SCHEDULECONSEQUENTIAL AMENDMENTS
The Financial Services and Markets Act 2000 (Regulated Activities) Order 20011
1
The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 M1 is amended as follows.
2
In article 3(1), for the definition of “management company” substitute—
management company” has the meaning given by Article 2.1(b) of the UCITS directive;
3
In article 83(4)(b), for “Article 5(3)” substitute “
Article 6(3)
”
.
4
In article 84(1D)(b) for “Article 5(3)” substitute “
Article 6(3)
”
.
5
In article 85(4)(b) for “Article 5(3)” substitute “
Article 6(3)
”
.
The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 20012
1
The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes)(Exemptions) Order 2001 M2 is amended as follows.
2
In article 10A(3), for “Article 4” substitute “
Article 5
”
.
3
In article 30, for the words “(notice indicating” to the end of the article, substitute “
(notice indicating the existence of grounds for refusal of an application for authorisation)
”
.
The Electronic Commerce Directive (Financial Services and Markets) Regulations 20023
1
The Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 M3 are amended as follows.
2
In regulation 2(1)—
a
in the definition of “UCITS Directive” for “Directive 85/611/EEC of the Council of the European Communities of 20 December 1985” substitute “
Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009
”
;
b
in the definition of “UCITS Directive Scheme” for “Article 4” substitute “
Article 5
”
.
The Reporting of Savings Income Information Regulations 20034
1
The Reporting of Savings Income Information Regulations 2003 M4 are amended as follows.
2
In regulation 2(1), in the definition of “the UCITS Directive”, for “Council Directive 85/611/EEC of 20th December 1985” substitute “
Council Directive 2009/65/EC of 13th July 2009
”
.
The Financial Conglomerates and Other Financial Groups Regulations 20045
1
The Financial Conglomerates and Other Financial Groups Regulations 2004 M5 are amended as follows.
2
In regulation 1(2), in paragraph (c) of the definition of “regulated entity”—
a
for “Article 1a(2)” substitute “
Article 2.1(b)
”
, and
b
for “Article 5”, substitute “
Article 6
”
.
The Montserrat Reporting of Savings Income Information Order 20056
1
The Montserrat Reporting of Savings Income Order 2005 M6 is amended as follows.
2
In article 3(1), in the definition of “the European UCITS Directive”, for “Council Directive 85/611/EEC of 20th December 1985” substitute “
Council Directive 2009/65/EC of 13th July 2009
”
.
The Financial Services and Markets Act 2000 (Financial Promotion) Order 20057
1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 M7 is amended as follows.
2
In article 20B, for paragraph (3), substitute—
3
In this article, “UCITS directive scheme” means an undertaking for collective investment in transferable securities which is subject to Directive 2009/65/EC of the European Parliament and of the Council of 13th July 2009 on the co-ordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities and has been authorised in accordance with Article 5 of that Directive.
3
In Schedule 1, in paragraph 21(4)(b), for “Article 5(3)” substitute “
Article 6(3)
”
.
The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 20098
1
The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009 M8 is amended as follows.
2
In article 2, in paragraph (c) of the definition of “relevant UK authorised person”, for “Article 1a.2” substitute “
Article 2.1(b)
”
.