Sections 69 (statements of policy) and 70 (statements of policy: procedure) of the 2000 Act18 apply in respect of the imposition of penalties, suspensions or restrictions under regulations 16(2) and 18, and the amount of penalty or duration of suspension or restriction as they apply in respect of the imposition of penalties, suspensions or restrictions under Part 5 (performance of regulated activities) of the 2000 Act and the amount of penalty or duration of suspension or restriction under that Part of that Act.

Sections 210 (statements of policy) and 211 (statements of policy: procedure) of the 2000 Act19 apply in respect of the imposition of penalties or restrictions under regulations 16(1) and 17 and the amount of penalty or duration of restriction, as they apply in respect of the imposition of penalties, suspensions or restrictions under Part 14 (disciplinary measures) of the 2000 Act and the amount of penalty or duration of suspension or restriction under that Part of that Act.

After a statement under regulation 14 or 15 is published, the FCA must send a copy of it to the person concerned and to any person to whom a copy of the decision notice was given under section 393(4) of the 2000 Act20 (third party rights) (as applied by regulation 30).