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SCHEDULE 1U.K.

Information provisions U.K.

Reporting obligations of relevant institutionsU.K.

2.—(1) A relevant institution must inform the Treasury as soon as practicable if it knows or suspects that a relevant person—

(a)is a designated person; or

(b)has committed an offence under regulation 3, 4, 6 or 7.

(2) Where a relevant institution informs the Treasury under sub-paragraph (1), it must state—

(a)the information or other matter on which the knowledge or suspicion is based;

(b)any information it holds about the relevant person by which the person can be identified; and

(c)the nature and amount or quantity of any funds or economic resources held by the relevant institution for the relevant person at any time up to five years prior to the relevant designation being made.

(3) A relevant institution must inform the Treasury without delay if it credits a frozen account in accordance with regulation 5(2).

(4) A relevant institution that fails to comply with a requirement in sub-paragraph (1), (2) or (3) commits an offence.

(5) In this paragraph, “relevant person” means—

(a)a person who is a customer of the institution;

(b)a person who was a customer of the institution at any time in the period of five years immediately preceding the relevant designation being made; or

(c)a person with whom the institution has had dealings in the course of its business during that period.