Amendments to the Capital Requirements Regulations 2006U.K.
8. In regulation 1(2) (interpretation)(1)—
(a)in paragraph (c) of the definition of “EEA consolidated supervisor” after “EEA parent financial holding company” insert “or EEA parent mixed financial holding company”;
(b)after the definition of “EEA parent financial holding company” insert—
““EEA parent mixed financial holding company” means a parent mixed financial holding company in an EEA State which is not a subsidiary of another credit institution or investment firm authorised in any EEA State or of another financial holding company or mixed financial holding company set up in any EEA State;”;
(c)in paragraph (c) of the definition of “national consolidated supervisor” after “parent financial holding company in an EEA State” insert “or parent mixed financial holding company in an EEA State”;
(d)in the definitions of “parent credit institution in an EEA State” and “parent investment firm in an EEA State” in each case after “financial holding company” insert “or mixed financial holding company”;
(e)after the definition of “parent financial holding company in an EEA State” insert—
““parent mixed financial holding company in an EEA State” means a mixed financial holding company which is not itself a subsidiary of a credit institution or investment firm authorised in the same EEA State, or of another mixed financial holding company or financial holding company set up in the same EEA State;”;
(f)after the definition of “proposal” insert—
““regulated entity” has the meaning given by article 2(4) of Directive 2002/87/EC of the European Parliament and of the Council on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate(2);”;
(g)in the definition of “relevant competent authority” for the words “or a subsidiary of an EEA parent financial holding company” substitute “, a subsidiary of an EEA parent financial holding company or a subsidiary of an EEA parent mixed financial holding company;”.
Commencement Information
I1Reg. 8 in force at 10.6.2013, see reg. 1
Regulation 1(2) was amended by S.I. 2010/2628, 2012/917 and S.I. 2013/472.
O.J. 035, 11.02.2003, p.1.