Version Superseded: 01/03/2018
Point in time view as at 03/12/2015. This version of this provision has been superseded.
The Alternative Investment Fund Managers Regulations 2013, Section 11 is up to date with all changes known to be in force on or before 07 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
11.—(1) An application for entry on the register of small registered UK AIFMs must—
(a)be made in such manner as the FCA may direct; and
(b)contain or be accompanied by such information as the FCA may reasonably require for the purpose of determining the application.
(2) At any time after receiving an application and before determining it, the FCA may require the applicant to provide it with such further information as it considers necessary to enable it to determine the application.
(3) Different directions may be given, and different requirements imposed, in relation to different applications or categories of applications.
(4) The FCA may require an applicant to provide information which it is required to give under this regulation in such form, or to verify it in such manner, as the FCA may specify.
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