http://www.legislation.gov.uk/uksi/2013/1773/regulation/18/2020-12-31
The Alternative Investment Fund Managers Regulations 2013
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FINANCIAL SERVICES AND MARKETS
Statute Law Database
2024-05-16
Expert Participation
2020-12-31
These Regulations implement in part Directive 2011/61/EU of the European Parliament and of the Council on Alternative Investment Fund Managers (“AIFMD”), Regulation (EU) No 231/2013 supplementing AIFMD, Regulation (EU) No 345/2013 on European venture capital funds and Regulation (EU) No 346/2013 on European social entrepreneurship funds, and an element of Directive 2011/89/EU of the European Parliament and of the Council amending Directives 98/78/EC, 2002/87/EC, 2006/48/EC and 2009/138/EC as regards the supplementary supervision of financial entities in a financial conglomerate . The Financial Conduct Authority (“FCA”) is responsible for implementing other parts of AIFMD. A transposition note setting out how AIFMD and Directive 2011/89/EU will be transposed into UK law will be available on HM Treasury's website (www.hm-treasury.gov.uk).
The Alternative Investment Fund Managers Regulations 2013
reg. 5A
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 8
8A
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(c)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 54(9)
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(h)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 59(5)
The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019
reg. 20(3)(i)
(ii)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 2(1)(c)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(2)(c)(ii)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 2(4)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(3)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 5A
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(5)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 8
8A
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(6)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 49(c) and word
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(10)(d)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 54(9)
(10)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(12)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 59(5)
(6)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 1
para. 2(15)(b)
reg. 1(3)
The Alternative Investment Fund Managers Regulations 2013
reg. 29(1)(b)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(3)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
reg. 49(c)
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(5)(c)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
reg. 56-56C
The Alternative Investment Fund Managers (Amendment) Regulations 2013
Sch. 2
para. 3(7)
reg. 1(4)
The Alternative Investment Fund Managers Regulations 2013
C1PART 3Small AIFMs
Annotations:
Modifications etc. (not altering text)
Procedure on revocation18
1
If the FCA proposes to revoke the registration of a small registered UK AIFM on the grounds mentioned in regulation 17(1)(a) or (b) F1, or under Article 22 of the EuSEF Regulation or Article 21 of the EuVECA Regulation, the FCA must give the AIFM a warning notice.
2
If the FCA decides to revoke the registration of a small registered UK AIFM on F2such grounds or under such an Article—
a
the FCA must give the AIFM a decision notice, and
b
the AIFM may refer the matter to the Tribunal.
Pt. 3 modified (31.12.2020) by The Social Entrepreneurship Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/343), regs. 1(1), 11(2)(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)