PART 4U.K.Surrender of allowances

[F1Surrender of a deficit of allowances: UK administered operatorsU.K.

42B.(1) Paragraphs (2) and (3) apply where a deficit arises in respect of compliance by a UK administered operator with regulation 42A(1) or 42A(2) for a scheme year (the “non-compliance year”).

(2) Where the deficit does not result from an error in the verified emissions report submitted by the UK administered operator, the amount of allowances or aviation allowances that the UK administered operator is required to surrender under regulation 42A(2) for the recovery year is increased by an amount of allowances or aviation allowances equal to the deficit.

(3) Where the deficit results from an error in the verified emissions report submitted by the UK administered operator, the amount of annual reportable emissions of the UK administered operator in the year in which the error is discovered, for the purpose of regulation 42A(2), is increased by an amount of annual reportable emissions equal to the deficit.

(4) In this regulation—

(a)“deficit” means a shortfall in the number of allowances or aviation allowances surrendered, calculated as—

(i)where the non-compliance year is any scheme year beginning with 2013 and ending with 2016, , where—

(ii)where the non-compliance year is any scheme year beginning with 2017, , where—

(b)the “recovery year” means, in respect of a failure to comply with—

(i)regulation 42A(1), the scheme year 2015; or

(ii)regulation 42A(2), the scheme year following the non-compliance year.]