Traffic Controller Licensing Regulation

Subject Matter

Article 17(1)

Reduced medical fitness

PART DProvisions referred to in article 241(8)

Article of Order

Subject Matter

137

Endangering safety of an aircraft