2.—(1) An employer must provide information to the Regulator in the following cases—
(a)[F1on or] after the staging date for that employer;
F2(b). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
[F3(c)on or after an automatic re-enrolment date for that employer.]
[F4(d)in a case where regulation 2(8) (application of the employers’ duties to employers) of the Employers’ Duties (Implementation) Regulations 2010 applies, from the day on which the employer’s first worker begins to be employed by the employer;
(e)in a case where—
(i)regulation 2(9) and (10) of the Employers’ Duties (Implementation) Regulations 2010 applies; and
(ii)the employer’s first worker began to be employed by the employer in the period beginning with 2nd April 2017 and ending with 30th September 2017,
from the day on which PAYE income is payable in respect of any worker; and
(f)in a case where—
(i)regulation 2(9) and (10) of the Employers’ Duties (Implementation) Regulations 2010 applies; and
(ii)the employer’s first worker begins to be employed by the employer on or after 1st October 2017,
from the day on which the employer’s first worker begins to be employed by the employer.]
(2) Where an employer must provide the Regulator with information under [F5regulation 3 or 4 but the final day of the period in regulation 3(1)] or 4(1) which applies to that employer is not a working day, an employer may provide the Regulator with information on or before the next working day (and for the purposes of this paragraph “working day” means a day which is not a Saturday, Sunday, bank holiday or other public holiday).
(3) In this regulation—
(a)“bank holiday” means a day specified in paragraphs 1 and 2 of Schedule 1 to the Banking and Financial Dealings Act 1971 M1; and
(b)“information” means the information specified in regulations 3 and 4 required to be provided to the Regulator about action employers have taken or intend to take for the purposes of–
(i)sections 2 to 9 of the Act, or
(ii)any regulations made under those sections.
[F6(4) In this Part, “automatic re-enrolment date” means an automatic re-enrolment date occurring by virtue of section 6(1)(b) of the Act (timing of automatic re-enrolment).]
Textual Amendments
F1Words in reg. 2(1)(a) inserted (6.4.2016) by The Occupational and Personal Pension Schemes (Automatic Enrolment) (Miscellaneous Amendments) Regulations 2016 (S.I. 2016/311), regs. 1(1), 3(2)(a)
F2Reg. 2(1)(b) omitted (1.10.2017) by virtue of The Employers Duties (Miscellaneous Amendments) Regulations 2017 (S.I. 2017/868), regs. 1, 5(a)
F3Reg. 2(1)(c) substituted (6.4.2016) by The Occupational and Personal Pension Schemes (Automatic Enrolment) (Miscellaneous Amendments) Regulations 2016 (S.I. 2016/311), regs. 1(1), 3(2)(c)
F4Reg. 2(1)(d)-(f) inserted (1.10.2017) by The Employers Duties (Miscellaneous Amendments) Regulations 2017 (S.I. 2017/868), regs. 1, 5(b)
F5Words in reg. 2(2) substituted (1.7.2012) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 10
F6Reg. 2(4) inserted (6.4.2016) by The Occupational and Personal Pension Schemes (Automatic Enrolment) (Miscellaneous Amendments) Regulations 2016 (S.I. 2016/311), regs. 1(1), 3(3)
Marginal Citations
M11971 c.80. Paragraph 2 was amended by the St. Andrew's Day Bank Holiday (Scotland) Act 2007 (2007 asp 2), section 1.