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Prospective
15.—(1) Subject to paragraph (2), the registered person must give notice in writing to the Commission, as soon as it is reasonably practicable to do so, if any of the following events takes place or is proposed to take place—
(a)a person other than the registered person carries on or manages the regulated activity;
(b)a registered person ceases to carry on or manage the regulated activity;
(c)the name of a registered person (where that person is an individual) changes;
(d)where the service provider is a partnership, any change in the membership of the partnership;
(e)where the service provider is a body other than a partnership—
(i)a change in the name or address of the body,
(ii)a change of director, secretary or other similar officer of the body, or
(iii)a change of nominated individual;
(f)where the service provider is—
(i)an individual, the appointment of a trustee in bankruptcy in relation to that individual, or
(ii)a company or partnership, the appointment of a receiver, manager, liquidator or provisional liquidator in relation to that company or partnership.
(2) Paragraph (1)(e)(ii) does not apply where the service provider is a health service body.
(3) In this regulation, “nominated individual” means the individual who is employed as a director, manager or secretary of the body and whose name has been notified to the Commission as being the person who is responsible for supervising the management of the carrying on of the regulated activity by that body.
Commencement Information
I1Reg. 15 in force at 1.4.2010, see reg. 1
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