Words in reg. 71(2) substituted (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), reg. 1(2), Sch. 7 para. 28(7) (with regs. 8, 15)

Word in reg. 71(1) omitted (13.8.2017 for specified purposes, 13.10.2017 for specified purposes, 13.1.2018 in so far as not already in force) by virtue of The Payment Services Regulations 2017 (S.I. 2017/752), reg. 1(2)(c)(iii)(3)(f)(i)(6), Sch. 8 para. 5(26)(a)(i) (with reg. 3)

Reg. 71(1)(d) and word inserted (13.8.2017 for specified purposes, 13.10.2017 for specified purposes, 13.1.2018 in so far as not already in force) by The Payment Services Regulations 2017 (S.I. 2017/752), reg. 1(2)(c)(iii)(3)(f)(i)(6), Sch. 8 para. 5(26)(a)(ii) (with reg. 3)

Words in reg. 71(2)(a) substituted (13.8.2017 for specified purposes, 13.10.2017 for specified purposes, 13.1.2018 in so far as not already in force) by The Payment Services Regulations 2017 (S.I. 2017/752), reg. 1(2)(c)(iii)(3)(f)(i)(6), Sch. 8 para. 5(26)(b) (with reg. 3)

Reg. 71(3) inserted (13.8.2017 for specified purposes, 13.10.2017 for specified purposes, 13.1.2018 in so far as not already in force) by The Payment Services Regulations 2017 (S.I. 2017/752), reg. 1(2)(c)(iii)(3)(f)(i)(6), Sch. 8 para. 5(26)(c) (with reg. 3)

http://www.legislation.gov.uk/uksi/2011/99/part/7/crossheading/duties-of-the-authority-and-the-commissioners-to-cooperate/2018-01-13The Electronic Money Regulations 2011texttext/xmlenStatute Law DatabaseFINANCIAL SERVICES AND MARKETS2024-06-19Expert Participation2018-01-13These Regulations implement Directive 2009/110/EC of the European Parliament and of the Council of 16th September 2009 on the taking up, pursuit and prudential supervision of the business of electronic money institutions (“the Directive”) (OJ No L 275, 27.10.2000, p.39).PART 7GENERALDuties of the Authority and the Commissioners to co-operate71Duty to co-operate and exchange information1

The Authority and the Commissioners of Her Majesty's Revenue and Customs (“the Commissioners”) must take such steps as they consider appropriate to co-operate with each other and—

a

the competent authorities, designated under Article 3 of the electronic money directive, or referred to in Article 13 of that directive, of EEA states other than the United Kingdom;

b

the European Central Bank, the Bank of England and the national central banks of EEA states other than the United Kingdom; ...

c

any other relevant competent authorities designated under European Union law or the law of the United Kingdom or any other EEA state which is applicable to electronic money issuers ; and

d

the European Banking Authority,

for the purposes of the exercise by those bodies of their functions under the electronic money directive and other relevant European Union or national legislation.

2

Subject to the requirements of the Data Protection Act 1998 , sections 348 and 349 of the 2000 Act (as applied with modifications by paragraph 6 of Schedule 3 to these Regulations), regulation 105 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 and any other applicable restrictions on the disclosure of information, the Authority and the Commissioners may provide information to each other and—

a

the bodies mentioned in paragraph (1)(a) , (c) and (d);

b

the European Central Bank, the Bank of England and the national central banks of EEA states other than the United Kingdom when acting in their capacity as monetary and oversight authorities;

c

where relevant, other public authorities responsible for the oversight of payment and settlement systems,

for the purposes of the exercise by those bodies of their functions under the electronic money directive and other relevant European Union or national legislation.

3

If the European Banking Authority is assisting the Authority, or a competent authority in another EEA State, in relation to a disagreement between those authorities pursuant to Article 19 of Regulation (EU) 1093/2010 of the European Parliament and of the Council of 24th November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC, the Authority must defer any decision in relation to the subject of the disagreement until the disagreement is resolved under that Article.

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<note class="commentary F" eId="key-e5b2664c1e23120b8b61579755f37535">
<p>
Words in reg. 71(2) substituted (26.6.2017) by
<ref href="http://www.legislation.gov.uk/id/uksi/2017/692">The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/692/regulation/1/2">reg. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/692/schedule/7/paragraph/28/7">Sch. 7 para. 28(7)</ref>
(with
<ref href="http://www.legislation.gov.uk/id/uksi/2017/692/regulation/8">regs. 8</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/692/regulation/15">15</ref>
)
</p>
</note>
<note class="commentary F" eId="key-7dcd34e4d4b82ff6f1ce538a56d1a314">
<p>
Word in reg. 71(1) omitted (13.8.2017 for specified purposes, 13.10.2017 for specified purposes, 13.1.2018 in so far as not already in force) by virtue of
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752">The Payment Services Regulations 2017 (S.I. 2017/752)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/2/c/iii">reg. 1(2)(c)(iii)</ref>
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/3/f/i">(3)(f)(i)</ref>
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/6">(6)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/schedule/8/paragraph/5/26/a/i">Sch. 8 para. 5(26)(a)(i)</ref>
(with
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/3">reg. 3</ref>
)
</p>
</note>
<note class="commentary F" eId="key-ded95b84d6573b6aa316fcd5eb164f7d">
<p>
Reg. 71(1)(d) and word inserted (13.8.2017 for specified purposes, 13.10.2017 for specified purposes, 13.1.2018 in so far as not already in force) by
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752">The Payment Services Regulations 2017 (S.I. 2017/752)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/2/c/iii">reg. 1(2)(c)(iii)</ref>
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/3/f/i">(3)(f)(i)</ref>
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/6">(6)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/schedule/8/paragraph/5/26/a/ii">Sch. 8 para. 5(26)(a)(ii)</ref>
(with
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/3">reg. 3</ref>
)
</p>
</note>
<note class="commentary F" eId="key-4a27822dd83e35b289de8dac98c2bb9c">
<p>
Words in reg. 71(2)(a) substituted (13.8.2017 for specified purposes, 13.10.2017 for specified purposes, 13.1.2018 in so far as not already in force) by
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752">The Payment Services Regulations 2017 (S.I. 2017/752)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/2/c/iii">reg. 1(2)(c)(iii)</ref>
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/3/f/i">(3)(f)(i)</ref>
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/6">(6)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/schedule/8/paragraph/5/26/b">Sch. 8 para. 5(26)(b)</ref>
(with
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/3">reg. 3</ref>
)
</p>
</note>
<note class="commentary F" eId="key-0b05f72313ea66bf6516b18aecbdf925">
<p>
Reg. 71(3) inserted (13.8.2017 for specified purposes, 13.10.2017 for specified purposes, 13.1.2018 in so far as not already in force) by
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752">The Payment Services Regulations 2017 (S.I. 2017/752)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/2/c/iii">reg. 1(2)(c)(iii)</ref>
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/3/f/i">(3)(f)(i)</ref>
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/1/6">(6)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/schedule/8/paragraph/5/26/c">Sch. 8 para. 5(26)(c)</ref>
(with
<ref href="http://www.legislation.gov.uk/id/uksi/2017/752/regulation/3">reg. 3</ref>
)
</p>
</note>
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<ukm:Number Value="99"/>
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<ukm:AffectedTitle>The Electronic Money Regulations 2011</ukm:AffectedTitle>
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<ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle>
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<ukm:Section Ref="schedule-1" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/1">Sch. 1 </ukm:Section>
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<num>
<strong>PART 7</strong>
</num>
<heading>GENERAL</heading>
<hcontainer name="crossheading" eId="part-7-crossheading-duties-of-the-authority-and-the-commissioners-to-cooperate" period="#period4">
<heading>
<em>Duties of the Authority and the Commissioners to co-operate</em>
</heading>
<hcontainer name="regulation" eId="regulation-71" period="#period4">
<num>71</num>
<heading>Duty to co-operate and exchange information</heading>
<paragraph eId="regulation-71-1" period="#period1">
<num>1</num>
<intro>
<p>
The Authority and the Commissioners of Her Majesty's Revenue and Customs (“
<term refersTo="#term-the-commissioners">the Commissioners</term>
”) must take such steps as they consider appropriate to co-operate with each other and—
</p>
</intro>
<subparagraph eId="regulation-71-1-a">
<num>a</num>
<content>
<p>the competent authorities, designated under Article 3 of the electronic money directive, or referred to in Article 13 of that directive, of EEA states other than the United Kingdom;</p>
</content>
</subparagraph>
<subparagraph eId="regulation-71-1-b">
<num>b</num>
<content>
<p>
the European Central Bank, the Bank of England and the national central banks of EEA states other than the United Kingdom;
<noteRef href="#key-7dcd34e4d4b82ff6f1ce538a56d1a314" marker="F2" class="commentary F"/>
...
</p>
</content>
</subparagraph>
<subparagraph eId="regulation-71-1-c">
<num>c</num>
<content>
<p>
any other relevant competent authorities designated under European Union law or the law of the United Kingdom or any other EEA state which is applicable to electronic money issuers
<ins class="key-ded95b84d6573b6aa316fcd5eb164f7d-1606131154463 first">
<noteRef href="#key-ded95b84d6573b6aa316fcd5eb164f7d" marker="F3" class="commentary attribute F"/>
; and
</ins>
</p>
</content>
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<subparagraph eId="regulation-71-1-d" period="#period1">
<num>
<ins class="key-ded95b84d6573b6aa316fcd5eb164f7d-1606131154463">d</ins>
</num>
<content>
<p>
<ins class="key-ded95b84d6573b6aa316fcd5eb164f7d-1606131154463 last">the European Banking Authority,</ins>
</p>
</content>
</subparagraph>
<wrapUp>
<p>for the purposes of the exercise by those bodies of their functions under the electronic money directive and other relevant European Union or national legislation.</p>
</wrapUp>
</paragraph>
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<num>2</num>
<intro>
<p>
Subject to the requirements of the Data Protection Act 1998 , sections 348 and 349 of the 2000 Act (as applied with modifications by paragraph 6 of Schedule 3 to these Regulations),
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regulation 105 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
</ins>
and any other applicable restrictions on the disclosure of information, the Authority and the Commissioners may provide information to each other and—
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</intro>
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<num>a</num>
<content>
<p>
the bodies mentioned in paragraph (1)(a)
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<noteRef href="#key-4a27822dd83e35b289de8dac98c2bb9c" marker="F4" class="commentary attribute F"/>
, (c) and (d)
</ins>
;
</p>
</content>
</subparagraph>
<subparagraph eId="regulation-71-2-b">
<num>b</num>
<content>
<p>the European Central Bank, the Bank of England and the national central banks of EEA states other than the United Kingdom when acting in their capacity as monetary and oversight authorities;</p>
</content>
</subparagraph>
<subparagraph eId="regulation-71-2-c">
<num>c</num>
<content>
<p>where relevant, other public authorities responsible for the oversight of payment and settlement systems,</p>
</content>
</subparagraph>
<wrapUp>
<p>for the purposes of the exercise by those bodies of their functions under the electronic money directive and other relevant European Union or national legislation.</p>
</wrapUp>
</paragraph>
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<num>
<ins class="key-0b05f72313ea66bf6516b18aecbdf925-1606131244888 first">
<noteRef href="#key-0b05f72313ea66bf6516b18aecbdf925" marker="F5" class="commentary attribute F"/>
3
</ins>
</num>
<content>
<p>
<ins class="key-0b05f72313ea66bf6516b18aecbdf925-1606131244888">If the European Banking Authority is assisting the Authority, or a competent authority in another EEA State, in relation to a disagreement between those authorities pursuant to Article 19 of Regulation (EU) 1093/2010 of the European Parliament and of the Council of 24th November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No </ins>
<ref href="http://www.legislation.gov.uk/id/eud/19716/2009">
<ins class="key-0b05f72313ea66bf6516b18aecbdf925-1606131244888">716/2009/EC</ins>
</ref>
<ins class="key-0b05f72313ea66bf6516b18aecbdf925-1606131244888"> and repealing Commission Decision </ins>
<ref href="http://www.legislation.gov.uk/id/eud/2009/78">
<ins class="key-0b05f72313ea66bf6516b18aecbdf925-1606131244888">2009/78/EC</ins>
</ref>
<ins class="key-0b05f72313ea66bf6516b18aecbdf925-1606131244888 last">, the Authority must defer any decision in relation to the subject of the disagreement until the disagreement is resolved under that Article.</ins>
</p>
</content>
</paragraph>
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