CHAPTER 2Preliminary accreditation and pre-registration
Preliminary accreditation
9.—(1) This article applies where a person (“the prospective FIT generator”) proposes to construct or operate an eligible installation (other than an extension) which, when commissioned, will—
(a)use anaerobic digestion;
(b)be a hydro generating station; or
(c)be a wind or solar photovoltaic installation, and have a declared net capacity of more than 50 kilowatts.
(2) The Authority must, upon an application in writing by the prospective FIT generator, grant preliminary accreditation in respect of that installation if the Authority is satisfied that—
(a)the conditions in paragraphs (3) and (4) are met; and
(b)the installation would, if commissioned, receive accreditation under Chapter 1 of this Part were an application to be made for such accreditation.
(3) The conditions in this paragraph are that the application for preliminary accreditation—
(a)specifies—
(i)the eligible low-carbon energy source to be used by the installation;
(ii)the total installed capacity and declared net capacity of the installation;
(iii)the location of the installation;
(iv)whether the installation is to have a grid connection;
(b)is accompanied by documentary evidence, issued on or before the date of the application, of the satisfaction of the conditions in paragraph (4); and
(c)includes such other information as may be required by the Authority.
(4) The conditions in this paragraph are that—
(a)either—
(i)planning permission has been granted for the installation on or before the date of the application for preliminary accreditation; or
(ii)the Authority is satisfied that planning permission is not required for the installation;
(b)if the installation is to have a grid connection, either—
(i)the prospective FIT generator has entered into a grid connection agreement on or before the date of the application; or
(ii)the Authority is satisfied that a grid connection agreement is not required for the grid connection of the installation;
(c)if the installation is a hydro generating station in England and Wales, the Authority is satisfied that each of the licences and consents mentioned in paragraph (5)—
(i)has been granted for the installation on or before the date of the application; or
(ii)is not required for the installation; and
(d)if the installation is a hydro generating station in Scotland, the Authority is satisfied that an authorisation under the Water Environment (Controlled Activities)(Scotland) Regulations 2011(1) for each of the matters mentioned in paragraph (6)—
(i)has been granted for the installation on or before the date of the application; or
(ii)is not required for the installation.
(5) The licences and consents referred to in paragraph (4)(c) are—
(a)an abstraction licence under section 24 of the Water Resources Act 1991(2);
(b)an impounding works licence under section 25 of the Water Resources Act 1991(3); and
(c)consent under section 109(1) of the Water Resources Act 1991(4).
(6) The matters referred to in paragraph (4)(d) are—
(a)abstraction;
(b)impounding works; and
(c)any other engineering works required for the installation.
(7) The Authority may attach such conditions as it considers appropriate in granting preliminary accreditation.
(8) Preliminary accreditation shall be valid—
(a)for solar photovoltaic installations, for 6 months beginning with the date on which the application for preliminary accreditation was received by the Authority;
(b)for wind and anaerobic digestion installations, for 1 year beginning with the date on which the application for preliminary accreditation was received by the Authority; and
(c)for hydro generating stations, for 2 years beginning with the date on which the application for preliminary accreditation was received by the Authority.
(9) The Authority must give notice to the applicant of—
(a)its decision on an application for preliminary accreditation of an installation;
(b)where preliminary accreditation is granted—
(i)the dates on which the validity of the preliminary accreditation starts and ends;
(ii)the tariff date which will apply to the installation if it is accredited under article 10(2); and
(iii)any conditions attached to the preliminary accreditation, and the date on which they take effect; and
(c)where preliminary accreditation is refused, reasons for the refusal.
(10) In this article—
“grid connection agreement” means an agreement in writing with a transmission licence holder or distribution licence holder for the making of a grid connection; and “transmission licence holder or distribution licence holder” means the holder of a licence under section 6(1)(b) or 6(1)(c) of the 1989 Act(5);
“planning permission” has the same meaning as in—
Effect of preliminary accreditation
10.—(1) Paragraph (2) applies where—
(a)an installation has been granted preliminary accreditation; and
(b)during the period of validity of the preliminary accreditation—
(i)the installation is commissioned; and
(ii)the Authority receives an application for accreditation of the installation.
(2) The Authority must grant the accreditation if it is satisfied that the installation has been commissioned unless—
(a)article 7 applies;
(b)the installation which has been commissioned is materially different from the installation for which preliminary accreditation was granted;
(c)there has been a material change in circumstances since the preliminary accreditation was granted such that, had the application for preliminary accreditation been made after the change, it would have been refused;
(d)any condition attached to the preliminary accreditation has not been complied with;
(e)the information on which the decision to grant the preliminary accreditation was based was incorrect in a material particular such that, had the Authority known the true position when the application for preliminary accreditation was made, it would have been refused.
(3) If the Authority grants the application for accreditation pursuant to paragraph (2), the installation’s tariff date is—
(a)the date on which the Authority received the application for preliminary accreditation, if the Authority received it between 1st April and 31st December; or
(b)the 1st April following the date on which the Authority received the application for preliminary accreditation, if the Authority received it between 1st January and 31st March.
(4) For the purposes of this article, a commissioned installation is materially different from an installation for which preliminary accreditation was granted if—
(a)its site is different;
(b)it uses a different eligible low-carbon energy source;
(c)either—
(i)it does not have a grid connection, and the application for preliminary accreditation stated that it would have a grid connection; or
(ii)it has a grid connection, and the application for preliminary accreditation stated that it would not have a grid connection;
(d)its total installed capacity is greater; or
(e)its total installed capacity is less, such that electricity generated by the installation would be eligible for payment at a different generation tariff to that which would have been payable had the total installed capacity of the installation been as stated in the application for preliminary accreditation.
Pre-registration of community energy installations
11.—(1) This article applies where a community organisation proposes to commission, or has commissioned, a community energy installation which—
(a)is a solar photovoltaic installation;
(b)is not an extension; and
(c)has a declared net capacity not exceeding 50 kilowatts.
(2) The Authority must, upon receiving an application by a community organisation for pre-registration of a community energy installation referred to in paragraph (1), which the Authority is satisfied meets the conditions in paragraph (3)—
(a)pre-register the installation; and
(b)give notice to the applicant of the pre-registration, and the period for which it is valid.
(3) The conditions are that the application—
(a)specifies—
(i)the eligible low-carbon energy source used, or to be used, by the installation;
(ii)the total installed capacity and declared net capacity of the installation;
(iii)the address of the building to which the installation is wired, or to be wired;
(b)is accompanied by—
(i)evidence that the applicant is a community organisation; and
(ii)an energy performance certificate for the building to which the installation is wired, or to be wired; and
(c)contains such other information as the Authority may require.
(4) A pre-registration under this article is valid for one year beginning with the date on which the Authority received the application for pre-registration.
(5) If an application for FIT payments for a pre-registered community energy installation is received by a FIT licensee during the period of validity of its pre-registration, and the community energy installation is accredited pursuant to that application—
(a)the eligibility date of the installation is the later of—
(i)the date on which the Authority received the application for pre-registration; or
(ii)the date on which the installation was commissioned,
and is not as provided in Standard Licence Condition 33; and
(b)the tariff date of the installation is the date on which the Authority received the application for pre-registration.
(6) In this article—
“community benefit or co-operative society” means—
“community energy installation” means an eligible installation—
which is wired to provide electricity to a building which is not a dwelling; and
in relation to which the FIT generator is a community organisation;
“community interest company” means a company issued a certificate of incorporation under section 36B(1) or 38A(1) of the Companies (Audit, Investigations and Community Enterprise) Act 2004(10);
“community organisation” means—
a community interest company; or
a community benefit or co-operative society,
other than such a company or society with more than 50 employees;
“dwelling” has the same meaning as in—
“employee” means an individual who has entered into or works under a contract of employment with the company or society.
Pre-registration of school installations
12.—(1) This article applies where an education provider has commissioned a school installation which—
(a)is a solar photovoltaic installation;
(b)is not an extension; and
(c)has a declared net capacity not exceeding 50 kilowatts.
(2) The Authority must, upon receiving an application by an education provider for pre-registration of a school installation referred to in paragraph (1), which the Authority is satisfied meets the conditions in paragraph (3)—
(a)pre-register the installation; and
(b)give notice to the applicant of the pre-registration, and the period for which it is valid.
(3) The conditions are that the application—
(a)specifies—
(i)the eligible low-carbon energy source used by the installation;
(ii)the total installed capacity and declared net capacity of the installation;
(iii)the address of the building to which the installation is wired;
(b)is accompanied by—
(i)evidence that the applicant is an education provider; and
(ii)an energy performance certificate for the building to which the installation is wired; and
(c)contains such other information as the Authority may require.
(4) A pre-registration under this article is valid for one year beginning with the date on which the Authority received the application for pre-registration.
(5) If an application for FIT payments for a pre-registered school installation is received by a FIT licensee during the period of validity of its pre-registration, and the school installation is accredited pursuant to that application—
(a)the eligibility date of the installation is the date on which the Authority received the application for pre-registration, and is not as provided in Standard Licence Condition 33; and
(b)the tariff date of the installation is the same as its eligibility date.
(6) In this article—
“education provider” means—
the owner of a building used as the premises of a qualifying educational institution; or
a person or body responsible for the management of such an institution;
“qualifying educational institution” means—
in England and Wales—
a school within the meaning of section 4 of the Education Act 1996(13);
an institution within the further education sector, within the meaning of section 91(3) of the Further and Higher Education Act 1992(14); or
a 16 to 19 Academy within the meaning of section 1B of the Academies Act 2010(15);
“school installation” means an eligible installation—
which is wired to provide electricity to a building which is used as the premises of a qualifying educational institution; and
in relation to which the FIT generator is the education provider which owns that building or is responsible for the management of that institution.
1991 c.57. Section 24 was amended by the Environment Act 1995 (c.25), Schedule 22, paragraph 128, the Water Act 2003, section 60(1), and S.I. 1996/593, Schedule 2, paragraph 8.
1991 c.57. Section 25 was amended by the Water Act 2003, sections 2 and 60(1) and Schedule 9, Part 1.
1991 c.57. Section 109(1) was amended by the Environment Act 1995 (c.25), Schedule 22, paragraph 128.
Section 6(1)(b) of the 1989 Act was substituted by the Energy Act 2004 (c.20), section 136(1). Section 6(1)(c) was substituted by the Utilities Act 2000 (c.27), section 30, and amended by the Energy Act 2004 (c.20), Schedule 23, Part 1.
1965 c.12. The Act is renamed the Co-operative and Community Benefit Societies Act 1965 by section 2 of the Co-operative and Community Benefit Societies Act 2010 (c.7).
Section 4A is inserted by section 1 of the Co-operative and Community Benefit Societies Act 2010 (c.7).
2004 c.27. Sections 36B and 38A were inserted by S.I. 2009/1941.
S.I. 2007/991, to which there are amendments which are not relevant.
S.S.I 2008/309, to which there are amendments which are not relevant.
1996 c.56. Section 4 was amended by the Education Act 1997 (c.44), section 51 and Schedule 7, paragraph 10, the Education Act 2002 (c.32), Schedule 22, Part 3, the Childcare Act 2006 (c.21) section 95, the Education Act 2011 (c.21), Schedule 13, paragraph 9, and S.I. 2010/1080, Schedule 1, Part 2, paragraph 97.
1992 c.13. Section 91(3) was amended by the Apprenticeships, Skills, Children and Learning Act 2009 (c.22), Schedule 8, paragraph 13.
2010 c.32. Section 1B was inserted by the Education Act 2011 (c.21), section 53(7).
1980 c.44. The definition of “school” in section 135(1) was amended by the Registered Establishments (Scotland) Act 1987 (c.4), section 2(2), and the Standards in Scotland’s Schools etc. Act 2000 (asp 6), Schedule 3.