http://www.legislation.gov.uk/uksi/2013/1773/regulation/16/2020-12-31
The Alternative Investment Fund Managers Regulations 2013
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FINANCIAL SERVICES AND MARKETS
Statute Law Database
2024-05-16
Expert Participation
2020-12-31
These Regulations implement in part Directive 2011/61/EU of the European Parliament and of the Council on Alternative Investment Fund Managers (“AIFMD”), Regulation (EU) No 231/2013 supplementing AIFMD, Regulation (EU) No 345/2013 on European venture capital funds and Regulation (EU) No 346/2013 on European social entrepreneurship funds, and an element of Directive 2011/89/EU of the European Parliament and of the Council amending Directives 98/78/EC, 2002/87/EC, 2006/48/EC and 2009/138/EC as regards the supplementary supervision of financial entities in a financial conglomerate . The Financial Conduct Authority (“FCA”) is responsible for implementing other parts of AIFMD. A transposition note setting out how AIFMD and Directive 2011/89/EU will be transposed into UK law will be available on HM Treasury's website (www.hm-treasury.gov.uk).
The Alternative Investment Fund Managers Regulations 2013
reg. 5A
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 8
8A
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(c)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 54(9)
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(h)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 59(5)
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(i)
(ii)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 2(1)(c)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(2)(c)(ii)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 2(4)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(3)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 5A
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(5)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 8
8A
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(6)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 49(c) and word
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(10)(d)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 54(9)
(10)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(12)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 59(5)
(6)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(15)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 29(1)(b)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(3)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
reg. 49(c)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(5)(c)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
reg. 56-56C
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(7)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
C1PART 3Small AIFMs
Annotations:
Modifications etc. (not altering text)
Applications for revocation of registration16
1
A small registered UK AIFM may apply to the FCA for its registration to be revoked, and for a Part 4A permission to carry on the regulated activity of managing an AIF.
2
In its application, a small registered UK AIFM may apply to become—
a
a small authorised UK AIFM; or
b
a full-scope UK AIFMF1....
Pt. 3 modified (31.12.2020) by The Social Entrepreneurship Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/343), regs. 1(1), 11(2)(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)